Welcome to our dedicated page for Goldman Sachs Group SEC filings (Ticker: GS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Goldman Sachs Group, Inc. (NYSE: GS) files a wide range of documents with the U.S. Securities and Exchange Commission that provide detailed insight into its operations across Global Banking & Markets, Asset & Wealth Management and Platform Solutions. On this SEC filings page, you can review Forms 10-K and 10-Q for comprehensive annual and quarterly financial statements, along with segment operating results that break out net revenues, provision for credit losses, operating expenses and pre-tax earnings by business segment.
Goldman Sachs also uses Form 8-K to report material events and updates. Recent 8-K filings cover quarterly and annual earnings releases, changes to business segment presentation, information about the Apple Card program and its planned transition to a new issuer, and details of specific debt offerings under the firm’s shelf registration statement. Other 8-Ks describe the issuance of floating rate and fixed/floating rate notes with various maturities, along with related legal opinions and consents.
Investors can also use SEC filings to track the firm’s capital structure, including common stock, preferred stock depositary shares and listed medium-term notes, all registered under Section 12(b) of the Exchange Act. Segment disclosures explain how activities such as advisory and underwriting, FICC and Equities intermediation and financing, asset and wealth management services, investments, and Platform Solutions consumer activities contribute to overall results.
Stock Titan enhances access to these filings by providing real-time updates from EDGAR and AI-powered summaries that highlight key points from lengthy documents. This can help readers quickly understand how new 10-K, 10-Q and 8-K filings affect Goldman Sachs’ business mix, segment performance, credit costs, funding activities and strategic initiatives, without having to parse every line of the original SEC reports.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering $1,000 face‑amount autocallable S&P 500® Index‑linked notes with a trade date of March 27, 2026 and original issue date March 31, 2026. The notes pay no interest and may be automatically called on the call observation date March 27, 2028 if the closing level of the S&P 500 is greater than or equal to the initial level; in that event the issuer will pay $1,163 per $1,000 face amount on the call payment date April 3, 2028. If not called, maturity is scheduled for April 3, 2031 and the cash settlement at maturity depends on the final underlier level: 100% participation in upside if final > initial, full return of principal if final ≥ 80% of initial, and a formulaic downside with a 20% buffer and 100% buffer rate if final < 80% (example: a final level at 20% of initial would yield 40% of face amount, implying a 60% loss on face amount). Terms such as the initial underlier level, issue price and certain fees will be set on the trade date and are subject to adjustment as described in the supplements. The notes are cash‑settled, not equity, carry issuer/guarantor credit risk, are not FDIC insured, and may have limited secondary market liquidity.
GS Finance Corp. is offering autocallable, buffered notes linked to the Dow Jones Industrial Average® with a call observation date expected on April 1, 2027 and a stated maturity date expected on March 28, 2031.
If the index is ≥105% of the initial level on the call observation date, holders receive $1,100 per $1,000 face amount on the call payment date. If not called, upside participation is 195.1% of positive index return at maturity. A 10% buffer protects against index declines up to 10%; declines beyond that expose holders to losses of approximately 1.1111% of face amount for each 1% decline below the buffer. The estimated value at pricing is between $885 and $915 per $1,000 face amount. Payments are unsecured and subject to the credit risk of GS Finance Corp. and guarantor The Goldman Sachs Group, Inc.
GS Finance Corp. is offering index-linked, principal-at-risk notes due April 20, 2028, fully guaranteed by The Goldman Sachs Group, Inc. The notes reference the Dow Jones Industrial Average and the S&P 500 and pay no interest.
Payoff is linked to the lesser performing underlier: if both underliers finish above their initial levels you receive the face amount plus an upside participation (at least 100%) times the lesser return. If the lesser performing underlier finishes at or above a buffer level (78% of initial), you receive the face amount. If it finishes below the buffer, you lose 1 of principal for each 1 decline below the buffer (for example, a final level of 20% implies a hypothetical cash settlement of 42% of face).
The Auto-Callable Dual Directional Buffered PLUS notes are unsecured obligations of GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., with an aggregate principal of $8,761,000. The notes pay $1,106.00 per $1,000 if automatically called on the call observation date; otherwise maturity is March 28, 2028. At maturity the payoff depends on the EURO STOXX 50® performance: a 150.00% leverage factor on positive returns, a 10.00% buffer that turns moderate declines into a positive capped return, and losses beyond the buffer that reduce principal dollar-for-dollar, subject to a minimum payment of $100 (10.00%). The initial index value is 5,574.32, pricing date March 23, 2026, original issue price 100.00% and estimated model value ~$952 per $1,000. Underwriting discount is 2.50%.
