Welcome to our dedicated page for GOLDMAN SACHS GROUP SEC filings (Ticker: GS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Goldman Sachs Group, Inc. files regulatory documents that cover operating results, material events, capital structure and corporate governance. Its 8-K filings document earnings releases, Regulation FD disclosures, debt and subordinated debt issuances under shelf registration statements, and changes involving directors or executive officers.
The filing record also identifies Goldman Sachs’ NYSE-listed common stock, preferred depositary shares, capital securities and medium-term notes issued by GS Finance Corp. Proxy materials disclose annual meeting matters, board governance, executive compensation and shareholder voting items, while registration-related exhibits document securities offerings and related terms.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering autocallable contingent coupon index-linked notes due 2029 tied to the Nasdaq-100, Russell 2000 and S&P 500 indices. For each $1,000 face amount, investors may receive a $10.417 monthly coupon (1.0417% monthly, up to approximately 12.5% per annum) on each coupon payment date if the closing level of each underlier on the related observation date is at least 70% of its initial level.
The notes are automatically called if, on any call observation date from November 9, 2026 through July 9, 2029, each underlier is at or above its initial level; in that case investors receive $1,000 per note plus the applicable coupon. If not called, at maturity on August 10, 2029, investors receive $1,000 per note only if every underlier’s final level is at or above its 70% trigger buffer. Otherwise, repayment is reduced in line with the lesser performing underlier return, and investors could lose their entire principal.
The notes are unsecured obligations subject to the credit risk of GS Finance Corp. and the guarantor. The issuer states the estimated value on the trade date will be less than the original issue price, and secondary market values may be materially lower. Tax treatment is uncertain and described as an income-bearing pre-paid derivative contract.
GS Finance Corp., fully and unconditionally guaranteed by The Goldman Sachs Group, Inc., is offering S&P 500® Index-linked Medium-Term Notes, Series F, with an aggregate face amount of $1,782,000. For each $1,000 note held to maturity on August 9, 2029, investors receive: if the S&P 500 final level exceeds the initial level of 7,709.96, a cash amount of $1,000 + ($1,000 × underlier return) capped at a maximum settlement amount of $1,233 (123.3% of face); if the final level is equal to or below the initial level, only the $1,000 face amount is repaid. The notes pay no periodic interest and are unsecured obligations subject to the credit risk of GS Finance Corp. and the guarantor. The original issue price is 100% of face, including a 2% underwriting discount, for net proceeds of 98% of face to the issuer. The issuer states the notes’ estimated value on the trade date is lower than the issue price, and secondary market prices may be further reduced by dealer spreads and commissions. For U.S. tax purposes, the notes are treated as contingent payment debt instruments with a comparable yield of 4.9071% per annum and a projected maturity payment of $1,158.70 per $1,000, causing investors to accrue taxable ordinary income over the term even though cash is only received at maturity.
GS Finance Corp., fully guaranteed by The Goldman Sachs Group, Inc., is offering fixed coupon equity-linked notes due August 14, 2028 linked to the common stock of KLA Corporation, Lam Research Corporation and Marvell Technology, Inc. The notes pay a fixed coupon of $17.917 per month per $1,000 face amount (1.7917% monthly, up to approximately 21.5% per annum) from September 2026 to maturity.
At maturity, in addition to the final coupon, investors receive $1,000 per note if each stock’s return is at or above -20%. If any stock falls below 80% of its initial price, the principal is reduced based on the lesser performing stock’s return beyond the 20% buffer, so a substantial loss of principal is possible. The payoff depends only on the worst-performing stock, and upside is capped at return of face amount plus coupons. The notes are unsecured obligations of GS Finance Corp. and subject to the credit risk of both the issuer and the guarantor. The estimated initial value is expected to be $925–$955 per $1,000, below the issue price.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering callable yield notes linked to the S&P 500® Futures 40% VT Adaptive Response 4% Decrement Index (USD) ER. The notes are expected to trade on August 10, 2026, be issued on August 13, 2026 and mature on August 13, 2032, unless automatically called between February 2027 and May 2032.
Holders receive a $15.667 coupon per $1,000 (1.5667% monthly, up to about 18.8% per annum) on each monthly payment date only if, on the related observation date, the index is at or above 70% of its initial level. The notes are automatically called at par plus coupon if, on any quarterly call observation date, the index is at or above its initial level. If not called, principal repayment at maturity is contingent: if the final index level is at or above the 50% trigger buffer level, investors receive full face amount (plus any final coupon if the 70% trigger is met); if below 50%, repayment is reduced 1:1 with the index decline, up to a total loss.
The underlier uses up to 500% leverage, targets 40% volatility and applies a 4.0% per annum daily decrement, which systematically drags performance and can magnify losses. The estimated value on the trade date is expected to be $885–$935 per $1,000 face amount, below the 100% issue price, reflecting fees, hedging costs and model-based pricing. The issuer highlights significant risks, including leverage, decrement drag, complex rules-based signals, credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc., and uncertain tax treatment.
GS Finance Corp., fully guaranteed by The Goldman Sachs Group, Inc., is offering leveraged notes linked to the S&P 500 Index under its Medium-Term Notes, Series F program. These notes provide no interest payments and repayment depends entirely on index performance.
