Welcome to our dedicated page for Goldman Sachs Group SEC filings (Ticker: GS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Goldman Sachs Group, Inc. (NYSE: GS) files a wide range of documents with the U.S. Securities and Exchange Commission that provide detailed insight into its operations across Global Banking & Markets, Asset & Wealth Management and Platform Solutions. On this SEC filings page, you can review Forms 10-K and 10-Q for comprehensive annual and quarterly financial statements, along with segment operating results that break out net revenues, provision for credit losses, operating expenses and pre-tax earnings by business segment.
Goldman Sachs also uses Form 8-K to report material events and updates. Recent 8-K filings cover quarterly and annual earnings releases, changes to business segment presentation, information about the Apple Card program and its planned transition to a new issuer, and details of specific debt offerings under the firm’s shelf registration statement. Other 8-Ks describe the issuance of floating rate and fixed/floating rate notes with various maturities, along with related legal opinions and consents.
Investors can also use SEC filings to track the firm’s capital structure, including common stock, preferred stock depositary shares and listed medium-term notes, all registered under Section 12(b) of the Exchange Act. Segment disclosures explain how activities such as advisory and underwriting, FICC and Equities intermediation and financing, asset and wealth management services, investments, and Platform Solutions consumer activities contribute to overall results.
Stock Titan enhances access to these filings by providing real-time updates from EDGAR and AI-powered summaries that highlight key points from lengthy documents. This can help readers quickly understand how new 10-K, 10-Q and 8-K filings affect Goldman Sachs’ business mix, segment performance, credit costs, funding activities and strategic initiatives, without having to parse every line of the original SEC reports.
GS Finance Corp. is offering $2,000,000 aggregate face amount of principal-protected-but‑structured notes linked to the MSCI EAFE Index. The notes pay no interest, carry an upside participation rate of 140%, a buffer level of 80% and may be automatically called on the call observation date with a cash payment of $1,159 per $1,000 on the call payment date. If not called, maturity cash depends on final index performance versus the initial index level of 2,831.73, with the issuer’s calculation agent being Goldman Sachs & Co. LLC. The notes are fully and unconditionally guaranteed by The Goldman Sachs Group, Inc. and may result in a loss of up to the entire investment if the final underlier level falls below the buffer threshold.
Goldman Sachs published an index supplement describing the S&P 500® Volatility Plus Daily Risk Control Index, a rules-based index that seeks leveraged exposure to the S&P 500® Index with a dynamic volatility target and a minimum exposure of 100% and maximum exposure of 200%.
The supplement notes the index launched on March 21, 2022, uses hypothetical performance data before launch, and states the index exposure on March 2, 2026 was 186.39%. It highlights annualized returns and volatilities through March 2, 2026 and lists detailed risk factors, including leverage, lag in volatility measurement, limited operating history, and issuer credit risk.
GS Finance Corp. is offering equity-linked, auto-callable Medium-Term Notes, Series F, guaranteed by The Goldman Sachs Group, Inc., linked to the common stock of Blackstone Inc. The securities have an original offering price of $1,000 per security and an estimated value at pricing of $885–$915 per $1,000 face amount. The notes pay no interest, may be automatically called on multiple scheduled call dates for a rising fixed call premium, and, if not called, expose holders 1-to-1 to declines in the underlying stock with a 40.00% downside threshold; investors may lose up to 100.00% of principal. Payments are unsecured obligations of GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., and are subject to issuer and guarantor credit risk.
GS Finance Corp. publishes an index supplement for the S&P 500® Daily Risk Control 5% USD Excess Return Index dated March 25, 2026. The supplement describes the Excess Return index methodology—measuring the Risk Control index performance net of borrowing at SOFR plus 0.02963%—and provides historical annualized returns and volatilities through March 2, 2026. Key figures include a 1-year annualized return of 1.08% with annualized volatility of 5.00%, and a since‑January‑4‑2021 return of 3.14% with volatility of 4.96%. The supplement highlights that the indices discontinued use of overnight USD LIBOR on December 20, 2021, that SOFR-based borrowing costs apply, and that historical performance may be limited after the LIBOR transition. It also lists selected risk factors related to credit exposure, borrowing costs, volatility-target limitations, and lack of shareholder rights.
GS Finance Corp. is offering medium-term, equity-linked, auto-callable notes (face $1,000) guaranteed by The Goldman Sachs Group, Inc. The securities are linked to the common stock of Blackstone Inc. (pricing date April 7, 2026; original issue date April 10, 2026; stated maturity April 13, 2034).
