The Goldman Sachs Group, Inc. files regulatory documents that cover operating results, material events, capital structure and corporate governance. Its 8-K filings document earnings releases, Regulation FD disclosures, debt and subordinated debt issuances under shelf registration statements, and changes involving directors or executive officers.
The filing record also identifies Goldman Sachs’ NYSE-listed common stock, preferred depositary shares, capital securities and medium-term notes issued by GS Finance Corp. Proxy materials disclose annual meeting matters, board governance, executive compensation and shareholder voting items, while registration-related exhibits document securities offerings and related terms.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is issuing unsecured basket-linked notes maturing on August 10, 2028. The notes pay no interest and the cash payment at maturity depends on an unequally weighted basket of 38 listed stocks, with an initial basket level of 100.
The maturity payment per $1,000 face amount equals 100.1% (the adjustment factor) times $1,000 plus $1,000 multiplied by the basket return. If the basket return is less than approximately -0.100%, investors receive less than $1,000 and could lose their entire investment. The initial aggregate face amount is $5,955,000, sold at 100% of face with no underwriting discount, so net proceeds to the issuer are also 100% of face. Repayment is subject to the credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering Autocallable Index-Linked Notes due 2029 linked to the Nasdaq-100 Index and Russell 2000 Index. The notes pay no interest and may be automatically called semi-annually if each index is at or above its initial level, returning principal plus a call premium.
If not called, the cash settlement at maturity depends on the lesser performing index, with a 150% upside participation rate on gains. A 15% buffer applies: if any index finishes below 85% of its initial level, investors lose principal in proportion to the decline beyond the buffer and may lose a substantial portion of their investment. The notes are subject to the credit risk of GS Finance Corp. and its parent, may trade below issue price because the estimated value is lower than the original issue price, are not listed on any exchange, and involve uncertain U.S. tax treatment.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering S&P 500® Index-linked notes due in 2031 that do not bear interest. The notes’ cash payment at maturity depends on a series of quarterly observation dates from November 2026 to August 2031, using interim S&P 500 returns between observation dates rather than the index’s simple start-to-end performance.
For each observation date, the period return is: the interim index return if positive, capped at a maximum period return of 3.4%; 0% if between 0% and -15%; or the interim return plus a 15% buffer if below -15%. The maturity payment per $1,000 equals $1,000 multiplied by the compounded product of 100% plus each period return. Principal is at risk: a single large negative quarter (worse than about -62.02%) can produce an overall loss, and if every quarter is worse than -15%, investors lose a substantial portion of principal. Even if every interim return hits the cap, the maximum payout is $1,951.68972251 per $1,000.
The notes are unsecured obligations subject to the credit risk of GS Finance Corp. and its parent guarantor. The estimated value on the trade date is expected to be $885–$925 per $1,000 face amount, below the issue price, reflecting fees, hedging costs and dealer compensation, and secondary-market prices may be lower.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering auto-callable contingent coupon notes linked to the common stock of Microsoft Corporation. For each $1,000 face amount, investors are expected to receive a fixed monthly coupon of $8.584 (0.8584%, up to approximately 10.3% per annum) until maturity or earlier automatic call.
The notes may be automatically called in full if, on any monthly call observation date from February 2027 through August 2027, Microsoft’s closing price is at or above the initial index stock price. Upon a call, investors receive $1,000 plus the coupon then due, and no further payments.
If not called, the maturity payment on the expected September 24, 2027 stated maturity date depends on the index stock return. If Microsoft’s final price is at least 68% of the initial price (the trigger buffer price), investors receive $1,000 plus the final coupon. If it is below 68%, principal is reduced one-for-one with the stock decline, and investors can lose up to their entire investment. The estimated value at pricing is expected to be $925–$955 per $1,000, reflecting fees and hedging costs, and all payments are subject to the credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is issuing $948,000 of autocallable index-linked notes due August 8, 2031. The notes pay no interest and are linked to three futures-based equity indices: S&P 500® Futures Excess Return, Russell 2000® Futures Excess Return and Dow Jones Industrial Average Futures Excess Return, with initial levels of 616.74, 403.00 and 582.757, respectively.
The notes may be automatically called on observation dates in August 2027 and February 2028 if all indices are at least 105% of their initial levels, paying principal plus a call premium of 30% or 45%. If held to maturity and not called, investors receive principal plus a 335% upside participation on the lesser-performing index if all final levels exceed initial levels; full principal if each index is at least 70% of its initial level; otherwise they are fully exposed to the downside of the worst index and can lose their entire investment. The estimated value is approximately $952 per $1,000 face amount, versus a 100% issue price, reflecting structuring and distribution costs.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering Buffered Digital Nasdaq-100 Index®-Linked Notes due August 17, 2028 under its Medium-Term Notes, Series F program. Each note has a $1,000 face amount and pays no interest.
