The Goldman Sachs Group, Inc. files regulatory documents that cover operating results, material events, capital structure and corporate governance. Its 8-K filings document earnings releases, Regulation FD disclosures, debt and subordinated debt issuances under shelf registration statements, and changes involving directors or executive officers.
The filing record also identifies Goldman Sachs’ NYSE-listed common stock, preferred depositary shares, capital securities and medium-term notes issued by GS Finance Corp. Proxy materials disclose annual meeting matters, board governance, executive compensation and shareholder voting items, while registration-related exhibits document securities offerings and related terms.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering auto-callable notes linked to the common stock of Broadcom, Microsoft, Palantir Technologies Class A and NVIDIA. The notes pay no interest and are scheduled to mature on August 19, 2031, with a trade date expected to be August 14, 2026.
The notes may be automatically called quarterly beginning August 16, 2027 if on a call observation date the closing price of each stock is at or above its initial price. In that case, holders receive $1,000 plus a call premium (starting at 14.4% and stepping up to 68.4% as the notes remain outstanding). If the notes are never called, the maturity payoff per $1,000 depends on the lesser performing stock: if all final prices are at or above their initial prices, investors receive the maximum settlement amount of $1,720 (a 72% maturity premium); if any stock finishes below its initial price, investors receive only the $1,000 face amount.
The notes are unsecured obligations subject to the credit risk of GS Finance Corp. and the guarantor. The estimated value on the trade date is expected to be $885–$925 per $1,000, below the original issue price of 100% of face amount.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering Medium-Term Notes, Series F, linked to the Nasdaq-100 Technology Sector Index, the Russell 2000 Index and the S&P 500 Index, with an aggregate face amount of $1,380,000.
Each note has a $1,000 face amount and pays a contingent monthly coupon of $5.834 (0.5834% monthly, up to approximately 7.00% per annum) only if, on the related observation date, the closing level of each underlier is at or above 70% of its initial level. If any underlier is below its coupon trigger level, the coupon for that month is $0.
Unless earlier redeemed, investors receive $1,000 per note at maturity on August 7, 2031, plus the final coupon, if any. The company may redeem the notes in whole on any coupon payment date from November 2026 through July 2031, paying $1,000 per note plus any due coupon. The initial underlier levels are 17,489.41 (Nasdaq-100 Technology Sector Index), 3,036.975 (Russell 2000 Index) and 7,736.52 (S&P 500 Index), with a coupon trigger at 70% of each level.
The original issue price is 100% of face amount, with a 0.7% underwriting discount and 99.3% net proceeds to the issuer. The issuer’s estimated value is $991 per $1,000 note, reflecting structuring and distribution costs and lower secondary-market value at issuance. The notes are unsecured obligations subject to the credit risk of GS Finance Corp. and the guarantor, may pay no coupons over their life, and are not listed, so liquidity and resale values may be limited.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering auto-callable notes linked to the S&P 500® Futures 40% VT Adaptive Response 6% Decrement Index (USD) ER. The notes pay no interest and mature on the stated maturity date, expected to be August 17, 2033, unless automatically called starting in February 2027 when the index closing level is at least 91% of the initial level. On a call, investors receive $1,000 plus a specified call premium per $1,000 face amount; if held to maturity and not called, investors receive a maximum of $2,015.056 per $1,000 if the final index level is at least 91% of the initial level, full principal back if the index has fallen by up to 40%, and a 1‑for‑1 loss below that buffer, down to total loss.
The underlier uses a 40% volatility target, leverage up to 500%, and a fixed 6.0% per annum decrement, which drags performance and ensures it trails a comparable index without this feature. The estimated value at pricing is expected between $885 and $935 per $1,000, below the 100% issue price. Investors are exposed to index methodology risks, leverage and futures roll effects, as well as the credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc.
GS Finance Corp., fully and unconditionally guaranteed by The Goldman Sachs Group, Inc., is offering medium-term notes linked to the Russell 2000 Index and the S&P 500 Index with an aggregate face amount of $443,000. For each $1,000 note held to August 9, 2028, investors receive the maximum settlement amount of $1,150 if the final level of each index on the determination date is at least its initial level. If any index finishes below its initial level, investors receive only the $1,000 face amount, with no upside. The notes pay no periodic interest and their market value can fluctuate with index levels, interest rates and the credit of GS Finance Corp. and its guarantor. For U.S. tax purposes, the notes are treated as contingent payment debt instruments, requiring accrual of ordinary income over their term based on a 4.715% comparable yield, even though cash is paid only at maturity.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is issuing Leveraged Buffered Basket-Linked Notes due August 24, 2028. The notes pay no interest and the repayment of principal depends on a weighted equity basket: S&P 500 (35%), Russell 2000 (20%), EURO STOXX 50 (15%), Nasdaq-100 (15%) and MSCI Emerging Markets (15%). The initial basket level is 100.
