Welcome to our dedicated page for GOLDMAN SACHS GROUP SEC filings (Ticker: GS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Goldman Sachs Group, Inc. files regulatory documents that cover operating results, material events, capital structure and corporate governance. Its 8-K filings document earnings releases, Regulation FD disclosures, debt and subordinated debt issuances under shelf registration statements, and changes involving directors or executive officers.
The filing record also identifies Goldman Sachs’ NYSE-listed common stock, preferred depositary shares, capital securities and medium-term notes issued by GS Finance Corp. Proxy materials disclose annual meeting matters, board governance, executive compensation and shareholder voting items, while registration-related exhibits document securities offerings and related terms.
GS Finance Corp. is offering $1,000-face autocallable, index-linked notes due July 31, 2031 that are guaranteed by The Goldman Sachs Group, Inc. The notes link to the Goldman Sachs Momentum Builder Focus ER Index and may be automatically called on the call observation date if the index closes at or above the initial index level; a call pays $1,125 per $1,000 face. If not called, maturity payment depends on index performance with an upside participation rate of 300%. The index applies a 5% realized volatility control and a 0.65% per annum deduction, and GS&Co.’s estimated trade-date value is $850 to $880 per $1,000. The notes do not pay interest and are subject to issuer and guarantor credit risk.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering medium-term structured notes linked to the Class A common stock of Coinbase Global, Inc. The offering shows an aggregate face amount of $500,000 and $1,000 face amount per note. The notes pay a contingent quarterly coupon of $79 per $1,000 (a 7.9% quarterly rate, up to 31.6% per annum) only if the underlier’s closing level on an observation date is at or above a coupon trigger level equal to 50% of the initial underlier level ($149.06, closing level on June 26, 2026). The notes may be automatically called on scheduled call observation dates if the underlier closes at or above the initial level; stated maturity is June 29, 2029. At maturity, if not called, cash settlement per $1,000 depends on the final underlier level and can result in a total loss of principal; upside is limited to $1,000 per note. The original issue price is 100% with an underwriting discount of 0.35%.
GS Finance Corp. (guaranteed by The Goldman Sachs Group, Inc.) is offering callable, capped, equity-linked notes linked to the common stock of Dow Inc. Each $1,000 face amount note is expected to pay a fixed quarterly coupon of $25 (2.5% quarterly, up to 10% per annum) and will be automatically called if the closing price of Dow Inc. on any call observation date is greater than or equal to the initial index stock price. If not called, the maturity cash payment depends on the index stock return versus a 50% trigger buffer: if the final index stock price is ≥50% of the initial price, you receive $1,000 (plus final coupon); if it is <50%, the cash amount equals $1,000 plus $1,000 times the index stock return, which can result in a loss of principal.
The estimated value at pricing is expected to be between $905 and $955 per $1,000 face amount. Payments are subject to the credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc., and the calculation agent (GS&Co.) has broad discretions (including anti-dilution adjustments, postponements for market disruptions and final price determinations).
GS Finance Corp. is offering S&P 500® Daily Risk Control 5% USD Excess Return Index-linked notes due August 2, 2029, guaranteed by The Goldman Sachs Group, Inc. The notes do not pay interest; principal and final payment depend on the Excess Return index return measured from the trade date (expected July 28, 2026) to the determination date (expected July 30, 2029). If the final index level is greater than or equal to the initial level, holders receive the face amount plus the index return multiplied by an upside participation rate (at least 156.5%). If the final index level is lower, holders receive the face amount plus the absolute index decline, subject to a maximum downside settlement amount of $2,000 per $1,000 face amount. The notes are exposed to issuer and guarantor credit risk, index borrowing costs (SOFR + 0.02963%), limited historical data since the index’s replacement of LIBOR, and no coupon payments; the estimated value at pricing is between $925 and $965 per $1,000 face amount.
GS Finance Corp. priced $2,140,000 aggregate face amount of Digital EURO STOXX® Banks Index-linked notes due July 3, 2028, guaranteed by The Goldman Sachs Group, Inc. The original issue price is 100% with an underwriting discount of 1.5%.