At maturity, investors receive a cash amount based on the Nasdaq-100 Index® performance from the August 13, 2026 trade date to the August 14, 2028 determination date. If the final index level is at or above the initial level, payment is capped at the maximum upside settlement amount of $1,150 per $1,000. If the index declines but stays at or above the 80% buffer level, the payoff increases with the absolute index loss. Below the 20% buffer, investors lose 1% of principal for each additional 1% index decline, and may lose a substantial portion of their investment.
The notes are senior unsecured obligations subject to the credit risk of GS Finance Corp. and the guarantor, are not insured by any governmental agency, and will not be listed on any exchange. The issuer states that the estimated value at pricing will be less than the original issue price, secondary market liquidity is uncertain, and U.S. tax treatment is uncertain, with the notes intended to be treated as a pre-paid derivative contract.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering leveraged buffered notes linked to the S&P 500® Futures Excess Return Index, maturing in 2029. Each note has a $1,000 face amount, no interest, and cash settlement only.
At maturity, if the index level is at or above the initial level, holders receive $1,000 plus 140% of the index gain. If the index has fallen but remains at or above the 80% buffer level (a 20% buffer), investors receive the absolute value of the index loss as a positive return. Below the buffer, principal is reduced 1:1 with index declines beyond the buffer, and investors may lose a substantial portion of principal.
The notes are unsecured obligations of GS Finance Corp., fully and unconditionally guaranteed by The Goldman Sachs Group, Inc. They do not provide dividends, interest, or any rights in the underlying futures or stocks. Key dates include a trade date of August 14, 2026, original issue date of August 19, 2026, determination date of August 14, 2029, and stated maturity date of August 17, 2029. The issuer highlights credit risk, complex futures-based index behavior (including negative roll yield and financing costs), uncertain tax treatment, and limited or no secondary market liquidity.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., offers Autocallable Contingent Coupon Equity-Linked Notes due 2027 linked to the common stock of Tesla, Inc. The notes pay a contingent monthly coupon of $10.584 per $1,000 (1.0584% monthly, about 12.7% per annum) only if on each coupon observation date Tesla’s closing level is at or above the coupon trigger level of 56% of the initial underlier level.
The notes are subject to an automatic call if on any call observation date (from March 1, 2027 through August 30, 2027) Tesla’s closing level is at or above the initial level; if called, investors receive $1,000 per $1,000 face amount plus the coupon then due. If not called, at maturity in October 2027 investors receive: $1,000 if the final Tesla level is at or above the trigger buffer level of 56% of the initial level, or $1,000 plus $1,000 times the underlier return if below that level, exposing investors to losses down to a complete loss of principal. Upside is capped at return of face amount, so investors do not benefit from any appreciation in Tesla shares above the initial level.
The notes carry the credit risk of GS Finance Corp. and the guarantor, may trade below the issue price (the estimated value is lower than par), will not be listed on an exchange, and have uncertain U.S. tax treatment as income-bearing pre-paid derivative contracts.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is issuing auto-callable income notes linked to the S&P 500 Index, Russell 2000 Index, and State Street Consumer Staples Select Sector SPDR ETF. The initial underlier levels are 7,723.55 (S&P 500), 3,019.188 (Russell 2000) and $85.33 (XLP).
The notes pay a conditional monthly coupon of $9.167 per $1,000 (0.9167%, up to ~11.00% per year) when on a coupon observation date each underlier is at least 70% of its initial level. If any underlier is below 70%, no coupon is paid for that month.
The notes may be automatically called on monthly observation dates from November 2026 to July 2029 if each underlier is at or above its initial level; in that case investors receive $1,000 per note plus the due coupon and the product terminates. If not called, at the August 9, 2029 maturity, if the worst-performing underlier is at least 70% of its initial level, investors receive principal plus the final coupon. If the worst underlier finishes below 70%, repayment is reduced one-for-one with that underlier’s loss, and investors can lose up to 100% of principal. All payments are subject to the credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering equity-linked notes whose payoff depends on an equally weighted basket of six NYSE-listed stocks (Boeing, Freeport-McMoRan, Home Depot, Johnson & Johnson, NRG Energy, Uber). Each note has a $1,000 face amount, a 100 initial basket level and a term from an expected trade date of August 21, 2026 to an expected stated maturity of August 24, 2028. The notes pay no interest. At maturity, investors receive: the face amount plus 100% of any positive basket return, capped at a maximum settlement amount of $1,350 per $1,000; the full face amount if the basket has declined by up to 15%; or a loss of principal equal to the basket loss beyond the 15% buffer if the basket falls more than 15%. The cap level is 135% of the initial basket level and the buffer level is 85%. The estimated value on the trade date is expected to be $925–$955 per $1,000, below issue price, and payments are subject to the credit risk of GS Finance Corp. and its guarantor.