Welcome to our dedicated page for GOLDMAN SACHS GROUP SEC filings (Ticker: GS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Goldman Sachs Group, Inc. files regulatory documents that cover operating results, material events, capital structure and corporate governance. Its 8-K filings document earnings releases, Regulation FD disclosures, debt and subordinated debt issuances under shelf registration statements, and changes involving directors or executive officers.
The filing record also identifies Goldman Sachs’ NYSE-listed common stock, preferred depositary shares, capital securities and medium-term notes issued by GS Finance Corp. Proxy materials disclose annual meeting matters, board governance, executive compensation and shareholder voting items, while registration-related exhibits document securities offerings and related terms.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering autocallable contingent coupon equity-linked notes due August 9, 2029, linked to the common stock of Freeport‑McMoRan Inc. The initial underlier level is $68.18, the closing level on August 6, 2026.
The notes pay a contingent quarterly coupon of $40 per $1,000 face amount (4% quarterly, up to 16.00% per annum) on each coupon payment date only if the underlier’s closing level on the related observation date is at or above the coupon trigger level, set at 50% of the initial underlier level. The same 50% level functions as a trigger buffer for principal.
The notes are automatically called if, on any call observation date from February 8, 2027 through May 7, 2029, the underlier’s closing level is at or above the initial level; in that case, investors receive $1,000 per $1,000 face amount plus the applicable coupon. If not called, payment at maturity depends on the final underlier level: investors receive $1,000 per $1,000 face amount if the final level is at or above the trigger buffer level, but receive $1,000 plus $1,000 times the underlier return if it is below, which can result in a complete loss of principal.
The notes are unsecured obligations subject to the credit risk of GS Finance Corp. and the guarantor. They will not be listed on any exchange, may have limited secondary liquidity, and their estimated value at pricing will be less than the original issue price.
GS Finance Corp., fully and unconditionally guaranteed by The Goldman Sachs Group, Inc., is offering auto-callable contingent coupon barrier notes linked to the common stock of Salesforce, Inc. and ServiceNow, Inc. with an aggregate face amount of $1,011,000. For each $1,000 note, investors may receive a monthly contingent coupon of $26.667 (2.6667% monthly, up to approximately 32.00% per annum) if on each coupon observation date both underliers are at or above 70% of their initial levels. The initial underlier levels are $192.98 for Salesforce and $117.22 for ServiceNow; the 70% level serves as both the coupon trigger and the trigger buffer.
The notes can be automatically called beginning August 5, 2027 if, on any call observation date, both underliers are at or above their initial levels; in that case, investors receive $1,000 per note plus the applicable coupon, and the term ends early. If the notes are not called, at maturity on August 9, 2029 investors receive: (i) $1,000 per note if the final level of each underlier is at or above its 70% trigger buffer, or (ii) $1,000 + ($1,000 × lesser performing underlier return) if any underlier finishes below its buffer. Because the payoff is based on the lesser-performing stock, a poor outcome in one underlier can cause large principal losses, and investors can lose their entire investment.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering auto-callable notes linked to the VanEck Gold Miners ETF and the State Street SPDR S&P Bank ETF, maturing on May 10, 2029, with an aggregate face amount of $727,000 (subject to increase). The notes pay a contingent monthly coupon of $9.709 per $1,000 (0.9709% monthly, about 11.65% per annum) only if on each observation date both ETFs are at or above 70% of their initial levels ($83.68 for GDX and $71.00 for KBE). The notes are automatically called in whole if, on any call observation date from February 2027 to April 2029, both ETFs are at or above their initial levels, returning principal plus the applicable coupon.
If not called, principal repayment at maturity is based on the lesser-performing ETF, with a 20% buffer: full principal is repaid if each final level is at least 80% of its initial level; partial loss applies between 70% and 80%; and if either ETF ends below 70%, the loss exceeds 10% and no final coupon is paid. The estimated value is about $941 per $1,000 at pricing, below the 100% issue price, and investors bear the unsecured credit risk of GS Finance Corp. and the guarantor.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering leveraged buffered notes linked to the S&P 500 Futures Excess Return Index, maturing August 10, 2028. The payoff depends on index performance between August 6, 2026 (initial level 615.57) and the August 7, 2028 determination date.
If the final index level is above the initial level, holders receive an enhanced upside of 149.4% of the index gain. If the index falls but stays within the 10% buffer (down to 90% of the initial level), investors receive their full $1,000 face amount. Below the 90% buffer level, principal is reduced one-for-one with index losses beyond the buffer, and investors can lose a substantial portion of principal.
