GOLDMAN SACHS GROUP INC SEC Filings

GS Finance Corp. offers Autocallable Goldman Sachs Momentum Builder® Focus ER Index-Linked Notes due 2033, guaranteed by The Goldman Sachs Group, Inc. The notes reference the GSMBFC5 Index, have a trade date of July 31, 2026, original issue date August 5, 2026 and stated maturity August 4, 2033. The notes feature semi-annual automatic call observations with tiered call premiums (first observation paydate August 5, 2027 with a 10.00% call premium up to the last listed call premium of 65.00% on a January 31, 2033 observation). If not called, the cash settlement at maturity is capped with a maturity date premium amount of 70% and depends on the final index level versus the initial index level. GS&Co.’s estimated value on the trade date is $885 to $935 per $1,000 face amount, below the original issue price.

The offered notes are leveraged buffered S&P 500® index-linked notes issued by GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc. Each $1,000 face note pays at maturity based on the S&P 500 return from an initial underlier level (the lowest closing level during the observation period) to the final underlier level on the determination date. The notes provide 200% upside participation in positive index returns up to a cap (cap level at least 114.375% of the initial level and a maximum settlement of at least $1,287.50 per $1,000). If the final level falls by up to 15% from the initial level, you receive the $1,000 face amount; declines greater than 15% produce a proportional loss exceeding principal. Trade date and original issue date are expected in July 2026; stated maturity is expected in January 2030. The estimated model value on the trade date is $915–$965 per $1,000 face, below the original issue price.

The Goldman Sachs Group, Inc. is offering fixed rate senior notes due July 21, 2031 through a pricing supplement to its Medium-Term Notes, Series N program. The notes are denominated in U.S. dollars in minimum $1,000 increments, carry a stated interest rate of 4.60% per annum, and pay interest semiannually on January 21 and July 21, commencing January 21, 2027.

The notes will be issued in book-entry form through DTC. The original issue price and certain underwriting terms will be set on the trade date; the pricing supplement notes the trade date of July 17, 2026 and original issue date of July 21, 2026. The notes will not be listed on any securities exchange and Goldman Sachs & Co. LLC is the calculation agent and expected initial purchaser.

GS Finance Corp. is offering autocallable contingent-coupon index-linked notes due 2030, guaranteed by The Goldman Sachs Group, Inc. Each note has a $1,000 face amount and may pay a contingent monthly coupon of $8.209 (0.8209% monthly; potential up to approximately 9.85% per annum) when each underlier meets its 60% coupon trigger on the observation dates. The notes reference three underliers: the Nasdaq-100 Technology Sector Index, the Russell 2000® Index and the S&P 500® Index. Notes will be automatically called if, on a call observation date, every underlier is at or above its initial level. If not called, maturity payment depends solely on the lesser performing underlier versus its trigger buffer (60% of initial); losses can be the full principal if that underlier falls substantially below its buffer. Trade date is July 1, 2026, original issue date July 7, 2026, and stated maturity date July 5, 2030.

GS Finance Corp. is offering Autocallable Index-Linked Notes due 2029, guaranteed by The Goldman Sachs Group, Inc. The notes reference the Nasdaq-100 Index and the Russell 2000 Index, carry no interest, and include a semi-annual automatic call feature with specified call premiums. The notes pay at maturity based on the performance of the lesser performing underlier with an upside participation rate of 150% and a buffer level of 85% (buffer amount 15%, buffer rate 100%). Trade date is July 28, 2026, original issue date July 31, 2026, determination date July 30, 2029 and stated maturity August 6, 2029. Examples in the pricing supplement show capped call payments (call premiums of at least 11.5%, 17.25%, 23% and 28.75%) and illustrate that, if not called, investors may lose a substantial portion of principal (one example shows a 64.000% loss when the lesser performing underlier is 21.000% of its initial level). The prospectus warns the original issue price exceeds the notes' estimated model value, the notes are subject to issuer/guarantor credit risk, secondary-market liquidity may be limited, and U.S. federal income tax treatment is described as uncertain.

GS Finance Corp. offers S&P 500® Index-linked, zero-coupon notes due August 2028, guaranteed by The Goldman Sachs Group, Inc. The notes pay at maturity based on the absolute index return between the trade date (expected July 31, 2026) and the determination date (expected July 31, 2028), subject to a barrier feature.

If the final index level is >120% or <80% of the initial level (a barrier event), holders receive at least $1,067.50 per $1,000 face amount (a contingent return of 6.75%). If no barrier event occurs, the maturity payment equals $1,000 plus $1,000 times the absolute index return, capped at $1,200 per $1,000 (maximum 20% return).

GS Finance Corp. is offering $ Buffered Russell 2000® Index-Linked Notes due 2031, guaranteed by The Goldman Sachs Group, Inc. Each note has a $1,000 face amount payoff at maturity tied to the Russell 2000 index performance from the trade date to the determination date. If the final index level is above the initial level, holders receive $1,000 plus the upside participation rate (at least 100%) times the index return. If the final level is down but no more than the 15% buffer, holders receive the $1,000 face amount. If the final level falls below the 85% buffer level, losses apply pro rata; examples show a final level of 21.000% would produce a cash settlement equal to 36.000% of face amount. The notes pay no interest, are subject to issuer and guarantor credit risk, may have limited liquidity, and include tax treatment uncertainty.

GS Finance Corp. is offering Autocallable Leveraged Index Return Notes® (two-year term, due July 2028) linked to the common stock of NVIDIA Corporation. The notes pay no periodic interest, can be automatically called about one year after pricing for a Call Payment of approximately $11.30–$11.50 per $10 unit if the Observation Value ≥ the Call Value, and otherwise provide a 150.00% participation in upside at maturity subject to an absolute-return floor and a 60.00% Threshold Value. Estimated value at pricing is $9.25–$9.55 per $10 unit; public offering price is $10.00. All payments are subject to the issuer’s and guarantor’s credit risk and limited secondary-market liquidity.

GS Finance Corp. is offering callable buffered notes linked to the S&P 500® Futures Excess Return Index, due July 31, 2031 and guaranteed by The Goldman Sachs Group, Inc. Each note has a $1,000 face amount and an expected trade date of July 28, 2026.

The notes pay no interest, participate at an 175% upside rate if the final underlier level is at or above the initial level, and provide a 20% buffer (buffer level = 80% of initial). If the final underlier level is below the buffer, holders can suffer substantial principal loss. The issuer may redeem on scheduled call dates at preset call premiums. The estimated value on the trade date is between $885 and $935 per $1,000 face amount.