Goldman Sachs (GS) director Lakshmi Mittal receives 28 RSUs as board retainer

Filing Impact

(Neutral)

Filing Sentiment

(Neutral)

Form Type

Rhea-AI Filing Summary

MITTAL LAKSHMI N reported acquisition or exercise transactions in this Form 4 filing.

Goldman Sachs Group Inc. director Lakshmi N. Mittal received 28 Restricted Stock Units (RSUs) as part of his first quarter 2026 annual retainer. These RSUs represent the right to receive 28 shares of Goldman Sachs common stock.

Following this grant, Mittal holds a total of 6,320 RSUs directly. The common shares underlying these RSUs will be delivered approximately 90 days after he retires from the company’s Board of Directors, so this grant is part of long-term, deferred board compensation rather than an open-market stock purchase.

Insider Trade Summary

1 transaction reported

Mixed 1 txn

Insider MITTAL LAKSHMI N

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Restricted Stock Units	28	$0.00	--

Holdings After Transaction: Restricted Stock Units — 6,320 shares (Direct)

Footnotes (1)

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Key Figures

RSUs granted: 28 RSUs RSUs held after grant: 6,320 RSUs Share delivery timing: ~90 days after retirement

3 metrics

RSUs granted 28 RSUs First quarter 2026 annual retainer grant

RSUs held after grant 6,320 RSUs Total direct RSU holdings following transaction

Share delivery timing ~90 days after retirement Delivery of common shares underlying RSUs

Key Terms

Restricted Stock Units, Annual Retainer, Board of Directors

3 terms

Restricted Stock Units financial

"Represents Restricted Stock Units ("RSUs") granted for the Reporting Person's first quarter 2026 Annual Retainer."

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

Annual Retainer financial

"RSUs granted for the Reporting Person's first quarter 2026 Annual Retainer."

Board of Directors financial

"delivered approximately 90 days after the retirement of the Reporting Person from the Issuer's Board of Directors."

The Board of Directors is a group of people chosen by a company's owners to help make big decisions and oversee how the company is run. They act like a team of advisors or managers, making sure the company stays on track and meets its goals. Their choices can influence the company's success and how it grows.

Form 4 Insider Transactions: What Each Field Means →

04/16/2026 - 04:08 PM

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

MITTAL LAKSHMI N

(Last)

(First)

(Middle)

C/O GOLDMAN SACHS & CO. LLC

200 WEST STREET

(Street)

NEW YORK

10282

(City)

(State)

(Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
GOLDMAN SACHS GROUP INC [ GS ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	10% Owner
	Officer (give title below)	Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
04/14/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
Restricted Stock Units	⁽¹⁾	04/14/2026		A		28		⁽¹⁾	⁽¹⁾	Common Stock, par value $0.01 per share	28	$0	6,320	D

Explanation of Responses:

1. Represents Restricted Stock Units ("RSUs") granted for the Reporting Person's first quarter 2026 Annual Retainer. Shares of the Issuer's common stock underlying these RSUs will be delivered approximately 90 days after the retirement of the Reporting Person from the Issuer's Board of Directors.

Remarks:

	/s/ Jamie A. Greenberg, Attorney-in-fact	04/16/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What insider transaction did Lakshmi N. Mittal report at Goldman Sachs (GS)?

Lakshmi N. Mittal reported receiving 28 Restricted Stock Units as part of his first quarter 2026 annual retainer for serving on Goldman Sachs’ Board. These RSUs are a form of deferred equity compensation rather than an open-market stock purchase or sale.

How many Goldman Sachs RSUs does Lakshmi N. Mittal hold after this Form 4?

After this grant, Lakshmi N. Mittal holds a total of 6,320 Restricted Stock Units linked to Goldman Sachs common stock. This figure reflects his direct RSU position as reported in the filing and shows the accumulated value of prior and current board-related equity awards.

When will Lakshmi N. Mittal receive the Goldman Sachs shares underlying these RSUs?

The common shares underlying Lakshmi N. Mittal’s Restricted Stock Units will be delivered approximately 90 days after he retires from Goldman Sachs’ Board. This delayed settlement structure aligns the director’s equity compensation with long-term board service and company performance over his tenure.

Are Lakshmi N. Mittal’s RSUs at Goldman Sachs an open-market purchase or sale?

The RSUs are not an open-market purchase or sale; they are a grant classified as a compensation-related acquisition. The 28 RSUs were issued as part of Mittal’s first quarter 2026 annual retainer for serving as a director on Goldman Sachs’ Board.

What type of security did Lakshmi N. Mittal receive in this Goldman Sachs Form 4 filing?

Lakshmi N. Mittal received Restricted Stock Units, which are rights to receive Goldman Sachs common stock with a par value of $0.01 per share. Each of the 28 RSUs represents one underlying share, to be delivered after his retirement from the Board.