Goldman Sachs grants director 65 stock units

The underlying common shares will be delivered approximately 90 days after the director retires from the applicable board.

Rhea-AI Filing Summary

Goldman Sachs Group Inc. director Peter Oppenheimer received a grant of 65 restricted stock units on October 14, 2026. The award covered his third-quarter 2026 Annual Retainer and Committee Chair Fee for service on the issuer’s board, and his third-quarter 2026 Annual Retainer for service on Goldman Sachs Bank USA’s board. His direct restricted stock unit holdings totaled 7,407 after the grant.

Insider Trade Summary

Grant/Award: 65 shares

Grant/Award 1 txn

Insider OPPENHEIMER PETER

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Restricted Stock Units F1	65	$0.00	$0.00

Holdings After Transaction: Restricted Stock Units — 7,407 contracts (Direct)

Footnotes (1)

1. F1. Represents Restricted Stock Units ("RSUs") granted for the Reporting Person's third quarter 2026 Annual Retainer and Committee Chair Fee for service on the Issuer's Board of Directors and third quarter 2026 Annual Retainer for service on the Board of Directors of Goldman Sachs Bank USA ("GS Bank"). Shares of the Issuer's common stock underlying these RSUs will be delivered approximately 90 days after the retirement of the Reporting Person from the Issuer's Board of Directors or GS Bank Board of Directors, as applicable.

Key Figures

Awarded restricted stock units: 65 restricted stock units Direct restricted stock units after grant: 7,407 restricted stock units Underlying share delivery: Approximately 90 days

3 metrics

Awarded restricted stock units 65 restricted stock units Granted October 14, 2026 for board retainers and a committee chair fee

Direct restricted stock units after grant 7,407 restricted stock units Reported following the October 14, 2026 grant

Underlying share delivery Approximately 90 days After retirement from the applicable board

Key Terms

Restricted Stock Units, Annual Retainer, Committee Chair Fee

3 terms

Restricted Stock Units financial

"Represents Restricted Stock Units ("RSUs") granted"

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

Annual Retainer financial

"third quarter 2026 Annual Retainer"

Committee Chair Fee financial

"Committee Chair Fee for service on the Issuer's Board"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

When will the shares underlying Peter Oppenheimer’s GS RSUs be delivered?

The common shares underlying the RSUs will be delivered approximately 90 days after Peter Oppenheimer retires from Goldman Sachs Group Inc.’s board or Goldman Sachs Bank USA’s board, as applicable.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 10/16/2026 - 04:13 PM EDT Accepted by SEC EDGAR 10/16/2026 - 04:13 PM EDT Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

OPPENHEIMER PETER

(Last) (First) (Middle)

C/O GOLDMAN SACHS & CO. LLC

200 WEST STREET

(Street)

NEW YORK NEW YORK 10282

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
GOLDMAN SACHS GROUP INC [ GS ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
10/14/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Restricted Stock Units	(1)	10/14/2026		A		65		(1)	(1)	Common Stock, par value $0.01 per share	65	$0	7,407	D

Explanation of Responses:

1. Represents Restricted Stock Units ("RSUs") granted for the Reporting Person's third quarter 2026 Annual Retainer and Committee Chair Fee for service on the Issuer's Board of Directors and third quarter 2026 Annual Retainer for service on the Board of Directors of Goldman Sachs Bank USA ("GS Bank"). Shares of the Issuer's common stock underlying these RSUs will be delivered approximately 90 days after the retirement of the Reporting Person from the Issuer's Board of Directors or GS Bank Board of Directors, as applicable.

Remarks:

	/s/ Jamie A. Greenberg, Attorney-in-fact	10/16/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)