Welcome to our dedicated page for GOLDMAN SACHS GROUP SEC filings (Ticker: GS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Goldman Sachs Group, Inc. files regulatory documents that cover operating results, material events, capital structure and corporate governance. Its 8-K filings document earnings releases, Regulation FD disclosures, debt and subordinated debt issuances under shelf registration statements, and changes involving directors or executive officers.
The filing record also identifies Goldman Sachs’ NYSE-listed common stock, preferred depositary shares, capital securities and medium-term notes issued by GS Finance Corp. Proxy materials disclose annual meeting matters, board governance, executive compensation and shareholder voting items, while registration-related exhibits document securities offerings and related terms.
GS Finance Corp., fully guaranteed by The Goldman Sachs Group, Inc., is offering S&P 500®-linked auto-callable buffered notes with an aggregate face amount of $4,950,000 under its Medium-Term Notes, Series F program. The notes do not bear interest and are unsecured obligations subject to the credit risk of both the issuer and guarantor.
The notes are linked to the S&P 500® Index, with an initial underlier level of 7,723.55, a 190% upside participation rate and a 10% downside buffer. If on the call observation date the index is at or above the initial level, the notes are automatically called and pay $1,100 per $1,000 face amount, capping return. If not called, at maturity investors receive: for index gains, $1,000 plus 190% of the index return; for index levels between 90% and 100% of the initial, $1,000; and below 90%, a buffered loss based on a buffer rate of approximately 111.11%, with the possibility of losing the entire investment.
The original issue price equals 100% of face amount, but exceeds the model-based estimated value. The notes are not listed, and secondary market value may be materially lower than purchase price, influenced by index performance, interest rates and the creditworthiness of GS Finance Corp. and the guarantor. The U.S. tax treatment is uncertain and based on characterization as a pre-paid derivative contract.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is issuing medium-term notes linked to the S&P 500 Futures Excess Return Index with an aggregate face amount of $1,866,000. Each note has a $1,000 face amount, original issue price of 100% of face, a 1% underwriting discount and 99% net proceeds to the issuer.
At maturity on August 8, 2031, investors receive cash based on index performance from the August 5, 2026 trade date to the determination date. If the final index level is above the initial level of 616.74, the payoff equals $1,000 plus 204.1% of the index gain. If the final level is between 80% and 100% of the initial level, investors receive full principal. Below the 80% buffer level, principal is reduced 1% for each 1% decline below the buffer, up to an 80% loss at a zero index level.
The notes do not bear interest, are unsecured obligations of GS Finance Corp. and are subject to the credit risk of both the issuer and guarantor. They will not be listed on any securities exchange, and any secondary market making by Goldman Sachs & Co. LLC is discretionary. The filing highlights risks including estimated value below issue price, market volatility, futures-specific risks such as negative roll yield, and uncertain U.S. tax treatment as pre-paid derivative contracts.
GS Finance Corp., fully guaranteed by The Goldman Sachs Group, Inc., is offering $6,447,000 of Medium-Term Notes, Series F, in the form of contingent income auto-callable notes linked to the Dow Jones Industrial Average®, Nasdaq-100 Index® and Russell 2000® Index.
The notes pay a contingent monthly coupon of $11.375 per $1,000 (1.1375% monthly, up to 13.65% per annum) only if on each observation date all three underliers are at or above their coupon trigger level, set at 70% of each initial underlier level. The same 70% level also serves as the trigger buffer level that protects principal at maturity.
The notes are automatically called if, on any call observation date starting November 5, 2026, all underliers are at or above their initial levels; investors then receive $1,000 per note plus the due coupon. If not called and any underlier finishes below its trigger buffer level on August 6, 2029, the cash settlement equals $1,000 plus $1,000 times the lesser performing underlier return, so principal loss can be up to 100%. Payments depend on the credit of GS Finance Corp. and the guarantor, and the notes will not be listed, with secondary market value influenced by interest rates, underlier volatility and credit spreads.
GS Finance Corp., fully guaranteed by The Goldman Sachs Group, Inc., is issuing S&P 500 Futures Excess Return Index-linked notes with an aggregate face amount of $1,481,000. Each note has a $1,000 face amount, an original issue price of 100% and pays no interest.
At maturity on August 10, 2028, the cash payment per $1,000 depends on the index performance from the August 5, 2026 trade date to the August 7, 2028 determination date. If the final index level is at or above the initial level of 616.74, investors receive $1,000 plus 125% of the index return, capped at a maximum settlement of $1,252 per note. If the index is below the initial level but at or above the 80% buffer level, investors receive $1,000 plus the absolute value of the index loss.
If the final level falls below the 80% buffer, principal is reduced 1% for every 1% decline below the buffer, so investors may lose a substantial portion of principal. The notes are unsecured obligations subject to the credit risk of GS Finance Corp. and the guarantor, will not be listed, and the estimated value at pricing is lower than the issue price.
GS Finance Corp. is offering callable S&P 500® index-linked notes due on a stated maturity date expected to be August 25, 2031, fully guaranteed by The Goldman Sachs Group, Inc. The notes pay no interest and return at least principal at maturity if not called, subject to issuer and guarantor credit risk.
The issuer may redeem the notes quarterly from August 25, 2027 through May 23, 2031 at 100% of face amount plus a call premium of at least 9.26% on the first call date, rising to at least 43.985% on the final call date. If held to maturity and not redeemed, investors receive $1,000 per note plus 100% of any positive S&P 500® return from the trade date to the determination date; if the index return is zero or negative, they receive $1,000.
The original issue price is 100% of face amount, with a 2.5% underwriting discount and 97.5% net proceeds to the issuer. The estimated value at pricing is expected between $885 and $915 per $1,000 note, reflecting structuring costs and dealer compensation, and the notes are treated as contingent payment debt instruments for U.S. tax purposes.
GS Finance Corp., fully guaranteed by The Goldman Sachs Group, Inc., is offering autocallable S&P 500 Index-linked notes due August 2031 under its Medium-Term Notes, Series F program. The notes pay no interest and may be automatically called in August 2027 if the S&P 500 closing level is at or above the initial level.
If called, investors receive $1,075 per $1,000 face amount, capping return at a 7.5% premium. If not called, maturity payment depends on S&P 500 performance, with a 125% upside participation rate above the initial level and a 35% downside buffer so that losses begin only if the index falls below 65% of the initial level, after which principal is reduced one-for-one with further declines. The notes carry the credit risk of both GS Finance Corp. and The Goldman Sachs Group, Inc. and their estimated value at pricing is disclosed as lower than the original issue price.
GS Finance Corp. is offering $553,000 of auto-callable, equity-linked notes under its Medium-Term Notes, Series F program, fully and unconditionally guaranteed by The Goldman Sachs Group, Inc. The notes pay no interest and are linked to CrowdStrike, Netflix and Oracle shares.
The notes are automatically called quarterly if each underlier is at or above its initial level, paying $1,000 + ($1,000 × call premium) per $1,000 face amount, with call premiums ranging from 85% to 233.75%. If not called and each final underlier level is at or above its initial level, holders receive $1,000 + ($1,000 × 255.00%) (355% of face). If any underlier finishes below its initial level but at or above its 60% trigger buffer level, principal is returned.
If any underlier ends below its 60% trigger buffer and the notes have not been called, repayment is $1,000 + ($1,000 × lesser performing underlier return), exposing investors to losses up to 100% of principal. The notes are unsecured obligations subject to the credit risk of GS Finance Corp. and the guarantor, will not be listed, may have limited or no secondary market, and carry uncertain U.S. tax treatment (intended as pre-paid derivative contracts and generally subject to FATCA rules).
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering auto-callable notes linked to the VanEck Junior Gold Miners ETF, iShares® Silver Trust and Global X Uranium ETF. The notes pay a fixed monthly coupon of $9.75 per $1,000 (0.975% monthly, up to 11.7% per annum), regardless of ETF performance while outstanding.
The notes may be automatically called on scheduled observation dates if each ETF is at or above its initial level, returning $1,000 plus the coupon. If not called, at maturity in August 2029 investors receive $1,000 per note plus the final coupon if each ETF is at least 60% of its initial level (a 40% downside buffer). If any ETF is below 60%, repayment is reduced one-for-one with the “lesser performing” ETF and investors can lose up to their entire principal.
The estimated fair value at pricing is expected between $925 and $965 per $1,000, below issue price, reflecting structuring costs and dealer compensation. Payments depend on the credit of GS Finance Corp. and The Goldman Sachs Group, Inc., and secondary market prices may be volatile and below face amount.
GS Finance Corp., fully guaranteed by The Goldman Sachs Group, Inc., is offering index-linked notes due 2031 tied to the MSCI EAFE Index and the EURO STOXX 50® Index. The payoff depends only on the lesser performing underlier.
At maturity, for each $1,000 note, investors receive: (1) $1,000 plus 231% of the lesser underlier’s positive return if both indices finish above their initial levels; (2) $1,000 if any index is at or below its initial level but both stay at or above 65% of initial; or (3) $1,000 times the lesser underlier return if any index falls below 65% of its initial level, which can result in a total loss of principal. The notes pay no interest and are subject to the credit risk of the issuer and guarantor, market and liquidity risk, foreign market and currency exposure, and uncertain U.S. tax treatment, including potential FATCA and section 871(m) implications.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering equity-linked notes maturing on August 9, 2029 whose payoff depends on an equally weighted basket of 8 large-cap technology and growth stocks (Alphabet, Amazon.com, Meta Platforms, Microsoft, Oracle, Palantir, Salesforce and Tesla). The notes pay no interest and are issued at 100% of face amount, with estimated value of about $927 per $1,000 at pricing.
The initial basket level is 100. At maturity, investors receive: (1) if the basket return is positive, $1,000 plus 110% of the basket gain, capped by a maximum settlement amount of $1,850 (a cap level of about 177.273% of the initial basket); (2) if the basket is flat to down but no worse than -10%, full principal of $1,000; and (3) if the basket is below the 90% buffer level, principal reduced by the basket loss beyond 10%, so substantial losses are possible. The notes are unsecured obligations subject to the credit risk of GS Finance Corp. and the guarantor, and secondary market value may be below face due to fees, model value and market factors.