The notes pay no interest and return at maturity depends on the EURO STOXX Banks Index performance measured from the trade date June 29, 2026 to the determination date June 29, 2028. If the final index level is ≥80% of the initial level (initial level 289.76), holders receive a capped maximum settlement of $1,238 per $1,000 face amount; if the final level falls below that threshold, investors incur amplified principal losses using a 125% buffer rate. The estimated value on the trade date was approximately $974 per $1,000 face amount.
GS Finance Corp. is offering Leveraged Buffered S&P 500® Futures Excess Return Index-Linked Notes due 2031, guaranteed by The Goldman Sachs Group, Inc. The notes pay no interest and return at maturity depends on the S&P 500 Futures Excess Return Index performance from the trade date through the determination date. If the final underlier level exceeds the initial level, holders receive the face amount plus the underlier return multiplied by an upside participation rate (at least 176%). If the final level falls but remains above the buffer level (70% of initial), holders receive the face amount. If the final level is below the buffer level, investors incur losses proportionate to the decline below the buffer (buffer amount 30%, buffer rate 100%), and could lose a substantial portion of principal. Trade date is July 31, 2026 and stated maturity is August 5, 2031. The notes are cash-settled, may be illiquid, and are subject to issuer and guarantor credit risk.
GS Finance Corp. is offering leveraged buffered S&P 500® Futures Excess Return Index‑linked notes due 2031, guaranteed by The Goldman Sachs Group, Inc. Each note has a $1,000 face amount and will pay a cash settlement at maturity based on the underlier’s performance from the trade date to the determination date.
The notes feature an upside participation rate of 186%, a buffer level of 80% (20% buffer amount) and a stated maturity of July 10, 2031 (determination date July 7, 2031). If the final underlier level is below the buffer level, investors can lose a substantial portion of principal; the notes do not pay interest. Pricing, issue price and net proceeds will be set on the trade date.
GS Finance Corp. is offering leveraged EURO STOXX 50 Index-linked notes due August 5, 2031. Each note has a $1,000 face amount and will pay at maturity either the face amount or $1,000 + ($1,000 × upside participation rate × underlier return) if the final underlier level exceeds the initial level. The upside participation rate is stated as at least 135%. The notes pay no interest, are cash-settled, and are guaranteed by The Goldman Sachs Group, Inc. Trade date is July 31, 2026 and the determination date is July 31, 2031. These notes are debt of the issuer and expose holders to the credit risk of GS Finance Corp. and its guarantor, potential illiquidity, model/valuation discounts at issuance, and U.S. tax rules for contingent payment debt instruments.
GS Finance Corp. and The Goldman Sachs Group, Inc. are offering $1,000-face-amount autocallable notes linked to the Goldman Sachs Momentum Builder® Focus ER Index with a trade date of July 28, 2026 and a stated maturity of August 4, 2033. The notes pay no periodic interest, participate 100% in upside at maturity if the final index level exceeds the initial level, and are automatically called on annual observation dates if the index meets rising call levels. The index applies a 5% realized volatility control, a momentum risk control, and a deduction of 0.65% per annum (accruing daily). GS&Co.'s estimated trade-date value is $850 to $880 per $1,000 face amount; the original issue price will be 100% of face amount. The notes are senior unsecured obligations of GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., and are subject to issuer and guarantor credit risk and complex index methodology that can allocate substantial exposure to hypothetical cash positions.
GS Finance Corp. is offering Autocallable Contingent Coupon Index‑Linked Notes due 2029, guaranteed by The Goldman Sachs Group, Inc. The notes reference the Nasdaq‑100 Technology Sector Index, the Russell 2000® Index and the S&P 500® Index, and pay a contingent monthly coupon of $5.417 per $1,000 (0.5417% monthly, up to approximately 6.5% per annum) when each underlier meets its coupon trigger level of 80% of its initial level. The notes may be automatically called on specified call observation dates if each underlier equals or exceeds its initial level; on automatic call the issuer pays $1,000 per $1,000 face amount plus the coupon then due. Trade date is July 7, 2026, original issue date July 14, 2026, and stated maturity is July 16, 2029. GS&Co. estimates the notes' value on the trade date at $925 to $955 per $1,000, which is less than the original issue price. The notes are unsecured senior debt of GS Finance Corp., subject to issuer and guarantor credit risk, limited to cash payments, not listed, and may have limited liquidity.