Welcome to our dedicated page for Goldman Sachs Group SEC filings (Ticker: GS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Goldman Sachs Group, Inc. (NYSE: GS) files a wide range of documents with the U.S. Securities and Exchange Commission that provide detailed insight into its operations across Global Banking & Markets, Asset & Wealth Management and Platform Solutions. On this SEC filings page, you can review Forms 10-K and 10-Q for comprehensive annual and quarterly financial statements, along with segment operating results that break out net revenues, provision for credit losses, operating expenses and pre-tax earnings by business segment.
Goldman Sachs also uses Form 8-K to report material events and updates. Recent 8-K filings cover quarterly and annual earnings releases, changes to business segment presentation, information about the Apple Card program and its planned transition to a new issuer, and details of specific debt offerings under the firm’s shelf registration statement. Other 8-Ks describe the issuance of floating rate and fixed/floating rate notes with various maturities, along with related legal opinions and consents.
Investors can also use SEC filings to track the firm’s capital structure, including common stock, preferred stock depositary shares and listed medium-term notes, all registered under Section 12(b) of the Exchange Act. Segment disclosures explain how activities such as advisory and underwriting, FICC and Equities intermediation and financing, asset and wealth management services, investments, and Platform Solutions consumer activities contribute to overall results.
Stock Titan enhances access to these filings by providing real-time updates from EDGAR and AI-powered summaries that highlight key points from lengthy documents. This can help readers quickly understand how new 10-K, 10-Q and 8-K filings affect Goldman Sachs’ business mix, segment performance, credit costs, funding activities and strategic initiatives, without having to parse every line of the original SEC reports.
GS Finance Corp. offers $1,007,000 aggregate face amount of buffered notes due March 23, 2028, guaranteed by The Goldman Sachs Group, Inc. The cash payment at maturity is linked to the Invesco S&P 500® Equal Weight ETF (initial level $190.48 on March 20, 2026) and is subject to a 115% cap (maximum settlement $1,150 per $1,000). The notes provide a 15% buffer (buffer level = 85% of the initial level) such that modest declines up to 15% produce a positive absolute return, while larger declines result in losses equal to the ETF return plus 15%. The estimated value on the trade date was approximately $958 per $1,000; original issue price is 100%, underwriting discount 3.25%, net proceeds 96.75%.
The notes pay no interest and expose holders to issuer/guarantor credit risk, market‑timing risk tied to the determination date (March 20, 2028), potential tax uncertainties including Section 1260 treatment and FATCA, and limited secondary‑market liquidity.
GS Finance Corp. is offering non-interest-bearing, automatic-callable notes linked to the Goldman Sachs Momentum Builder® Focus ER Index. The initial aggregate face amount is $2,000,000 with an original issue date of March 25, 2026 and stated maturity of March 22, 2033. The initial index level is 110.48 and the estimated value at pricing was approximately $956 per $1,000 face amount. Notes pay the maximum settlement amount of $1,875 per $1,000 if the final index level is ≥99% of the initial level, and are automatically redeemed on specified semiannual call observation dates beginning in March 2027 if the index closes at least 101.25% of the initial level. The index methodology includes daily rebalancing, a 5% volatility control, momentum-based cash allocations, and a 0.65% per annum deduction accruing daily; significant allocations to hypothetical cash positions are possible. The notes are unsecured obligations of GS Finance Corp. guaranteed by The Goldman Sachs Group, Inc.; payments are subject to issuer and guarantor credit risk.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., priced a $15,315,000 issue of Contingent Income Callable Securities due March 23, 2028. Each $1,000 security pays a $40 contingent quarterly coupon if all three underlying indexes remain at or above 75% of their initial values during the prior observation period; otherwise the coupon for that quarter is $0.
If not redeemed, maturity pays $1,000 if all final index values are at or above the 75% downside thresholds; otherwise payment equals $1,000 times the worst performing index performance factor (could be $0). The issuer may redeem at par on coupon dates from June 25, 2026 through December 23, 2027. Estimated value at pricing was approximately $969 per $1,000; original issue price shows a 2.00% underwriting discount.
GS Finance Corp. is offering callable notes linked to the S&P 500® Futures 40% VT Adaptive Response 6% Decrement Index (USD) ER. The notes mature on March 25, 2031 unless automatically called on an observation date between June 2026 and February 2031 when the underlier is ≥ the initial level of 394.46. Monthly observation dates begin April 20, 2026.
For each $1,000 face amount, a coupon of $13.334 will be paid on an applicable payment date only if the index closing level on the related observation date is at least 60% of the initial level. The index applies a 6% per annum daily decrement and may use up to 500% leverage; the estimated value at pricing was approximately $950 per $1,000 face amount. Original issue price is 100% with an underwriting discount of 0.9% and aggregate face amount $509,000.