The notes pay no interest, are unsecured obligations subject to the credit risk of GS Finance Corp. and the guarantor, and are not listed on any exchange. Market value can be significantly affected by interest rates, volatility, futures roll effects, negative roll yield, and liquidity, and the economic value at issuance is less than the original issue price.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering auto-callable notes linked to the S&P 500® Futures 40% VT Adaptive Response 6% Decrement Index (USD) ER. The notes pay contingent quarterly coupons of $40.5 per $1,000 (4.05% per quarter, up to 16.2% per year) when the index on an observation date is at least 65% of its initial level. From February 2027 through May 2031, the notes are automatically called if the index is at or above its initial level, returning face amount plus the applicable coupon. At maturity in August 2031, if not called, investors receive $1,000 per note when the final index level is at least 50% of the initial level, otherwise principal is reduced 1-for-1 with the index decline, potentially to zero. The underlier uses up to 500% leverage, targets 40% volatility and applies a 6% per annum daily decrement, which drags performance. Estimated initial value is $885–$935 per $1,000, and all payments are subject to the credit risk of GS Finance Corp. and the guarantor.
GS Finance Corp., fully and unconditionally guaranteed by The Goldman Sachs Group, Inc., is issuing S&P 500®-linked notes with an aggregate face amount of $51,605,000. The notes pay no interest and repay a cash amount at maturity based on the S&P 500® Index performance from the trade date to the determination date.
If the final index level is at or above the 90% buffer level, investors receive a capped maximum settlement of $1,176.80 per $1,000 face amount (117.680%). If the index finishes below the buffer, principal declines about 1.1111% for each 1% the index ends below the buffer, down to a total loss. The notes are unsecured obligations subject to the credit risk of GS Finance Corp. and its parent, may have limited or no secondary market liquidity, have an estimated value below the original issue price due to fees and structuring costs, and carry uncertain U.S. tax treatment. They are not bank deposits and are not insured by the FDIC or any governmental agency.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering market-linked medium-term notes tied to the common stock of NVIDIA Corporation. Each security has a $1,000 face amount, no coupons, and is designed to be held to maturity on September 2, 2027.
At maturity, investors receive $1,000 plus a contingent fixed return of at least 18.35% (at least $183.50) per security if NVIDIA’s ending price is at or above a threshold price equal to 75% of the starting price. If the ending price is below this threshold, principal is exposed 1-for-1 to NVIDIA’s decline from the starting price, and investors can lose up to 100% of principal.
The notes are unsecured obligations subject to the credit risk of GS Finance Corp. and its guarantor, offer no dividends or interest, are not exchange-listed, and have an estimated value on the pricing date of $925–$955 per $1,000, below the original offering price, reflecting structuring costs and dealer compensation.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering index-linked notes tied to the Goldman Sachs Momentum Builder® Focus ER Index. The notes pay no interest and may be automatically called annually from August 2027 to August 2032 if the index is at least 101% of the initial level of 114.07 on a call observation date. In that case, investors receive $1,000 plus a fixed call return for each $1,000 face amount.
If the notes are not called, on the August 9, 2033 maturity date investors receive $1,000 if the final index level is below 101% of the initial level, or a maximum of $1,665 per $1,000 (a 66.5% cap) if the final index level is at or above 101%. The index uses daily rebalancing, volatility control at 5%, and a momentum risk control overlay, and is calculated on an excess return basis over the federal funds rate with an additional 0.65% per annum deduction. The aggregate initial face amount is $20,000, issued at 100% of face with a 4.1% underwriting discount and 95.9% net proceeds to the issuer.
The estimated value at pricing is approximately $900 per $1,000 face amount. Payments are subject to the credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc., and secondary market value may be materially below face amount.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering buffered equity-linked notes due August 30, 2029 under its Medium-Term Notes, Series F program. The notes are linked to the common stock of Marvell Technology, Inc. and are issued in $1,000 face amounts.
At maturity, investors receive cash based on Marvell’s stock performance: full participation in the underlier return when the final level exceeds the initial level, capped at a maximum settlement amount of $3,050 per $1,000; return of principal if the final level is between 60% and 100% of the initial level; and a linear loss of principal if the final level falls below 60%, with a 40% buffer and 100% buffer rate. The notes do not bear interest and are subject to the credit risk of both GS Finance Corp. and The Goldman Sachs Group, Inc. They are unsecured, not FDIC insured, will not be listed on an exchange, and their estimated value at pricing will be less than the original issue price due to fees and dealer economics. The issuer’s tax counsel expects the notes to be treated as pre-paid derivative contracts for U.S. federal income tax purposes, though the tax outcome remains uncertain.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering auto-callable, income-bearing notes linked to the stock of International Business Machines, Oracle and The Walt Disney Company. The notes pay a contingent quarterly coupon of $47.575 per $1,000 face amount (4.7575% quarterly, up to 19.03% per year) only if on each observation date all three stocks close at or above 50% of their initial prices. The notes may be automatically called from November 2026 through May 2027 if all three stocks are at or above their initial prices, returning face value plus the due coupon.
If not called, at the August 9, 2027 maturity the principal repayment depends on a “trigger event.” If all three final prices are below their initial prices and any is below 50% of its initial price, repayment is reduced in line with the worst-performing stock and can fall to zero, with no coupon. If the trigger is avoided, investors receive full principal and, if all stocks are at or above 50% of initial, the final coupon. The aggregate initial face amount is $1,375,000, with a 1% underwriting discount and an estimated initial value of about $961 per $1,000, reflecting structuring and distribution costs.