The notes pay no interest, are automatically called if the stock closing price meets call thresholds on scheduled call dates (first call date April 10, 2028; final calculation day April 10, 2034), and, if called, pay the face amount plus a fixed call premium (listed per call date and at least 32.70% on the first date up to 130.80% on the final date). If not called, holders have 1-to-1 downside exposure to the underlying stock from the starting price; the downside threshold is 60.00% of the starting price (a 40.00% decline), and investors may lose up to 100.00% of their investment.
The estimated model value at pricing is between $885 and $915 per $1,000 face amount, below the original offering price. All payments are subject to the issuer and guarantor credit risk.
GS Finance Corp. is offering Autocallable Contingent Coupon Equity‑Linked Notes due 2029, guaranteed by The Goldman Sachs Group, Inc., linked to the Class A common stock of Coinbase Global, Inc. (ticker “COIN UW”). The initial underlier level is $181.04 (closing level on March 24, 2026). The notes pay a contingent monthly coupon of $23.334 per $1,000 face amount when the underlier is at or above the coupon trigger level of 50% of the initial level on each coupon observation date, and they will be automatically called on scheduled quarterly call observation dates if the underlier closes at or above the initial level. If not called, maturity is March 29, 2029, and the cash settlement at maturity equals $1,000 if the final underlier level is at or above the trigger buffer level (50%); if below, the cash settlement equals $1,000 plus $1,000 times the underlier return, meaning investors could lose their entire investment if the final underlier level is sufficiently low. The notes are not shares, carry issuer/guarantor credit risk, and have limited secondary‑market liquidity.
GS Finance Corp. is offering autocallable, buffered notes linked to the Nasdaq-100 Index®, guaranteed by The Goldman Sachs Group, Inc. The notes pay no interest, have an expected trade date of March 25, 2026, an expected original issue date of March 30, 2026, an expected call observation date of April 1, 2027, and an expected stated maturity date of March 28, 2031.
If the index is ≥105% of the initial level on the call observation date, the notes are automatically called for $1,100 per $1,000 face amount. If not called, upside participation is 187.25% of any positive index return; a 10% buffer applies (you receive face amount if final index ≥ 90% of initial), and losses below the buffer are multiplied by ~111.11%. The notes are subject to issuer and guarantor credit risk; estimated initial value is $885–$915 per $1,000, while the original issue price is $1,000 per face amount.
GS Finance Corp. is offering buffered digital S&P 500® Index-linked notes due March 28, 2028, guaranteed by The Goldman Sachs Group, Inc. Each $1,000 face‑amount note pays no interest and returns either a capped gain of up to $1,194.20 at maturity if the final index level is ≥ the 90% buffer level, or suffers amplified downside where investors lose about 1.1111% of face amount for each 1% decline below the buffer level, potentially losing the entire investment.
The notes are priced on the trade date March 25, 2026 with an original issue date of March 30, 2026. Payment depends on the S&P 500® performance from March 24, 2026 to the determination date March 24, 2028. The offering is subject to issuer and guarantor credit risk and limited secondary‑market liquidity.
GS Finance Corp. is offering index-linked, principal-at-risk notes guaranteed by The Goldman Sachs Group, Inc. The notes reference the Dow Jones Industrial Average and the S&P 500, trade date April 17, 2026, original issue date April 22, 2026, and stated maturity April 20, 2029.
Each $1,000 note pays no interest. The cash settlement at maturity depends on the lesser performing underlier: if both underliers finish above initial levels you receive $1,000 plus the upside participation (at least 100%) times the lesser return; if the lesser return is between the initial level and the 82% buffer level you receive $1,000; if the lesser return is below the 82% buffer you suffer a loss equal to each 1% below the buffer reducing principal by 1% (buffer amount 18%, buffer rate 100%).
The notes may be sold initially by Goldman Sachs & Co. LLC; estimated model value is less than the original issue price; investors bear the credit risk of the issuer and guarantor and may face limited liquidity and secondary-market discounts.
GS Finance Corp. is offering Leveraged EURO STOXX 50® Index-Linked Notes due 2032, fully and unconditionally guaranteed by The Goldman Sachs Group, Inc. Each note has a $1,000 face amount, does not bear interest, and is a cash‑settled instrument whose maturity payment depends on the EURO STOXX 50® performance measured from the trade date (April 1, 2026) to the determination date (April 1, 2032), with stated maturity on April 6, 2032.
If the final underlier level is above the initial level, holders receive $1,000 + $1,000 × 179% × underlier return. If the final level is between the initial level and the trigger buffer level (70% of initial), holders receive $1,000. If the final level is below the trigger buffer level, holders receive $1,000 + $1,000 × underlier return, exposing them to potential loss up to the full principal.