STOCK TITAN

Goldman Sachs (NYSE: GS) legal chief sells 683 company shares

Filing Impact
(Very High)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

Goldman Sachs Group Inc.'s Chief Legal Officer and General Counsel, Kathryn H. Ruemmler, reported open-market sales of a total of 683 shares of the company’s common stock on May 1, 2026.

The transactions occurred in three blocks: 135 shares at a weighted average price of $928.85, 468 shares at $929.71, and 80 shares at $930.35, with each block executed across multiple prices within stated ranges. After these sales, she directly holds 29,949 shares of Goldman Sachs common stock.

Positive

  • None.

Negative

  • None.
Insider Ruemmler Kathryn H.
Role Chief Legal Officer, GC
Sold 683 shs ($635K)
Type Security Shares Price Value
Sale Common Stock, par value $0.01 per share 135 $928.85 $125K
Sale Common Stock, par value $0.01 per share 468 $929.71 $435K
Sale Common Stock, par value $0.01 per share 80 $930.35 $74K
Holdings After Transaction: Common Stock, par value $0.01 per share — 30,497 shares (Direct, null)
Footnotes (1)
  1. Reflects a weighted average sale price of $928.85 per share, at prices ranging from $928.12 to $929.10 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Reflects a weighted average sale price of $929.71 per share, at prices ranging from $929.15 to $930.12 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Reflects a weighted average sale price of $930.35 per share, at prices ranging from $930.16 to $930.54 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Shares sold (total) 683 shares Open-market sales on May 1, 2026
Block sale 1 135 shares at $928.85 Weighted average price, May 1, 2026
Block sale 2 468 shares at $929.71 Weighted average price, May 1, 2026
Block sale 3 80 shares at $930.35 Weighted average price, May 1, 2026
Shares held after sales 29,949 shares Direct ownership following transactions
Price range (block 1) $928.12–$929.10 Range for $928.85 weighted average block
Price range (block 2) $929.15–$930.12 Range for $929.71 weighted average block
Price range (block 3) $930.16–$930.54 Range for $930.35 weighted average block
open-market sale financial
"transaction_action": "open-market sale"
An open-market sale is when a shareholder sells existing shares directly on a public exchange to any willing buyer, rather than through a private deal. Think of it like putting goods on a busy market stall where price is set by supply and demand; for investors it matters because such sales increase available supply, can put short-term downward pressure on the stock price, and signal changes in liquidity or investor confidence.
weighted average sale price financial
"Reflects a weighted average sale price of $928.85 per share"
Common Stock, par value $0.01 per share financial
"security_title": "Common Stock, par value $0.01 per share"
transaction code "S" regulatory
"transaction_code": "S"
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Ruemmler Kathryn H.

(Last)(First)(Middle)
C/O GOLDMAN SACHS & CO. LLC
200 WEST STREET

(Street)
NEW YORK NEW YORK 10282

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
GOLDMAN SACHS GROUP INC [ GS ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
Chief Legal Officer, GC
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
05/01/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock, par value $0.01 per share05/01/2026S135D$928.85(1)30,497D
Common Stock, par value $0.01 per share05/01/2026S468D$929.71(2)30,029D
Common Stock, par value $0.01 per share05/01/2026S80D$930.35(3)29,949D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Reflects a weighted average sale price of $928.85 per share, at prices ranging from $928.12 to $929.10 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
2. Reflects a weighted average sale price of $929.71 per share, at prices ranging from $929.15 to $930.12 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
3. Reflects a weighted average sale price of $930.35 per share, at prices ranging from $930.16 to $930.54 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Remarks:
/s/ Jamie A. Greenberg, Attorney-in-fact05/05/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did GS executive Kathryn Ruemmler report?

Kathryn H. Ruemmler reported selling 683 shares of Goldman Sachs common stock in open-market transactions on May 1, 2026. The sales were split into three trades at weighted average prices between $928.85 and $930.35 per share, according to the Form 4 filing.

At what prices did Kathryn Ruemmler sell Goldman Sachs (GS) shares?

She sold Goldman Sachs common stock at weighted average prices of $928.85, $929.71, and $930.35 per share. Each block was executed across multiple prices within narrow ranges, as detailed in the footnotes, and exact per-price breakdowns are available on request.

How many Goldman Sachs shares does Kathryn Ruemmler hold after this Form 4?

Following the reported sales, Kathryn H. Ruemmler directly holds 29,949 shares of Goldman Sachs common stock. This post-transaction holding figure comes directly from the Form 4 and reflects her remaining direct ownership after the 683 shares were sold.

Were Kathryn Ruemmler’s GS stock sales open-market transactions?

Yes. The Form 4 describes each transaction as an open-market sale of Goldman Sachs common stock. The sales used transaction code “S,” which the filing identifies as a sale in open market or private transaction, with specific weighted average prices disclosed for each trade.

How many total Goldman Sachs (GS) shares did Kathryn Ruemmler sell in this filing?

In aggregate, Kathryn H. Ruemmler sold 683 shares of Goldman Sachs common stock. The sales were reported in three separate transactions: 135 shares, 468 shares, and 80 shares, each with its own weighted average sale price and narrow intraday price range.