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Goldman Sachs CFO Coleman receives 36,633 shares

The award shares generally cannot be sold or transferred before October 2027.

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Form Type
4

Rhea-AI Filing Summary

Goldman Sachs Group Inc. Chief Financial Officer Denis P. Coleman received 36,633 common shares on October 23, 2026, upon delivery of performance-based restricted stock units from a Shareholder Value Creation Award, without consideration. The delivery reflected maximum (150%) achievement of the award’s pre-established absolute and relative total shareholder return-based performance goals. In connection with delivery, 20,259 shares were withheld to satisfy withholding obligations, at a reported $891.30 per share. A separate holding entry lists 4,232 shares held through trusts whose sole beneficiaries are his immediate family members; Coleman disclaims beneficial ownership.

Insider COLEMAN DENIS P.
Role Chief Financial Officer
Type Security Shares Price Value
Exercise Performance-based Restricted Stock Units F1 36,633 -- --
Exercise Common Stock, par value $0.01 per share F1 36,633 -- --
Tax Withholding Common Stock, par value $0.01 per share F2 20,259 $891.30 $18.06M
holding Common Stock, par value $0.01 per share F3 -- -- --
Holdings After Transaction: Performance-based Restricted Stock Units — 0 contracts (Direct); Common Stock, par value $0.01 per share — 47,444 shares (Direct); Common Stock, par value $0.01 per share — 4,232 shares (Indirect, See footnote)
Footnotes (3)
  1. F1. On October 23, 2026, shares of the Issuer's common stock underlying a Shareholder Value Creation Award ("SVC Award"), originally granted in January 2022 in the form of performance-based restricted stock units, were delivered to the Reporting Person without the payment of any consideration. These shares generally cannot be sold or transferred before October 2027. The delivery reflects the maximum (150%) achievement of pre-established absolute and relative total shareholder return-based performance goals set forth in the SVC Award.
  2. F2. Represents shares of the Issuer's common stock withheld to satisfy withholding obligations in connection with the delivery of the common stock underlying the performance-based restricted stock units described in footnote 1 above.
  3. F3. Held through trusts, the sole beneficiaries of which are immediate family members of the Reporting Person. The Reporting Person disclaims beneficial ownership of these shares.
Common shares delivered 36,633 shares October 23, 2026; underlying performance-based restricted stock units
Shares withheld for withholding obligations 20,259 shares In connection with the October 23, 2026 share delivery
Reported price per share withheld $891.30 per share Withholding transaction on October 23, 2026
Maximum achievement 150% Pre-established performance goals for the Shareholder Value Creation Award
Shares held through trusts 4,232 shares Holding entry dated October 23, 2026; Coleman disclaims beneficial ownership
Performance-based Restricted Stock Units financial
"originally granted in January 2022 in the form of performance-based restricted stock units"
Performance-based restricted stock units are a type of employee equity award that converts into company shares only if predefined financial or operational targets are met over a set period. Think of it like a bonus check that becomes stock only when specific goals are hit; it ties pay to results, aligning managers’ incentives with shareholders. Investors care because these awards affect future share count, executive incentives, and signal how management’s success will be measured and rewarded.
Shareholder Value Creation Award financial
"underlying a Shareholder Value Creation Award"
total shareholder return-based performance goals financial
"pre-established absolute and relative total shareholder return-based performance goals"
withholding obligations financial
"withheld to satisfy withholding obligations"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many shares did Goldman Sachs CFO Denis P. Coleman receive?

Denis P. Coleman received delivery of 36,633 common shares on October 23, 2026, underlying performance-based restricted stock units from a Shareholder Value Creation Award. The delivery reflected maximum (150%) achievement of the award’s pre-established performance goals.

How many shares were withheld from Denis P. Coleman’s Goldman Sachs award?

20,259 common shares were withheld to satisfy withholding obligations connected to the delivery, at a reported $891.30 per share. The award shares generally cannot be sold or transferred before October 2027.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
COLEMAN DENIS P.

(Last)(First)(Middle)
C/O GOLDMAN SACHS & CO. LLC
200 WEST STREET

(Street)
NEW YORK NEW YORK 10282

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
GOLDMAN SACHS GROUP INC [ GS ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
Chief Financial Officer
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
10/23/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock, par value $0.01 per share10/23/2026M36,633(1)A(1)67,703D
Common Stock, par value $0.01 per share10/23/2026F(2)20,259D(2)$891.347,444D
Common Stock, par value $0.01 per share4,232ISee footnote(3)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Performance-based Restricted Stock Units(1)10/23/2026M36,633 (1) (1)Common Stock, par value $0.01 per share36,633(1)0D
Explanation of Responses:
1. On October 23, 2026, shares of the Issuer's common stock underlying a Shareholder Value Creation Award ("SVC Award"), originally granted in January 2022 in the form of performance-based restricted stock units, were delivered to the Reporting Person without the payment of any consideration. These shares generally cannot be sold or transferred before October 2027. The delivery reflects the maximum (150%) achievement of pre-established absolute and relative total shareholder return-based performance goals set forth in the SVC Award.
2. Represents shares of the Issuer's common stock withheld to satisfy withholding obligations in connection with the delivery of the common stock underlying the performance-based restricted stock units described in footnote 1 above.
3. Held through trusts, the sole beneficiaries of which are immediate family members of the Reporting Person. The Reporting Person disclaims beneficial ownership of these shares.
Remarks:
/s/ Jamie A. Greenberg, Attorney-in-fact10/27/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

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