[Form 4] GOLDMAN SACHS GROUP INC Insider Trading Activity

Goldman Sachs Group Inc. chief risk officer Alex S. Golten reported selling 1,115 shares of common stock in open-market transactions.

Rhea-AI Filing Summary

Goldman Sachs Group Inc. chief risk officer Alex S. Golten reported selling 1,115 shares of common stock in open-market transactions. The sales were made on April 17, 2026 in two trades: 706 shares at a weighted average price of $919.61 and 409 shares at a weighted average price of $918.46. After these transactions, Golten directly holds 3,694 Goldman Sachs common shares.

Insider Trade Summary

Net Seller: 1,115 shares

Net Sell 2 txns

Insider GOLTEN ALEX S

Role CHIEF RISK OFFICER

Sold 1,115 shs ($1.02M)

Type	Security	Shares	Price	Value
Sale	Common Stock, par value $0.01 per share	409	$918.46	$376K
Sale	Common Stock, par value $0.01 per share	706	$919.61	$649K

Holdings After Transaction: Common Stock, par value $0.01 per share — 3,694 shares (Direct)

Footnotes (2)

1. F1. Reflects a weighted average sale price of $918.46 per share, at prices ranging from $918.01 to $918.95 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
2. F2. Reflects a weighted average sale price of $919.61 per share, at prices ranging from $919.38 to $919.86 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Key Figures

Shares sold: 1,115 shares First sale size: 706 shares Second sale size: 409 shares +3 more

6 metrics

Shares sold 1,115 shares Total common shares sold on April 17, 2026

First sale size 706 shares Open-market sale of common stock

Second sale size 409 shares Open-market sale of common stock

Weighted average price $919.61 per share First sale weighted average price

Weighted average price $918.46 per share Second sale weighted average price

Post-transaction holdings 4,400 shares Common shares directly owned after sales

Key Terms

open-market sale, weighted average sale price, Common Stock, par value $0.01 per share, Form 4, +1 more

5 terms

open-market sale financial

"transaction_action: "open-market sale""

An open-market sale is when a shareholder sells existing shares directly on a public exchange to any willing buyer, rather than through a private deal. Think of it like putting goods on a busy market stall where price is set by supply and demand; for investors it matters because such sales increase available supply, can put short-term downward pressure on the stock price, and signal changes in liquidity or investor confidence.

weighted average sale price financial

"Reflects a weighted average sale price of $918.46 per share"

Common Stock, par value $0.01 per share financial

"security_title: "Common Stock, par value $0.01 per share""

Form 4 regulatory

"INSIDER FILING DATA (Form 4):"

Form 4 is a official document that company insiders, such as executives or major shareholders, file with regulators whenever they buy or sell company shares. It provides transparency about how those with inside knowledge are trading, helping investors see if insiders are confident in the company's prospects or may be selling for personal reasons. This information can influence investor decisions by revealing insiders' perspectives on the company's value.

non-derivative financial

"transaction_type: "non-derivative""

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did Goldman Sachs (GS) chief risk officer report?

Goldman Sachs chief risk officer Alex S. Golten reported selling 1,115 common shares in open-market transactions. The sales occurred on April 17, 2026, and were disclosed in a Form 4 insider trading report filed with the U.S. Securities and Exchange Commission.

At what prices did Alex S. Golten sell Goldman Sachs (GS) shares?

Alex S. Golten sold Goldman Sachs common shares at weighted average prices of $919.61 and $918.46 per share. Footnotes state individual trades ranged between $918.01 and $918.95, and between $919.38 and $919.86, with full breakdowns available upon request.

How many Goldman Sachs (GS) shares did the insider sell in total?

Alex S. Golten sold a total of 1,115 Goldman Sachs common shares. The Form 4 shows two open-market sales: 706 shares in one transaction and 409 shares in another, both executed on April 17, 2026, as part of routine equity trading activity.

How many Goldman Sachs (GS) shares does Alex S. Golten hold after the sale?

Following the reported transactions, Alex S. Golten directly owns 4,400 Goldman Sachs common shares. This post-transaction balance is disclosed in the Form 4 and reflects holdings after the open-market sales completed on April 17, 2026.

Were the Goldman Sachs (GS) insider sales open-market transactions?

Yes. Both transactions by Alex S. Golten are coded as “S” and described as open-market or private sales. The filing identifies them as non-derivative sales of common stock, with weighted average prices disclosed and detailed price breakdowns available upon request.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 04/21/2026 - 04:03 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

GOLTEN ALEX S

(Last) (First) (Middle)

C/O GOLDMAN SACHS & CO. LLC

200 WEST STREET

(Street)

NEW YORK NEW YORK 10282

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
GOLDMAN SACHS GROUP INC [ GS ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	CHIEF RISK OFFICER

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
04/17/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock, par value $0.01 per share	04/17/2026		S		409	D	$918.46(1)	4,400	D
Common Stock, par value $0.01 per share	04/17/2026		S		706	D	$919.61(2)	3,694	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Reflects a weighted average sale price of $918.46 per share, at prices ranging from $918.01 to $918.95 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

2. Reflects a weighted average sale price of $919.61 per share, at prices ranging from $919.38 to $919.86 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Remarks:

	/s/ Jamie A. Greenberg, Attorney-in-fact	04/21/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)