GS Finance Corp. offers structured medium-term notes guaranteed by The Goldman Sachs Group, Inc., linked to the Nasdaq-100 Technology Sector Index, the Russell 2000® Index and the S&P 500® Index. The notes have an aggregate face amount of $423,000, an original issue price of 100% of face and pay a contingent monthly coupon of $6.667 per $1,000 (0.6667% monthly, ~8.00% per annum potential) only if each underlier meets a coupon trigger level of 70% of its initial level on the observation date. The notes mature on March 25, 2030 with a cash settlement tied solely to the lesser performing underlier on the determination date; if that underlier is below the buffer level of 70%, principal at maturity may be substantially reduced according to the disclosed buffer formula. The issuer may redeem the notes in whole on any coupon payment date commencing in June 2026 through February 2030.
GS Finance Corp. priced Contingent Income Callable Securities totaling $33,028,000 linked to the worst-performing of the S&P 500, Russell 2000 and Nasdaq-100. The securities pay a contingent quarterly coupon of $30.375 per $1,000 only when each index stays at or above a 70.00% downside threshold during the observation period. The notes are principal-at-risk: at maturity on March 23, 2028 investors receive $1,000 if all final index values are at/above their thresholds, otherwise the payment equals $1,000 multiplied by the worst-performing index performance factor (potentially below $700 and could be zero). GS&Co. may redeem the notes at par on coupon dates from June 25, 2026 through December 23, 2027. Estimated value at pricing was approximately $969 per $1,000; original issue price equals principal amount.
GS Finance Corp. is offering structured, cash-settled notes guaranteed by The Goldman Sachs Group, Inc. with an aggregate face amount of $1,100,000. The notes pay no interest, may be automatically called on quarterly observation dates and mature on March 25, 2030.
Payments depend on three equity underliers: the Nasdaq-100 Technology Sector Index, the Russell 2000® Index and the S&P 500® Index. A trigger buffer is set at 70% of each initial level; if the lesser performing underlier is below that buffer at maturity, the cash settlement equals the lesser performing underlier return times the face amount, which can result in a total loss. The notes have a capped upside via a 69.00% maturity premium and specified call premiums on scheduled call dates. Original issue price is 100% of face amount; underwriting discount is 0.75%.
GS Finance Corp. is offering autocallable, buffered principal notes guaranteed by The Goldman Sachs Group, Inc., with an aggregate face amount of $996,000. The notes mature on March 27, 2031 (determination date March 20, 2031) and do not pay interest.
Payments depend on the lesser performing underlier (Dow Jones Industrial Average, Russell 2000, EURO STOXX 50). The notes feature a trigger buffer level at 60% of each initial level and a capped maturity payment with a maturity date premium amount of 57.00%. They are subject to automatic annual calls with escalating call premiums (11.4%–45.6%) on specified observation/payment dates.
GS Finance Corp. priced S&P 500®-linked notes with a $1,625,000 aggregate face amount, guaranteed by The Goldman Sachs Group, Inc. The notes pay no interest, have an upside participation rate of 150%, a trigger buffer of 80%, and an initial underlier level of 6,506.48. They are automatically called if the underlier on the call observation date is greater than or equal to the initial level; in that case each $1,000 face amount pays $1,131.40 on the call payment date. If not called, maturity payoff depends on final underlier performance: upside participation when final > initial, full return at or above the trigger buffer, or a loss linked to the underlier return if final < trigger buffer. Trade date was March 20, 2026 and stated maturity is March 23, 2028. The notes are subject to issuer and guarantor credit risk and may result in the loss of the entire investment.
GS Finance Corp. is offering structured notes linked to three underliers: the EURO STOXX 50®, the Nasdaq-100® and the VanEck Semiconductor ETF (SMH). The notes have an expected trade date of April 7, 2026, original issue date expected April 10, 2026 and a stated maturity date expected April 12, 2029.
Monthly coupon observation dates are expected on the 7th of each month (final observation April 9, 2029). A coupon formula yields up to 1.0084% monthly (approximately 12.1% annualized) per $1,000 face amount when each underlier on an observation date is >= 60% of its initial level. Notes will be automatically called on a call observation date (Oct 2026–Mar 2029) if each underlier is >= its initial level; called notes pay face amount plus accrued coupon on the following call payment date.
At maturity (if not called) the cash payment depends on the lesser performing underlier: if every underlier is >= 60% of initial, you receive $1,000 plus any final coupon; if any underlier is < 60% but >= 50%, you receive $1,000 and no coupon; if any underlier is < 50%, the payment is $1,000 times (1 + lesser underlier return), which can be less than 50% of face. The notes are unsecured obligations of GS Finance Corp. with a guarantee from The Goldman Sachs Group, Inc., and their estimated value at pricing is stated between $925 and $955 per $1,000 face amount.