Welcome to our dedicated page for GOLDMAN SACHS GROUP SEC filings (Ticker: GS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Goldman Sachs Group, Inc. files regulatory documents that cover operating results, material events, capital structure and corporate governance. Its 8-K filings document earnings releases, Regulation FD disclosures, debt and subordinated debt issuances under shelf registration statements, and changes involving directors or executive officers.
The filing record also identifies Goldman Sachs’ NYSE-listed common stock, preferred depositary shares, capital securities and medium-term notes issued by GS Finance Corp. Proxy materials disclose annual meeting matters, board governance, executive compensation and shareholder voting items, while registration-related exhibits document securities offerings and related terms.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering Autocallable Index-Linked Notes due 2029 linked to the Nasdaq-100, Russell 2000 and S&P 500 indices. The notes do not bear interest and expose investors to the performance of the least-performing index.
The notes may be automatically called on specified monthly call observation dates from February 2028 to July 2029 if each index is at or above its initial level, in which case investors receive $1,000 plus a fixed call premium per $1,000 face amount, starting at 20.6262% and stepping up over time. If not called, at maturity in August 2029 investors receive: upside participation of 100% of the lesser-performing index’s gain if all indices finish above initial levels; full principal repayment if each final level is at least its 70% trigger buffer; or a loss matching the lesser-performing index’s negative return if any index finishes below its trigger buffer, which can result in a total loss of principal.
The notes are unsecured obligations of GS Finance Corp., fully and unconditionally guaranteed by The Goldman Sachs Group, Inc., and are part of its Medium-Term Notes, Series F program. They will not be listed on an exchange, their estimated value at pricing will be less than the issue price, and their market value will depend on index levels, volatility, interest rates and the creditworthiness of the issuer and guarantor. Tax treatment is uncertain; counsel opines they may reasonably be treated as pre-paid derivative contracts for U.S. federal income tax purposes.
GS Finance Corp., fully and unconditionally guaranteed by The Goldman Sachs Group, Inc., is offering Autocallable Contingent Coupon Index‑Linked Notes due 2028 under its Medium‑Term Notes, Series F program. The notes are linked to the Nasdaq‑100 Index®, Russell 2000® Index and S&P 500® Index.
Investors receive a contingent monthly coupon of $7.917 per $1,000 (0.7917% monthly, up to ~9.5% per annum) only if on each observation date every index is at or above 75% of its initial level. The notes are automatically called if on any call observation date each index is at or above its initial level, in which case investors receive $1,000 per note plus the applicable coupon and the term ends early.
If the notes are not called, principal repayment at maturity (July 17, 2028) depends on the worst‑performing index. Full principal is repaid only if each final index level is at or above 70% of its initial level; otherwise repayment equals $1,000 multiplied by the lesser‑performing index return, and investors can lose up to 100% of principal. The issuer discloses that the estimated value at pricing will be below the original issue price due to fees and structuring costs, that secondary market liquidity may be limited, that the notes are subject to the credit risk of both GS Finance Corp. and The Goldman Sachs Group, Inc., and that U.S. tax treatment is uncertain.
GS Finance Corp. provides a supplemental fact sheet for securities linked to the S&P 500® Futures 35% VT Adaptive Response 6% Decrement Index (USD) ER, an index that tracks the S&P 500® Futures Excess Return Index with a rules-based overlay. The overlay adjusts exposure daily based on volatility, calendar signals and price patterns, with a maximum exposure of 450% and a maximum daily change in leverage of 100%. The index applies a daily decrement equal to 6.0% per annum. The index launch date is July 24, 2026, with history available since January 4, 2000, and the sheet reports hypothetical and historical annualized returns for selected periods, while emphasizing these are not indications of future performance.
The risk discussion highlights that investors in notes linked to this index are exposed to the credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc., leverage and volatility-target risks, the decrement potentially outweighing benefits, and the possibility of realizing significant losses, including a total loss if the index level falls to zero. Additional risks arise from the use of trading signals, potential negative roll yields in futures, differences between futures-linked exposure and direct equity ownership, market disruptions, and uncertain tax treatment.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is issuing $4,448,000 of Bearish Autocallable Absolute Return Notes linked to the S&P 500® Index, maturing on August 10, 2028. The notes pay no interest and repay principal only under defined index conditions.
The initial S&P 500® level is 7,709.96. The notes are automatically called at par if on any observation day the index closes below 90% of this level, ending the investment with a 0% return. If not called and the index return at maturity is ≥ 0%, holders receive a fixed 7.5% gain ($1,075 per $1,000). If the index declines but is between 90% and 100% of the initial level, investors gain the absolute index decline up to 10% (maximum $1,100). Below 90%, only principal ($1,000) is repaid.
The structure is primarily bearish, benefiting most when the S&P 500® ends modestly below its start but not below 90%. The estimated value is $973 per $1,000 at pricing, below issue price, and the notes are unsecured obligations subject to the credit risk of GS Finance Corp. and the guarantor.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is issuing $1,000,000 of Callable S&P 500® Index-Linked Notes due August 11, 2031. The notes pay no interest and are issued at 100% of face amount, with a 2.5% underwriting discount and 97.5% net proceeds.
