Welcome to our dedicated page for GOLDMAN SACHS GROUP SEC filings (Ticker: GS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Goldman Sachs Group, Inc. files regulatory documents that cover operating results, material events, capital structure and corporate governance. Its 8-K filings document earnings releases, Regulation FD disclosures, debt and subordinated debt issuances under shelf registration statements, and changes involving directors or executive officers.
The filing record also identifies Goldman Sachs’ NYSE-listed common stock, preferred depositary shares, capital securities and medium-term notes issued by GS Finance Corp. Proxy materials disclose annual meeting matters, board governance, executive compensation and shareholder voting items, while registration-related exhibits document securities offerings and related terms.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is issuing $948,000 of autocallable index-linked notes due August 8, 2031. The notes pay no interest and are linked to three futures-based equity indices: S&P 500® Futures Excess Return, Russell 2000® Futures Excess Return and Dow Jones Industrial Average Futures Excess Return, with initial levels of 616.74, 403.00 and 582.757, respectively.
The notes may be automatically called on observation dates in August 2027 and February 2028 if all indices are at least 105% of their initial levels, paying principal plus a call premium of 30% or 45%. If held to maturity and not called, investors receive principal plus a 335% upside participation on the lesser-performing index if all final levels exceed initial levels; full principal if each index is at least 70% of its initial level; otherwise they are fully exposed to the downside of the worst index and can lose their entire investment. The estimated value is approximately $952 per $1,000 face amount, versus a 100% issue price, reflecting structuring and distribution costs.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering Buffered Digital Nasdaq-100 Index®-Linked Notes due August 17, 2028 under its Medium-Term Notes, Series F program. Each note has a $1,000 face amount and pays no interest.
At maturity, investors receive a cash amount based on the Nasdaq-100 Index® performance from the August 13, 2026 trade date to the August 14, 2028 determination date. If the final index level is at or above the initial level, payment is capped at the maximum upside settlement amount of $1,150 per $1,000. If the index declines but stays at or above the 80% buffer level, the payoff increases with the absolute index loss. Below the 20% buffer, investors lose 1% of principal for each additional 1% index decline, and may lose a substantial portion of their investment.
The notes are senior unsecured obligations subject to the credit risk of GS Finance Corp. and the guarantor, are not insured by any governmental agency, and will not be listed on any exchange. The issuer states that the estimated value at pricing will be less than the original issue price, secondary market liquidity is uncertain, and U.S. tax treatment is uncertain, with the notes intended to be treated as a pre-paid derivative contract.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering leveraged buffered notes linked to the S&P 500® Futures Excess Return Index, maturing in 2029. Each note has a $1,000 face amount, no interest, and cash settlement only.
At maturity, if the index level is at or above the initial level, holders receive $1,000 plus 140% of the index gain. If the index has fallen but remains at or above the 80% buffer level (a 20% buffer), investors receive the absolute value of the index loss as a positive return. Below the buffer, principal is reduced 1:1 with index declines beyond the buffer, and investors may lose a substantial portion of principal.
The notes are unsecured obligations of GS Finance Corp., fully and unconditionally guaranteed by The Goldman Sachs Group, Inc. They do not provide dividends, interest, or any rights in the underlying futures or stocks. Key dates include a trade date of August 14, 2026, original issue date of August 19, 2026, determination date of August 14, 2029, and stated maturity date of August 17, 2029. The issuer highlights credit risk, complex futures-based index behavior (including negative roll yield and financing costs), uncertain tax treatment, and limited or no secondary market liquidity.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., offers Autocallable Contingent Coupon Equity-Linked Notes due 2027 linked to the common stock of Tesla, Inc. The notes pay a contingent monthly coupon of $10.584 per $1,000 (1.0584% monthly, about 12.7% per annum) only if on each coupon observation date Tesla’s closing level is at or above the coupon trigger level of 56% of the initial underlier level.
The notes are subject to an automatic call if on any call observation date (from March 1, 2027 through August 30, 2027) Tesla’s closing level is at or above the initial level; if called, investors receive $1,000 per $1,000 face amount plus the coupon then due. If not called, at maturity in October 2027 investors receive: $1,000 if the final Tesla level is at or above the trigger buffer level of 56% of the initial level, or $1,000 plus $1,000 times the underlier return if below that level, exposing investors to losses down to a complete loss of principal. Upside is capped at return of face amount, so investors do not benefit from any appreciation in Tesla shares above the initial level.
The notes carry the credit risk of GS Finance Corp. and the guarantor, may trade below the issue price (the estimated value is lower than par), will not be listed on an exchange, and have uncertain U.S. tax treatment as income-bearing pre-paid derivative contracts.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is issuing auto-callable income notes linked to the S&P 500 Index, Russell 2000 Index, and State Street Consumer Staples Select Sector SPDR ETF. The initial underlier levels are 7,723.55 (S&P 500), 3,019.188 (Russell 2000) and $85.33 (XLP).
The notes pay a conditional monthly coupon of $9.167 per $1,000 (0.9167%, up to ~11.00% per year) when on a coupon observation date each underlier is at least 70% of its initial level. If any underlier is below 70%, no coupon is paid for that month.
