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Goldman Sachs (NYSE: GS) risk chief reports 2,292-share sale

Filing Impact
(Very High)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

Goldman Sachs Group Inc. chief risk officer Alex S. Golten reported a series of open-market sales of common stock on February 9, 2026, totaling 2,292 shares at weighted average prices between $932.98 and $938.01 per share.

The transactions included 1,200 directly held shares and 1,092 shares held through trusts whose sole trustee is his spouse and whose beneficiaries are immediate family members; he disclaims beneficial ownership of the trust-held shares. Following these trades, he reported 4,809 shares held directly and no shares held indirectly.

Positive

  • None.

Negative

  • None.
Insider GOLTEN ALEX S
Role CHIEF RISK OFFICER
Sold 2,292 shs ($2.14M)
Type Security Shares Price Value
Sale Common Stock, par value $0.01 per share 840 $932.98 $784K
Sale Common Stock, par value $0.01 per share 360 $934.05 $336K
Sale Common Stock, par value $0.01 per share 240 $935.66 $225K
Sale Common Stock, par value $0.01 per share 545 $936.80 $511K
Sale Common Stock, par value $0.01 per share 307 $938.01 $288K
Holdings After Transaction: Common Stock, par value $0.01 per share — 5,169 shares (Direct); Common Stock, par value $0.01 per share — 852 shares (Indirect, See footnote)
Footnotes (1)
  1. Reflects a weighted average sale price of $932.98 per share, at prices ranging from $932.54 to $933.53 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Reflects a weighted average sale price of $934.05 per share, at prices ranging from $933.72 to $934.63 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Reflects a weighted average sale price of $935.66 per share, at prices ranging from $935.00 to $935.96 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Held through trusts, the sole trustee of which is the Reporting Person's spouse and the sole beneficiaries of which are immediate family members of the Reporting Person. The Reporting Person disclaims beneficial ownership of these shares. Reflects a weighted average sale price of $936.80 per share, at prices ranging from $936.44 to $937.08 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Reflects a weighted average sale price of $938.01 per share, at prices ranging from $937.54 to $938.25 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
GOLTEN ALEX S
(Last) (First) (Middle)
C/O GOLDMAN SACHS & CO. LLC
200 WEST STREET
(Street)
NEW YORK NY 10282
(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
GOLDMAN SACHS GROUP INC [ GS ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
CHIEF RISK OFFICER
3. Date of Earliest Transaction (Month/Day/Year)
02/09/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
 6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock, par value $0.01 per share 02/09/2026 S 840 D $932.98(1) 5,169 D
Common Stock, par value $0.01 per share 02/09/2026 S 360 D $934.05(2) 4,809 D
Common Stock, par value $0.01 per share 02/09/2026 S 240 D $935.66(3) 852 I See footnote(4)
Common Stock, par value $0.01 per share 02/09/2026 S 545 D $936.8(5) 307 I See footnote(4)
Common Stock, par value $0.01 per share 02/09/2026 S 307 D $938.01(6) 0 I See footnote(4)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Reflects a weighted average sale price of $932.98 per share, at prices ranging from $932.54 to $933.53 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
2. Reflects a weighted average sale price of $934.05 per share, at prices ranging from $933.72 to $934.63 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
3. Reflects a weighted average sale price of $935.66 per share, at prices ranging from $935.00 to $935.96 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
4. Held through trusts, the sole trustee of which is the Reporting Person's spouse and the sole beneficiaries of which are immediate family members of the Reporting Person. The Reporting Person disclaims beneficial ownership of these shares.
5. Reflects a weighted average sale price of $936.80 per share, at prices ranging from $936.44 to $937.08 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
6. Reflects a weighted average sale price of $938.01 per share, at prices ranging from $937.54 to $938.25 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Remarks:
/s/ Jamie A. Greenberg, Attorney-in-fact 02/11/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source: View Original Filing on SEC EDGAR

FAQ

What insider transaction did GS chief risk officer Alex S. Golten report?

Alex S. Golten reported selling 2,292 shares of Goldman Sachs common stock on February 9, 2026. The sales were open-market transactions at weighted average prices between about $933 and $938 per share, disclosed in a Form 4 filing.

How many Goldman Sachs shares does Alex S. Golten hold after this Form 4?

After the reported trades, Alex S. Golten holds 4,809 shares of Goldman Sachs common stock directly. The filing shows that shares previously reported as held indirectly through family trusts were fully sold in these transactions, leaving no indirectly held shares reported.

Were any of Alex S. Golten’s GS share sales made through family trusts?

Yes. A total of 1,092 shares were sold from positions held through trusts whose sole trustee is his spouse and whose beneficiaries are immediate family members. The filing states that Golten disclaims beneficial ownership of these trust-held shares.

At what prices did the GS chief risk officer sell Goldman Sachs shares?

The Form 4 shows weighted average sale prices of $932.98, $934.05, $935.66, $936.80, and $938.01 per share. Each figure represents a range of individual sale prices, and full price breakdowns are available upon request as noted.

What is the role of Alex S. Golten at Goldman Sachs Group Inc. (GS)?

Alex S. Golten is identified in the Form 4 as an officer of Goldman Sachs Group Inc., holding the title of Chief Risk Officer. The filing confirms he is not listed as a director or 10% owner of the company.

How are indirect GS shareholdings described in Alex S. Golten’s Form 4?

Indirect holdings are described as shares held through trusts, with Golten’s spouse as sole trustee and immediate family members as beneficiaries. The Form 4 explicitly states that Golten disclaims beneficial ownership of these trust-held shares despite reporting the related transactions.