Goldman Sachs (GS) chief risk officer sells 1,116 common shares in open market

Filing Impact

(Very High)

Filing Sentiment

(Negative)

Form Type

Rhea-AI Filing Summary

Goldman Sachs Group Inc. Chief Risk Officer Alex S. Golten sold shares of company stock. On April 23, 2026, he completed two open-market sales totaling 1,116 shares of common stock, at weighted average prices of $935.70 and $936.71 per share. Following these transactions, he directly holds 2,578 shares of Goldman Sachs common stock.

Insider Trade Summary

Net Seller: 1,116 shares ($1,044,782)

Net Sell 2 txns

Insider GOLTEN ALEX S

Role CHIEF RISK OFFICER

Sold 1,116 shs ($1.04M)

Type	Security	Shares	Price	Value
Sale	Common Stock, par value $0.01 per share	581	$935.70	$544K
Sale	Common Stock, par value $0.01 per share	535	$936.71	$501K

Holdings After Transaction: Common Stock, par value $0.01 per share — 3,113 shares (Direct, null)

Footnotes (1)

Reflects a weighted average sale price of $935.70 per share, at prices ranging from $935.22 to $936.08 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Reflects a weighted average sale price of $936.71 per share, at prices ranging from $936.28 to $936.97 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Key Figures

Shares sold: 1,116 shares Weighted average sale price 1: $935.70 per share Weighted average sale price 2: $936.71 per share +1 more

4 metrics

Shares sold 1,116 shares Total common shares sold on April 23, 2026

Weighted average sale price 1 $935.70 per share First reported sale’s weighted average price

Weighted average sale price 2 $936.71 per share Second reported sale’s weighted average price

Shares held after transactions 2,578 shares Direct holdings following April 23, 2026 sales

Key Terms

weighted average sale price, open-market sale, Common Stock, par value $0.01 per share, non-derivative

4 terms

weighted average sale price financial

"Reflects a weighted average sale price of $935.70 per share, at prices ranging"

open-market sale financial

"transaction_action": "open-market sale""

An open-market sale is when a shareholder sells existing shares directly on a public exchange to any willing buyer, rather than through a private deal. Think of it like putting goods on a busy market stall where price is set by supply and demand; for investors it matters because such sales increase available supply, can put short-term downward pressure on the stock price, and signal changes in liquidity or investor confidence.

non-derivative financial

"transaction_type": "non-derivative""

Form 4 Insider Transactions: What Each Field Means →

04/24/2026 - 04:03 PM

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

GOLTEN ALEX S

(Last)

(First)

(Middle)

C/O GOLDMAN SACHS & CO. LLC

200 WEST STREET

(Street)

NEW YORK

10282

(City)

(State)

(Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
GOLDMAN SACHS GROUP INC [ GS ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	10% Owner
X	Officer (give title below)	Other (specify below)
	CHIEF RISK OFFICER

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
04/23/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Common Stock, par value $0.01 per share	04/23/2026		S		581	D	$935.7⁽¹⁾	3,113	D
Common Stock, par value $0.01 per share	04/23/2026		S		535	D	$936.71⁽²⁾	2,578	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)

Explanation of Responses:

1. Reflects a weighted average sale price of $935.70 per share, at prices ranging from $935.22 to $936.08 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

2. Reflects a weighted average sale price of $936.71 per share, at prices ranging from $936.28 to $936.97 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Remarks:

	/s/ Jamie A. Greenberg, Attorney-in-fact	04/24/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What insider transaction did Goldman Sachs (GS) report for Alex S. Golten?

Goldman Sachs reported that Chief Risk Officer Alex S. Golten sold 1,116 shares of common stock. The transactions were executed as two open-market sales on April 23, 2026, reducing but not eliminating his direct equity position in the firm.

How many Goldman Sachs (GS) shares did Alex S. Golten sell and at what prices?

Alex S. Golten sold a total of 1,116 Goldman Sachs common shares. The sales occurred at weighted average prices of $935.70 and $936.71 per share, with individual trade prices ranging modestly around those averages during the same trading day.

How many Goldman Sachs (GS) shares does Alex S. Golten hold after these sales?

After the reported sales, Alex S. Golten directly holds 2,578 shares of Goldman Sachs common stock. This post-transaction balance reflects his remaining direct ownership following the two open-market dispositions disclosed for April 23, 2026.

What type of transactions did Alex S. Golten make in Goldman Sachs (GS) stock?

The filing shows Alex S. Golten executed two open-market sale transactions in Goldman Sachs common stock. Both are coded as “S” sales of non-derivative common shares, indicating direct stock disposals rather than option exercises or other derivative-related activity.

Were derivatives involved in Alex S. Golten’s recent Goldman Sachs (GS) Form 4 filing?

No derivative positions are listed in this Form 4 for Alex S. Golten. The derivative summary is empty, and both reported transactions involve non-derivative Goldman Sachs common stock sold directly in the open market on April 23, 2026.

How were the sale prices for Alex S. Golten’s Goldman Sachs (GS) trades reported?

The trades were reported using weighted average sale prices of $935.70 and $936.71 per share. Footnotes explain that actual individual trade prices ranged slightly around those averages, and full price breakdowns are available upon request to authorized parties.