At maturity, for each $1,000 note, investors receive: (1) up to $1,265 if the basket rises, with 200% upside participation capped once the basket reaches 113.25% of its initial level; (2) full principal back if the basket decline is within a 10% buffer; or (3) a loss of principal if the basket falls more than 10%, with losses matching the basket return beyond the buffer. The notes are unsecured obligations subject to the credit risk of GS Finance Corp. and the guarantor. The estimated initial value is $925–$965 per $1,000 face amount.
Goldman Sachs Group Inc. reports that Chief Administrative Officer Leslie Ericka T sold a total of 175 shares of common stock on August 4, 2026, in three open-market transactions. The sales covered 37 shares at a weighted average price of $1,053.05 per share, 129 shares at a weighted average price of $1,054.18 per share, and 9 shares at $1,054.77 per share. The prices in the first two trades occurred within stated ranges between $1,052.76 and $1,054.54 per share. She also reports 40 shares held indirectly through family trusts, for which she disclaims beneficial ownership. The filing does not indicate that these transactions were executed under a Rule 10b5-1 trading plan.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is issuing autocallable buffered notes linked to the iShares Semiconductor ETF (SOXX). Each note has a $1,000 face amount, bears no interest, and is expected to be issued on August 14, 2026, maturing on August 15, 2030 unless automatically called.
The notes may be automatically redeemed on the August 12, 2027 call observation date if the ETF’s closing level is at or above the initial level, paying a fixed $1,350 per $1,000 on the call payment date. If not called, maturity payment depends on ETF performance: a 140% upside participation rate on gains, full principal return if the ETF decline is up to 20%, and leveraged downside where investors lose 1.25% of principal for each 1% drop beyond the 20% buffer.
The structure embeds significant risk: investors can lose their entire investment, have no rights or dividends in the ETF, and are exposed to the credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc. The estimated value at pricing is expected to be $900–$930 per $1,000, below the original issue price, and secondary market prices may be further reduced by dealer markups, bid/ask spreads, and commissions.
GS Finance Corp., fully guaranteed by The Goldman Sachs Group, Inc., is offering S&P 500®-linked Medium-Term Notes, Series F with an aggregate face amount of $47,185,000. The notes provide leveraged exposure to the S&P 500® Index with an upside participation rate of 300%, but the payoff is capped.
At maturity, for each $1,000 note, investors receive $1,000 plus 300% of the index gain, subject to a maximum settlement amount of $1,172.80. If the final index level is at or below the initial level of 7,736.52, investors lose 1% of principal for each 1% decline, up to a total loss. The notes pay no interest and are unsecured obligations exposed to the credit risk of GS Finance Corp. and its parent.
The original issue price is 100% of face amount, with a 0.94% underwriting discount and 99.06% net proceeds to the issuer. The estimated value at pricing is lower than the issue price, and secondary market liquidity is uncertain. Tax treatment is uncertain, with the notes intended to be treated as pre-paid derivative contracts for U.S. federal income tax purposes.
GS Finance Corp., fully guaranteed by The Goldman Sachs Group, Inc., is issuing S&P 500®-linked Medium-Term Notes, Series F with an aggregate face amount of $2,986,000. Each note has a $10 face amount and offers 300% upside participation in the S&P 500® Index, but the payoff is capped at a maximum settlement amount of $11.33 per $10 note.
At maturity on August 6, 2027, investors receive cash based on index performance from the August 4, 2026 trade date: if the index is above the initial level of 7,736.52, the gain equals 300% of the index return, limited by the cap; if the index is flat or lower, investors lose 1% of principal for each 1% index decline and can lose their entire investment. The notes pay no interest, are unsecured obligations subject to the credit risk of GS Finance Corp. and the guarantor, and will not be listed on any exchange. Estimated value at pricing is lower than the 100% issue price due to underwriting (1.7%) and structuring costs, secondary market liquidity is uncertain, and U.S. tax treatment is uncertain, with the notes intended to be treated as a pre-paid derivative contract.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering auto-callable notes linked to the S&P 500® Futures 40% VT Adaptive Response 4% Decrement Index (USD) ER, maturing on an expected August 15, 2031, unless called earlier from May 2027 to May 2031. The index uses up to 500% leverage, targets 40% volatility and applies a 4.0% per annum daily decrement, which drags performance versus a similar index without this feature.
On each quarterly observation date, if the index is at least 55% of its initial level, investors receive a step-up coupon based on $20 per $1,000 per quarter (2% quarterly, up to 8% per year), net of prior coupons. If on any call observation date the index is at least 87% of its initial level, the notes are automatically redeemed at par plus the applicable coupon. If held to maturity and the final index level is below 55% of the initial level, repayment of principal is reduced one-for-one with index loss, exposing investors to total loss of principal. The estimated initial value is $885–$925 per $1,000, below issue price, and payments are subject to the credit risk of GS Finance Corp. and its parent.