The notes may be automatically called on monthly observation dates from November 2026 to July 2029 if each underlier is at or above its initial level; in that case investors receive $1,000 per note plus the due coupon and the product terminates. If not called, at the August 9, 2029 maturity, if the worst-performing underlier is at least 70% of its initial level, investors receive principal plus the final coupon. If the worst underlier finishes below 70%, repayment is reduced one-for-one with that underlier’s loss, and investors can lose up to 100% of principal. All payments are subject to the credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering equity-linked notes whose payoff depends on an equally weighted basket of six NYSE-listed stocks (Boeing, Freeport-McMoRan, Home Depot, Johnson & Johnson, NRG Energy, Uber). Each note has a $1,000 face amount, a 100 initial basket level and a term from an expected trade date of August 21, 2026 to an expected stated maturity of August 24, 2028. The notes pay no interest. At maturity, investors receive: the face amount plus 100% of any positive basket return, capped at a maximum settlement amount of $1,350 per $1,000; the full face amount if the basket has declined by up to 15%; or a loss of principal equal to the basket loss beyond the 15% buffer if the basket falls more than 15%. The cap level is 135% of the initial basket level and the buffer level is 85%. The estimated value on the trade date is expected to be $925–$955 per $1,000, below issue price, and payments are subject to the credit risk of GS Finance Corp. and its guarantor.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is issuing auto-callable notes linked to three underliers: the S&P 500 Index, the Russell 2000 Index and the State Street Consumer Staples Select Sector SPDR ETF. The notes have an aggregate face amount of $1,586,000, an original issue price of 100%, an underwriting discount of 0.7% and net proceeds of 99.3% of face amount. The notes pay a conditional monthly coupon of $9.042 per $1,000 face amount (0.9042% monthly, or up to about 10.85% per year) when on a coupon observation date the closing level of each underlier is at least 70% of its initial level. They may be automatically called on monthly call observation dates from February 2027 through July 2029 if each underlier is at or above its initial level, returning principal plus the applicable coupon. If not called, at maturity on August 9, 2029 investors receive principal plus the final coupon if every underlier is at or above 70% of its initial level; otherwise repayment is reduced in proportion to the worst-performing underlier, with potential loss of the entire investment and no coupon. Payments are unsecured and subject to the credit risk of GS Finance Corp. and its guarantor, and investors forgo dividends on the ETF and index constituents.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering auto-callable, zero-coupon notes linked to the common stock of SoFi Technologies, Inc., the Class A common stock of Robinhood Markets, Inc., and the common stock of Microsoft Corporation. The $468,000 aggregate face amount may be increased later.
The notes pay no interest and mature on August 8, 2031, unless automatically called starting August 12, 2027 when all three stocks close at or above step-down call levels. If called, holders receive $1,000 plus a call premium (up to 177.75% of face late in the term). If not called, maturity payoff per $1,000 depends on the worst-performing stock: $2,975 if each final price is at least 80% of its initial level; $1,000 if all are at least 75% but any is below 80%; otherwise $1,000 plus $1,000 times the worst return plus a 25% buffer, exposing investors to substantial principal loss. Returns are capped and subject to the credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is issuing Medium-Term Notes, Series F linked to the common stock of Broadcom Inc. and NVIDIA Corporation. The aggregate face amount is $1,600,000, sold at 100% of face with a 1.5% underwriting discount and 98.5% net proceeds.
The notes pay no interest and may be automatically called on August 18, 2027 if on the August 13, 2027 call observation date each underlier is at or above its initial level. In that case, holders receive $1,441 per $1,000 face amount. If not called, the August 3, 2028 maturity payment is based solely on the lesser performing underlier: 200% upside participation when both final levels exceed their initial levels; full principal repayment if each final level is at or above its 70% buffer level; and leveraged downside below the buffer, with potential loss of the entire investment.
The structure exposes investors to the credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc., limited liquidity because the notes are not listed, market value sensitivity to equity and interest-rate conditions, and uncertain U.S. tax treatment characterized as a pre-paid derivative contract. The notes are subject to FATCA and other U.S. tax rules.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering Autocallable Contingent Coupon VanEck Gold Miners ETF-Linked Notes due 2031 under its Medium-Term Notes, Series F program. The notes are linked to the VanEck Gold Miners ETF (GDX) and are not principal protected.
Holders receive a contingent monthly coupon of $9.209 per $1,000 face amount (0.9209% monthly, up to ~11.05% p.a.) only if on each observation date the ETF is at or above the coupon trigger level of 75% of the initial level; otherwise the coupon is zero. The notes are autocallable from August 23, 2027: if on any call observation date GDX is at or above its initial level, investors receive $1,000 per note plus the then-due coupon and the notes terminate.
At maturity, if not called, investors receive $1,000 per note when the final underlier level is at or above the 75% buffer level. Below that, repayment is reduced using a 25% buffer amount and 100% buffer rate; for example, at 19% of the initial level, the cash settlement would be 44% of face, implying a 56% loss of invested principal. Upside is capped at par; investors do not participate in any ETF appreciation. Key risks include the credit risk of GS Finance Corp. and the guarantor, potential lack of secondary market liquidity, the ETF’s concentration in gold and silver mining companies, its 2025 index change, foreign market and FX exposure, and complex, uncertain U.S. tax treatment, including possible application of Section 1260 and FATCA.