GS Finance Corp. (guaranteed by The Goldman Sachs Group, Inc.) is offering market-linked notes tied to the S&P 500® Futures Excess Return Index. Each $1,000 note pays no interest and returns at maturity depend on the final underlier level versus the initial level measured from March 23, 2026 to March 24, 2031. If the final level is above the initial level, holders receive $1,000 plus $1,000 times an 185% upside participation rate times the underlier return. If the final level is between 50% and 100% of the initial level, holders receive the face amount. If the final level is below 50% of the initial level, losses are pro rata to the underlier decline (you could lose your entire investment). Aggregate face amount shown is $250,000; original issue price is 100% of face amount.
GS Finance Corp. is offering Trigger Autocallable GEARS due, guaranteed by The Goldman Sachs Group, Inc., linked to the common stock of SLB N.V. (SLB Limited). The terms set the autocall barrier at 100.00% of the initial index stock price, an upside gearing expected between 1.70 and 1.80, a downside threshold of 60.00% and a call return of 20.00%.
Key dates: trade date March 25, 2026, original issue date March 30, 2026, call observation date April 1, 2027, call payment date April 6, 2027, determination date March 26, 2029, and stated maturity date March 29, 2029. Estimated value on the trade date is between $9.25 and $9.55 per $10 face amount; original issue price is 100.00% of face amount and underwriting discount is 2.50%. Minimum purchase is $1,000.
The notes pay no coupons, may be automatically redeemed if the index stock meets the autocall condition, and at maturity offer payoff tied to the final stock price: full face amount if final price is at or above the downside threshold, enhanced upside by the upside gearing if the final price is above the initial price, and pro rata losses (potentially total loss) if the final price is below the downside threshold. All payments are subject to the issuer’s and guarantor’s creditworthiness.
GS Finance Corp. offers $8,517,720 of Capped GEARS linked to the S&P 500® Index, guaranteed by The Goldman Sachs Group, Inc. The securities have an initial index level of 6,581.00, upside gearing 3.00, and a maximum return of 14.40% (maximum settlement amount $11.44 per $10 face amount). Trade date is March 23, 2026, original issue date March 26, 2026, determination date April 23, 2027, and stated maturity date April 28, 2027.
Payments at maturity: if the final index level is below the initial level, investors lose proportionally (possible loss of all principal); if index rises, payoff = index return × gearing up to the cap. Original issue price is 100.00% of face, underwriting discount 2.00%, estimated value at term-setting ~$9.68 per $10 face. All payments are subject to the credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., offers principal-protected-like callable notes linked to five stocks: Apple, NVIDIA, Walmart, Tesla and Exxon Mobil. The notes carry monthly observation dates, an automatic call feature beginning in March 2027, and an expected maturity of April 3, 2031.
Each $1,000 face amount pays either a $7.834 maximum monthly coupon (0.7834% monthly; ~9.4% annualized) if every index stock on an observation date is ≥ 75% of its initial price, or a minimum coupon of $0.209 (0.0209% monthly). Trade date is expected to be March 27, 2026. The estimated value at issuance is between $885 and $925 per $1,000 face amount and payments remain subject to the issuer’s and guarantor’s credit risk.
GS Finance Corp. is offering Buffered Digital Equity-Linked Notes due 2027, fully guaranteed by The Goldman Sachs Group, Inc. The notes are linked to the common stock of Caterpillar Inc. (ticker “CAT UN”) and do not pay interest.
Key terms: trade date March 26, 2026, original issue date March 31, 2026, determination date April 26, 2027, stated maturity date April 29, 2027. The notes provide a 20% buffer (buffer level = 80% of the initial underlier level) and a buffer rate of 125%. If the final underlier level is at or above the buffer level, holders receive a capped maximum settlement of at least $1,162.50 per $1,000 face amount. If the final underlier level is below the buffer level, losses are magnified by the buffer rate and investors could lose their entire investment.
GS Finance Corp. is offering Callable Contingent Coupon Index‑Linked Notes due 2031, guaranteed by The Goldman Sachs Group, Inc. The notes reference the Russell 2000® Index and the S&P 500® Index and pay a contingent quarterly coupon of at least $18.375 per $1,000 (1.8375% quarterly; up to 7.35% per annum) only if each underlier is at or above 55% of its initial level on the related observation date. The issuer may redeem the notes, at its option, on each coupon payment date commencing in October 2026 through January 2031 (subject to the company’s redemption right). At maturity, payment (for each $1,000 face amount) is either $1,000 or $1,000 plus the lesser performing underlier return; investors could lose their entire investment if the lesser performing underlier declines below its 55% trigger buffer level.