At maturity, for each $1,000 note, investors receive $1,000 plus 200% of the S&P 500 return when the index is above its initial level, but this upside is capped at a maximum settlement amount of $1,142.50, limiting gains to 14.25%. If the final index level is equal to or below the initial level, the payoff is $1,000 plus $1,000 times the index return, exposing investors to full downside and the potential loss of their entire principal.
The trade date is August 21, 2026, with a determination date of September 21, 2027 and stated maturity on September 24, 2027. The notes are unsecured obligations subject to the credit risk of GS Finance Corp. and its guarantor, will not be listed on an exchange, may have limited liquidity and price transparency, and carry complex tax treatment characterized as a pre-paid derivative contract in respect of the S&P 500 Index.
Goldman Sachs is offering securities linked to the S&P 500® Futures 35% VT Adaptive Response 6% Decrement Index (USD) ER (Bloomberg: SPAR35V6). This rules-based index provides volatility-targeted exposure to the S&P 500® Futures Excess Return Index using daily adjustments, subject to a maximum exposure of 450% and a maximum daily change in leverage of 100%.
The index is further reduced by a daily decrement equal to 6.0% per annum. It rebalances daily, is calculated in USD, and was launched on July 24, 2026, with backtested history shown from January 4, 2000 and from January 4, 2021 for the comparative tables. For the period ended July 31, 2026, the index shows annualized returns of 15.96% (1 year), 3.65% (3 years), 2.19% (5 years), and 9.11% since January 4, 2021, with corresponding annualized volatility of 36.85%, 37.79%, 37.03%, and 36.74%. On July 31, 2026, its exposure to the S&P 500® Futures Excess Return Index was 278.59%. Much of the performance and volatility data is based on hypothetical back-tested results, which may differ from actual future outcomes, and the materials highlight investment and product-specific risks.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is issuing unsecured basket-linked notes maturing on August 10, 2028. The notes pay no interest and the cash payment at maturity depends on an unequally weighted basket of 38 listed stocks, with an initial basket level of 100.
The maturity payment per $1,000 face amount equals 100.1% (the adjustment factor) times $1,000 plus $1,000 multiplied by the basket return. If the basket return is less than approximately -0.100%, investors receive less than $1,000 and could lose their entire investment. The initial aggregate face amount is $5,955,000, sold at 100% of face with no underwriting discount, so net proceeds to the issuer are also 100% of face. Repayment is subject to the credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering Autocallable Index-Linked Notes due 2029 linked to the Nasdaq-100 Index and Russell 2000 Index. The notes pay no interest and may be automatically called semi-annually if each index is at or above its initial level, returning principal plus a call premium.
If not called, the cash settlement at maturity depends on the lesser performing index, with a 150% upside participation rate on gains. A 15% buffer applies: if any index finishes below 85% of its initial level, investors lose principal in proportion to the decline beyond the buffer and may lose a substantial portion of their investment. The notes are subject to the credit risk of GS Finance Corp. and its parent, may trade below issue price because the estimated value is lower than the original issue price, are not listed on any exchange, and involve uncertain U.S. tax treatment.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering S&P 500® Index-linked notes due in 2031 that do not bear interest. The notes’ cash payment at maturity depends on a series of quarterly observation dates from November 2026 to August 2031, using interim S&P 500 returns between observation dates rather than the index’s simple start-to-end performance.
For each observation date, the period return is: the interim index return if positive, capped at a maximum period return of 3.4%; 0% if between 0% and -15%; or the interim return plus a 15% buffer if below -15%. The maturity payment per $1,000 equals $1,000 multiplied by the compounded product of 100% plus each period return. Principal is at risk: a single large negative quarter (worse than about -62.02%) can produce an overall loss, and if every quarter is worse than -15%, investors lose a substantial portion of principal. Even if every interim return hits the cap, the maximum payout is $1,951.68972251 per $1,000.
The notes are unsecured obligations subject to the credit risk of GS Finance Corp. and its parent guarantor. The estimated value on the trade date is expected to be $885–$925 per $1,000 face amount, below the issue price, reflecting fees, hedging costs and dealer compensation, and secondary-market prices may be lower.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering auto-callable contingent coupon notes linked to the common stock of Microsoft Corporation. For each $1,000 face amount, investors are expected to receive a fixed monthly coupon of $8.584 (0.8584%, up to approximately 10.3% per annum) until maturity or earlier automatic call.
The notes may be automatically called in full if, on any monthly call observation date from February 2027 through August 2027, Microsoft’s closing price is at or above the initial index stock price. Upon a call, investors receive $1,000 plus the coupon then due, and no further payments.
If not called, the maturity payment on the expected September 24, 2027 stated maturity date depends on the index stock return. If Microsoft’s final price is at least 68% of the initial price (the trigger buffer price), investors receive $1,000 plus the final coupon. If it is below 68%, principal is reduced one-for-one with the stock decline, and investors can lose up to their entire investment. The estimated value at pricing is expected to be $925–$955 per $1,000, reflecting fees and hedging costs, and all payments are subject to the credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc.