Welcome to our dedicated page for GOLDMAN SACHS GROUP SEC filings (Ticker: GS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Goldman Sachs Group, Inc. files regulatory documents that cover operating results, material events, capital structure and corporate governance. Its 8-K filings document earnings releases, Regulation FD disclosures, debt and subordinated debt issuances under shelf registration statements, and changes involving directors or executive officers.
The filing record also identifies Goldman Sachs’ NYSE-listed common stock, preferred depositary shares, capital securities and medium-term notes issued by GS Finance Corp. Proxy materials disclose annual meeting matters, board governance, executive compensation and shareholder voting items, while registration-related exhibits document securities offerings and related terms.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering $2,650,000 in Autocallable Buffered S&P 500® Index-Linked Notes due August 9, 2028. The notes pay no interest and are issued at 100% of face amount, with net proceeds of 98.5% after a 1.5% underwriting discount.
The notes may be automatically called on August 16, 2027 if the S&P 500® closing level is at or above the initial level of 7,709.96, paying $1,088.5 per $1,000 on August 18, 2027. If not called, at maturity investors receive: the greater of $1,177 or full upside participation if the index is at or above the initial level; full principal back for index declines of up to 10%; and a leveraged loss of approximately 1.1111% of principal for each 1% decline beyond the 10% buffer, down to total loss.
The estimated value at pricing is about $974 per $1,000 face amount, below issue price, reflecting structuring costs and dealer margin. Payments depend on the S&P 500® level only on the call observation and determination dates and are subject to the credit risk of GS Finance Corp. and its guarantor.
GS Finance Corp. is issuing $1,000,000 aggregate face amount of autocallable buffered notes linked to the iShares Semiconductor ETF, guaranteed by The Goldman Sachs Group, Inc. The notes are issued at 100% of face but have an estimated value of about $988 per $1,000.
The notes pay no interest and mature on August 10, 2028, unless automatically called on August 18, 2027 if SOXX is at or above the initial level of $530.70, triggering a call payment of $1,389 per $1,000. If not called, maturity payment depends on ETF performance: full upside at a 100% participation rate, return of principal down to a 20% decline, and losses at 1.25x beyond that buffer, potentially up to a total loss of principal.
The notes are unsecured obligations of GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., are not bank deposits, and are not insured by the FDIC or any governmental agency.
GS Finance Corp., fully guaranteed by The Goldman Sachs Group, Inc., is offering medium-term notes linked to the common stock of Corning Incorporated, Generac Holdings Inc. and Occidental Petroleum Corporation. The notes are scheduled to mature on August 15, 2028, unless automatically called beginning in February 2027.
Investors may receive quarterly contingent coupons of at least $67.5 per $1,000 face amount (at least 6.75% quarterly, up to at least 27% per annum) only if on each observation date all three stocks close at or above 50% of their initial prices. The notes are automatically called, returning face amount plus the then-accrued coupon, if on any call observation date all three stocks are at or above their initial prices.
If not called, at maturity holders receive $1,000 plus a final coupon if the worst-performing stock is at or above 50% of its initial price; otherwise repayment of principal is reduced one-for-one with the worst stock’s negative return and investors can lose up to 100% of principal and all coupons. The notes’ estimated value at pricing is $925–$955 per $1,000, below the 100% issue price, and payments are subject to the credit risk of GS Finance Corp. and its guarantor.
GS Finance Corp., fully guaranteed by The Goldman Sachs Group, Inc., is offering buffered digital equity-linked notes due September 9, 2027 linked to the Class A common stock of Coinbase Global, Inc. (COIN). Each note has a $1,000 face amount and pays no interest.
At maturity, if the final COIN level on the September 7, 2027 determination date is at or above the 50% buffer level of the initial level of $153.60, investors receive the maximum settlement amount of $1,192 per $1,000, capping upside. If the final level is below the buffer, the payoff is reduced by 2% of face for every 1% COIN falls below the buffer, with losses up to 100% of principal.
The notes are unsecured obligations subject to the credit risk of GS Finance Corp. and the guarantor. Market value before maturity can be affected by COIN’s price and volatility, interest rates, and issuer credit spreads. Tax treatment is uncertain; counsel views the notes as a pre-paid derivative contract, but the IRS could assert a different treatment.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering leveraged, callable notes linked to the S&P 500® Futures Excess Return Index, maturing on a stated date expected to be September 5, 2031. The notes pay no interest and may be redeemed early at the issuer’s option on specified monthly call payment dates, at 100% of face amount plus a call premium that starts at 20.0004% in September 2027 and rises to 98.3353% by August 2021.
If not called, the cash paid at maturity per $1,000 face amount depends on index performance from the August 31, 2026 trade date to the September 2, 2031 determination date. If the final index level is at or above the initial level, the payoff equals $1,000 plus 2.275 times the index return. If the final level is between 60% and 100% of the initial level, investors receive $1,000 plus the absolute index return. Below 60% of the initial level, investors participate fully in losses and can lose their entire principal. The estimated value at pricing is expected between $885 and $935 per $1,000, and all payments are subject to the credit risk of GS Finance Corp. and its guarantor.
GS Finance Corp., fully guaranteed by The Goldman Sachs Group, Inc., is offering $250,000 aggregate face amount of Medium-Term Notes, Series F, linked to the common stock of NVIDIA Corporation. The notes pay contingent monthly coupons only if, on each coupon observation date, the NVIDIA share price is at or above the coupon trigger level, set at 60% of the $218.99 initial underlier level. The same 60% level functions as a trigger buffer level for principal.
The notes are subject to an automatic call feature: if on any call observation date the NVIDIA price is at or above the initial level, the notes are redeemed at $1,000 per face amount plus the applicable coupon, ending the investment early. If the notes are not called and at maturity the final underlier level is below the trigger buffer level, principal is exposed one-for-one to downside via the underlier return, and investors can lose their entire investment.
The original issue price is 100% of face, including a 1.85% underwriting discount (with up to 1.75% selling concession and 0.1% structuring fee), yielding net proceeds of 98.15% to the issuer. The notes carry credit risk of GS Finance Corp. and the guarantor, may lack a liquid secondary market, have an estimated value below issue price, and involve uncertain U.S. tax treatment as income-bearing prepaid derivative contracts.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering zero-coupon structured notes linked to the common stocks of Netflix, SoFi Technologies and Whirlpool. The notes have an aggregate face amount of $550,000 and are issued in $1,000 denominations.
The notes may be automatically called on annual observation dates from August 13, 2027, paying for each $1,000 face amount $1,000 plus a call premium of 70%, 140%, 210% or 280% as time passes if all three stocks are at or above their initial prices ($73.69 NFLX, $18.10 SOFI, $43.00 WHR). If not called, at maturity on August 11, 2031 investors receive, per $1,000, either $4,500 if all final prices are at least their initial levels, $1,000 if each is at least 50% of its initial level, or otherwise $1,000 plus the return of the worst-performing stock, potentially less than 50% of face value.
The notes do not bear interest and expose holders to the credit risk of both GS Finance Corp. and The Goldman Sachs Group, Inc. Estimated value on the trade date is approximately $989 per $1,000 face amount, below the 100% issue price, with an underwriting discount of 0.75% and net proceeds to the issuer of 99.25% of face amount.
GS Finance Corp. is offering $7,550,000 of autocallable buffered notes linked to the EURO STOXX® Banks Index, guaranteed by The Goldman Sachs Group, Inc. The notes pay no interest and are issued at 100% of face amount, in $1,000 denominations.
The notes may be automatically called on August 16, 2027 if the index is at or above the initial level of 320.09, paying $1,190 per $1,000 on August 18, 2027. If not called, they mature on August 9, 2028. At maturity, investors receive at least the $1,380 threshold per $1,000 if the index is flat or higher, $1,000 if the index is down up to 10%, and a reduced amount if the index falls more than 10%, losing about 1.1111% of principal for each 1% drop beyond the 10% buffer, up to total loss.
The notes’ estimated value at pricing is about $968 per $1,000, below issue price, reflecting dealer compensation and hedging costs. Market value will depend on index performance, volatility, rates and the credit of GS Finance Corp. and its guarantor.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering callable contingent coupon index-linked notes due February 17, 2028. Payments depend on the worst performer among the Nasdaq-100, Russell 2000 and S&P 500 indices.
The notes pay a monthly contingent coupon of $9.584 per $1,000 (0.9584%, up to ~11.5% per year) only if on each observation date all three indices are at least 70% of their initial levels. At maturity, if no call has occurred and all final index levels are at or above 70% of their initial levels, investors receive $1,000 plus any final coupon; otherwise repayment is $1,000 × (1 + lesser performing underlier return), creating potential for substantial or total loss of principal.
GS Finance Corp. may redeem the notes at par plus any coupon on any coupon payment date from November 2026 through January 2028. The notes are unsecured obligations subject to the credit risk of the issuer and guarantor, their estimated value at pricing is less than the original issue price, and no exchange listing or assured secondary market is provided.
GS Finance Corp. is offering $4,448,000 of Bearish Autocallable Absolute Return S&P 500® Index-Linked Notes due August 9, 2029, guaranteed by The Goldman Sachs Group, Inc. The notes pay no interest and return depends on the S&P 500® Index level between the trade date and determination date.
The notes are automatically called at par if on any call observation date the index closes at less than 80% of the initial level of 7,709.96; in that case, investors receive only their principal with a 0% return. If not called and the index return is ≥ 0%, investors receive a fixed 15.5% gain, or $1,155 per $1,000 face amount. If the index ends between 80% and 100% of its initial level, investors receive the absolute index loss as a positive return, capped so the maximum payoff is $1,200 per $1,000. If the index ends below 80%, investors receive only principal.
The structure is designed for investors with a primarily bearish or range-bound view on the S&P 500®. The original issue price is 100% of face, but the initial estimated value is about $973 per $1,000, reflecting fees and hedging costs, and secondary-market value will be model-driven and sensitive to volatility, rates and Goldman Sachs credit.