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GOLDMAN SACHS GROUP (GS) SEC Filings, Aug 10-11, 2026

GS NYSE

The Goldman Sachs Group, Inc. files regulatory documents that cover operating results, material events, capital structure and corporate governance. Its 8-K filings document earnings releases, Regulation FD disclosures, debt and subordinated debt issuances under shelf registration statements, and changes involving directors or executive officers.

The filing record also identifies Goldman Sachs’ NYSE-listed common stock, preferred depositary shares, capital securities and medium-term notes issued by GS Finance Corp. Proxy materials disclose annual meeting matters, board governance, executive compensation and shareholder voting items, while registration-related exhibits document securities offerings and related terms.

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GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering auto-callable notes linked to the common stock of MP Materials Corp. The notes pay a fixed $12.959 monthly coupon per $1,000 face amount (1.2959% monthly, up to approximately 15.55% per annum) until automatic call or maturity, expected on August 19, 2027.

The notes are automatically called at par plus the coupon if MP’s stock closing price on any monthly call observation date is at or above the initial stock price. If not called, at maturity investors receive $1,000 per note if MP’s final stock price is at least 80% of the initial price. Below this 20% buffer, principal is reduced linearly, so investors can lose a substantial portion of principal. The notes are unsecured obligations subject to the credit risk of GS Finance Corp. and the guarantor, and their estimated initial value is between $925 and $955 per $1,000, below the issue price, with limited liquidity and complex market, anti-dilution and tax features.

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GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering leveraged buffered notes linked to the EURO STOXX 50 Index under its Medium-Term Notes, Series F program. The notes run from an expected trade date of August 26, 2026 to a stated maturity on August 31, 2028 and are cash-settled.

At maturity, investors receive for each $1,000 face amount: full principal plus leveraged upside if the index is above its initial level, with an upside participation rate of 139%; full principal repayment if the index decline does not exceed the 10% buffer amount (buffer level 90% of the initial level); or a proportional loss beyond the buffer, with a 100% buffer rate. The notes do not bear interest, and investors may lose a substantial portion of principal, illustrated by a hypothetical 67% loss if the index ends at 23% of its initial level.

The notes are unsecured obligations subject to the credit risk of GS Finance Corp. and the guarantor. The estimated value at pricing is disclosed as less than the original issue price, reflecting fees and structuring costs, which may weigh on secondary market prices. The issuer expects to treat the notes as a pre-paid derivative contract for U.S. federal income tax purposes, though the tax outcome is uncertain and FATCA rules apply.

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GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is issuing autocallable notes linked to the S&P 500® Futures 40% VT Adaptive Response 6% Decrement Index (USD) ER, maturing on an expected date of August 28, 2031. The notes pay a contingent monthly coupon of $12.50 per $1,000 face amount (1.25% per month, up to 15% per year) only when the index is at or above 60% of its initial level on the monthly observation date. The notes are automatically called at par plus the applicable coupon if, on specified quarterly observation dates from August 2027 to May 2031, the index is at or above its initial level.

If the notes are not called, principal repayment at maturity depends on index performance. A 40% trigger buffer applies: if the final index level is below 40% of the initial level, investors lose principal in proportion to the index decline and can lose their entire investment. The underlying index uses up to 500% leverage, targets 40% volatility, and applies a 6% per‑annum daily decrement, which systematically reduces index returns. The estimated value on the trade date is expected to be $885–$935 per $1,000, below the 100% issue price, and all payments are subject to the credit risk of GS Finance Corp. and its guarantor.

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GS Finance Corp., fully guaranteed by The Goldman Sachs Group, Inc., is offering structured Medium-Term Notes, Series F linked to the SPDR® Gold Trust and iShares® Silver Trust. The notes mature on August 13, 2029 and may be redeemed early at 100% of face amount plus any due coupon on specified quarterly dates from August 2027 through May 2029.

The notes pay a contingent monthly coupon of $13.209 per $1,000 (1.3209% monthly, up to about 15.85% per annum) only if on the relevant observation date each ETF is at or above 70% of its initial level (GLD $398.47, SLV $57.50). If at maturity the lesser-performing ETF is below 70% of its initial level, principal is reduced one-for-one with that ETF’s loss and investors can lose up to their entire investment, with no final coupon.

The estimated value at pricing is expected between $925 and $955 per $1,000 face amount, reflecting model values below issue price, and investors are exposed to the unsecured credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc.

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GS Finance Corp., fully guaranteed by The Goldman Sachs Group, Inc., is offering Buffered S&P 500 Index-Linked Notes due 2027 under its Medium-Term Notes, Series F program. The notes provide exposure to the S&P 500 Index with a limited downside “buffer” and a capped upside.

For each $1,000 note at maturity, investors receive: if the S&P 500 final level is above the initial level, a positive return equal to the index return, capped at a maximum settlement amount of $1,132.50; if the index is between the initial level and the 85% buffer level, repayment of the $1,000 face amount; if the index falls below the buffer level, losses of 1% of principal for each 1% decline below the buffer, with examples down to a 15% payout if the index falls to zero. The notes pay no interest and are cash-settled.

Key dates include a trade date of August 17, 2026, an original issue date of August 20, 2026, a determination date of December 17, 2027 and a stated maturity date of December 22, 2027, each subject to adjustment. The notes are subject to the credit risk of GS Finance Corp. and the guarantor, may trade below the issue price, are not listed on an exchange, and carry uncertain U.S. tax treatment characterized as a pre-paid derivative contract in the issuer’s view.

