GOLDMAN SACHS GROUP INC SEC Filings

GS Finance Corp., with guarantee from The Goldman Sachs Group, Inc., is offering non‑interest bearing structured notes linked to an equally weighted two‑stock basket of Arthur J. Gallagher & Co. and Chubb Limited. The notes are expected to trade on July 8, 2026, have an original issue date expected on July 13, 2026, and a stated maturity expected on July 20, 2027. The notes provide 300% upside participation subject to a cap level of approximately 108.917%, producing a maximum settlement amount of $1,267.50 per $1,000 face amount. If the final basket level is below the initial level of 100, the holder bears the full downside (linear loss equal to the basket return). The estimated value at pricing is expected to be between $925 and $955 per $1,000 face amount.

GS Finance Corp. is offering Autocallable Contingent Coupon Equity-Linked Notes due 2029, linked to the Class A common stock of Coinbase Global, Inc. (initial underlier level $146.19). The notes pay a contingent monthly coupon of $24.167 per $1,000 (2.4167% monthly, up to approximately 29.00% per annum) only when the underlier is at or above a coupon trigger level of 50% of the initial level on each coupon observation date. The notes include an automatic call if the underlier on a call observation date is at or above the initial underlier level; on an automatic call the issuer pays $1,000 per $1,000 face amount plus any coupon then due. If not called, the cash settlement at maturity (stated maturity July 6, 2029) depends on the final underlier level relative to the initial level and the trigger buffer level (50%), and investors may lose up to their entire investment if the final underlier level is below the trigger buffer level. Calculation agent: Goldman Sachs & Co. LLC. Trade date: July 1, 2026; original issue date: July 6, 2026. CUSIP: 40054XHG6.

GS Finance Corp. is offering S&P 500® index-linked, non‑interest-bearing notes due in 2028, guaranteed by The Goldman Sachs Group, Inc. The notes reference the S&P 500® Index, have expected trade and issue dates of July 28, 2026 and July 31, 2026, and an expected stated maturity of August 4, 2028. Returns depend on a barrier event (upper barrier 117% / lower barrier 83% of the initial level). If a barrier event occurs, holders receive at least $1,052.50 per $1,000 face amount (a contingent return of at least 5.25%); if not, the cash payment equals $1,000 plus $1,000 times the absolute index return, capped at $1,170 per $1,000 (a maximum 17% return). The pricing supplement states an estimated model value on the trade date of between $925 and $965 per $1,000 face amount.

GS Finance Corp. is offering fixed-coupon, buffered notes linked to the S&P 500® Volatility Plus Daily Risk Control Index, guaranteed by The Goldman Sachs Group, Inc. Coupons will be at least $15 per $1,000 face amount (at least 1.5% quarterly, or up to 6% per annum). The notes reference an initial underlier level set on the trade date (expected July 28, 2026) and pay principal at maturity (expected July 31, 2029) based on the underlier's performance to the determination date (expected July 26, 2029). A 15% buffer applies: if the final underlier level is ≥85% of the initial level, investors receive full face amount; if below 85%, the cash settlement declines pro rata (examples: final level 25% → 40% of face; 0% → 15% of face). Estimated value at term-setting is expected between $925 and $965 per $1,000 face amount. The notes are unsecured obligations subject to issuer and guarantor credit risk and may have limited liquidity.

GS Finance Corp. priced contingent income auto-callable notes guaranteed by The Goldman Sachs Group, Inc. The notes tie payouts to the worst-performing of the S&P 500, Russell 2000 and Nasdaq-100, pay a contingent quarterly coupon (at least $25.00 per $1,000 when conditions are met), may be automatically called, and mature July 13, 2028. The downside threshold for each index is 70.00% of its initial index value. Estimated value range on pricing is $920 to $980 per $1,000; original issue price is 100% with a 2.00% underwriting discount.

The issuer GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering buffered digital S&P 500® Index-linked notes that mature on October 13, 2027. Each $1,000 face amount can pay up to a maximum upside settlement amount of $1,070 if the S&P 500® finishes at or above 93% of the initial level. If the final level falls between 80% and 93% of the initial level, the investor receives $1,000 plus the absolute index decline as a positive return. If the final level is below 80% of the initial level, the cash payment equals $1,000 plus $1,000 times (index return plus 20%), which can produce substantial losses. The trade date is expected to be July 17, 2026, and the original issue date is expected to be July 22, 2026. The estimated value at pricing is stated to be between $925 and $965 per $1,000 face amount. The notes do not bear interest, are unsecured obligations of the issuer, are subject to issuer and guarantor credit risk, and may not have an active secondary market.

GS Finance Corp. offers two separate series of leveraged buffered index-linked notes guaranteed by The Goldman Sachs Group, Inc., linked to the S&P 500® Index and the Russell 2000® Index. Each note pays no interest and the cash settlement at maturity is determined by the index return between the trade date (expected July 28, 2026) and the determination date. The S&P 500® note features a 200% participation rate, a 90% buffer level, a 10% buffer amount, a cap level of at least 112.125% and a maximum settlement amount of at least $1,242.50 per $1,000 face. The Russell 2000® note features a 110% participation rate, a 90% buffer level, a 10% buffer amount, a cap level of approximately 121.818% and a maximum settlement amount of at least $1,240 per $1,000 face. Expected stated maturities are February 1, 2029 (S&P note) and February 2, 2028 (Russell note). Estimated values per $1,000 at issuance are in the range $925 to $965. The notes expose holders to market performance of the applicable index, to credit risk of GS Finance Corp. and Goldman Sachs as guarantor, to model/valuation discounts versus issue price, and to tax and liquidity risks described herein.

GS Finance Corp. offers autocallable, index-linked notes due 2033 guaranteed by The Goldman Sachs Group, Inc. The notes pay a cash amount at maturity or earlier automatic call based on the Goldman Sachs Momentum Builder® Focus ER Index and include an annual automatic-call feature with increasing call levels and capped call premiums.

The notes have an upside participation rate of 100%, an estimated trade-date value of $850 to $890 per $1,000 face amount, a deduction rate of 0.65% per annum at the index level, a volatility control set at 5%, and provide no periodic interest; investors bear issuer/guarantor credit risk.

GS Finance Corp. (guaranteed by The Goldman Sachs Group, Inc.) is offering structured notes linked to the common stock of Lennox International Inc. Each note has a $1,000 face amount, a trade date expected to be July 15, 2026, an original issue date expected to be July 20, 2026, and a stated maturity date expected to be July 19, 2029.

Coupons, set on the trade date, equal between $25.625 and $28.125 per $1,000 for applicable quarterly observation outcomes (between 2.5625% and 2.8125% quarterly; up to 10.25%–11.25% per annum). Notes are automatically called if the index stock closing price on any call observation date is >= the initial index stock price. If the final index stock price is below 65% of the initial index stock price, holders suffer a loss proportional to the index stock return; in that downside case a holder may receive substantially less than principal.