Unless redeemed early, the cash payment at maturity per $1,000 equals $1,000 plus 100% of any positive S&P 500 return from an initial level of 7,709.96; if the index return is zero or negative, holders receive $1,000. The issuer may redeem the notes in whole on quarterly call dates from August 2027 to May 2031 at $1,000 plus a call premium rising from 9.1% to 43.225%.
The estimated value is approximately $961 per $1,000 at pricing, below the issue price. Payments are subject to the credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc., the notes will not be listed on any exchange, and they are treated as contingent payment debt instruments for U.S. tax purposes with a comparable yield of 5.16% per annum.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is issuing $4,448,000 of Bearish Autocallable Absolute Return S&P 500® Index-Linked Notes due August 9, 2029. The notes pay no interest and all payments depend on S&P 500® performance, subject to the issuer’s and guarantor’s credit risk.
The notes are automatically called at par if on any observation day the S&P 500® closes below 70% of the initial level of 7,709.96, ending the investment with a 0% return. If never called and the final index level is at or above the initial level, holders receive a fixed 15.5% return, or $1,155 per $1,000. If the index is below the initial level but at or above 70% at maturity, investors receive the absolute negative return, up to 30%, for a maximum payment of $1,300 per $1,000. If the final level is below 70%, or the notes are called early, only the $1,000 face amount is paid.
The issue price is 100% of face, with an underwriting discount of 0.75% and net proceeds of 99.25%. The issuer estimates the initial value at $975 per $1,000, reflecting structuring and distribution costs and its pricing models.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering $4,043,000 of contingent income auto-callable notes linked to a common share of Carnival Corporation Ltd. The notes pay a monthly coupon of $12.25 per $1,000 (1.225%, up to 14.70% per annum) only if, on each observation date, the Carnival share closes at or above the coupon trigger level of 57% of the $28.79 initial level; otherwise the coupon is zero.
The notes may be automatically called on specified dates if the share closes at or above the initial level, returning $1,000 per note plus the coupon then due. If not called, at maturity on September 10, 2027, investors receive $1,000 per note if the final share level is at or above the 57% trigger buffer; below that, principal is reduced one-for-one with the share’s decline, potentially to zero, so investors could lose their entire investment. The issue price is 100% of face, with a 2.15% underwriting discount and net proceeds of 97.85%, and the notes are subject to the credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc., and to secondary-market and tax risks described in the risk factors.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering equity-linked notes whose return depends on the common stock of Advanced Micro Devices, Inc. and NVIDIA Corporation. The notes pay no interest and may be automatically called quarterly starting on August 23, 2027 if on a call observation date both stocks close at or above their initial index stock prices. On a call, holders receive $1,000 plus a call premium (from 28.8% on the first call date up to 136.8% on the last) per $1,000 face amount.
If not called, the maturity payment on the expected August 19, 2031 stated maturity date depends on the lesser performing stock. If both final prices are at or above initial prices, investors receive a capped maximum settlement of $2,440 per $1,000 face amount. If any final price is below its initial price but both remain at or above 65% of initial (a 35% buffer), the payoff equals $1,000 plus the absolute return of the lesser performer. If any final price is below 65% of initial, principal is reduced dollar-for-dollar beyond the 35% buffer, and investors can lose a substantial portion of principal.
The estimated value on the trade date is expected to be between $885 and $925 per $1,000 note, reflecting dealer costs and margins. Payments are subject to the credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc., and the notes are characterized for U.S. tax purposes as pre-paid derivative contracts on the reference stocks.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering $4,128,000 of Autocallable Leveraged Buffered Notes linked to the iShares Semiconductor ETF. The notes pay no interest and are scheduled to mature on August 10, 2028, subject to an automatic call feature.
The notes are automatically called on August 19, 2027 if SOXX’s closing level is at least the initial level of $532.52, paying $1,250 per $1,000 face amount. If not called, the maturity payoff depends on the arithmetic-average ETF level on five August 2028 dates: investors receive leveraged upside at a 176.5% participation rate when the final level exceeds the initial level; full principal back if the decline is up to 35%; and amplified downside beyond a 65% buffer level, losing about 1.5385% of principal for each additional 1% drop, with the possibility of total loss.
The original issue price is 100% of face, including a 1.5% underwriting discount, with net proceeds of 98.5%. The bank’s estimated value at pricing is about $972 per $1,000, below issue price. Payments are unsecured obligations subject to the credit risk of GS Finance Corp. and its guarantor, and the notes will not be listed on any exchange.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering Autocallable Equity-Linked Notes due 2029 linked to the common stock of NVIDIA, Palantir Technologies and Tesla. The notes have a $1,000 face amount and pay no interest.
On the August 11, 2027 call observation date, if each stock’s closing level is at or above its initial level, the notes are automatically called and pay $1,171 per $1,000 on the August 16, 2027 call payment date. If not called, the August 16, 2029 maturity payment equals at least $1,000 and up to $1,000 + 100% of the gain of the lesser performing stock.
Returns depend on the worst-performing underlier, the issuer’s and guarantor’s credit, and secondary market conditions. The estimated value at pricing is less than the issue price, and the notes are treated as contingent payment debt instruments for U.S. tax purposes.