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GS Finance Corp., fully and unconditionally guaranteed by The Goldman Sachs Group, Inc., is offering autocallable contingent coupon equity-linked notes due 2027 linked to the common stock of Tesla, Inc. The notes are part of the Medium-Term Notes, Series F program.

For each $1,000 face amount, investors may receive a monthly contingent coupon of $12.917 (1.2917% per month, up to approximately 15.50% per annum) on each coupon payment date if the Tesla share price on the related observation date is at or above 57% of the initial underlier level, which also serves as the trigger buffer level. If Tesla closes below that trigger on an observation date, no coupon is paid.

The notes are automatically called if on any call observation date (from March 1 to August 31, 2027) Tesla’s closing level is at or above the initial level, in which case investors receive $1,000 plus the due coupon, ending the investment early. If the notes are not called and Tesla’s final level on September 30, 2027 is at or above the trigger buffer, investors receive $1,000 per note at maturity. If the final level falls below the trigger buffer, repayment is reduced 1:1 with Tesla’s negative return, down to a total loss of principal. The notes expose holders to full downside risk below the buffer, no upside participation beyond principal repayment, and the credit risk of both GS Finance Corp. and its guarantor.

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GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering index-linked notes tied to the Goldman Sachs Momentum Builder® Focus ER Index. The notes pay no interest, are scheduled to run from an expected original issue date of August 17, 2026 to an expected maturity date of August 17, 2032, and are subject to an automatic annual call feature from 2027 through 2031.

If not called, each $1,000 note pays $1,720 (a 72% maturity return) if the final index level is at least 103% of the initial level; otherwise it returns only the $1,000 face amount. Annual call payments are capped via fixed call returns ranging from 12% to 60% if the index meets rising call levels.

The index allocates among futures-based equity, fixed income, commodity indices and a return-based money market position, with daily 5% volatility control and a momentum risk control overlay. Performance is calculated on an excess return over the federal funds rate and reduced by a 0.65% per annum deduction, and significant time may be spent in non-interest-bearing cash positions. The estimated value on the trade date is expected between $885 and $925 per $1,000 face amount, below the issue price.

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GS Finance Corp., fully guaranteed by The Goldman Sachs Group, Inc., is offering ETF-linked Medium-Term Notes, Series F maturing on August 16, 2029. The notes are linked to three ETFs: State Street Consumer Staples Select Sector SPDR ETF, State Street Utilities Select Sector SPDR ETF and Invesco S&P 500 Low Volatility ETF, with payments based on ETF levels rather than their underlying indices.

Investors may receive a monthly contingent coupon of $6.25 per $1,000 (0.625%, up to 7.5% per year) on observation dates from September 2026 to August 2029, but only if the closing level of each ETF is at least 70% of its initial level; otherwise the coupon for that month is zero. The issuer may redeem the notes at 100% of face amount plus any coupon due on any coupon payment date from August 2027 through July 2029.

If the notes are not redeemed, principal repayment at maturity depends on the lesser performing ETF. If each ETF’s final level is at least 70% of its initial level, investors receive $1,000 plus the final coupon. If any ETF finishes below 70%, repayment is reduced in proportion to the worst ETF’s decline and the investor can lose up to 100% of principal with no final coupon. The estimated initial value is $925–$955 per $1,000, below the 100% issue price, reflecting structuring and distribution costs and GS’s pricing models.

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GS Finance Corp., fully guaranteed by The Goldman Sachs Group, Inc., is offering Autocallable Index-Linked Notes due 2029 linked to the Nasdaq-100 Index, Russell 2000 Index and S&P 500 Index. Each note has a $1,000 face amount and pays no interest.

The notes may be automatically called on scheduled call payment dates if, on the related observation date, the closing level of each underlier is at or above its initial level. In that case, investors receive $1,000 plus a fixed call premium (starting at 13.5% in August 2027 and increasing to 39.375% by July 2029). If not called, payment at maturity depends solely on the lesser performing underlier. If all final underlier levels are above initial levels, investors participate 100% in the upside of the worst performer; if the worst final level is between 70% and 100% of its initial level, principal is returned; if it falls below 70%, repayment is reduced one-for-one with the loss, down to a possible total loss of principal.

Returns are further subject to the credit risk of GS Finance Corp. and the guarantor. The estimated value at pricing is stated to be less than the issue price, secondary market liquidity is uncertain, and the U.S. tax treatment is described as uncertain, with the notes treated as prepaid derivative contracts for U.S. federal income tax purposes.

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GS Finance Corp., fully guaranteed by The Goldman Sachs Group, Inc., is offering Buffered S&P 500 Index-Linked Notes due October 21, 2027 under its Medium-Term Notes, Series F program. The notes are linked to the S&P 500 Index and do not bear interest.

At maturity, for each $1,000 note, investors receive: if the index has risen, $1,000 plus the index return, capped at a maximum settlement amount of $1,109; if the index has fallen by up to the 15% buffer, $1,000; and if it has fallen by more than 15%, a reduced amount equal to $1,000 plus 100% of the index loss beyond the buffer, which can result in a substantial loss of principal.

The notes are subject to the credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc., may trade below face value, have limited liquidity, provide no dividends or shareholder rights in S&P 500 companies, and involve uncertain U.S. tax treatment characterized as a pre-paid derivative contract in respect of the index.

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FAQ

How many GOLDMAN SACHS GROUP (GS) SEC filings are available on StockTitan?

StockTitan tracks 8732 SEC filings for GOLDMAN SACHS GROUP (GS), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for GOLDMAN SACHS GROUP (GS)?

The most recent SEC filing for GOLDMAN SACHS GROUP (GS) was filed on August 11, 2026.