Welcome to our dedicated page for GOLDMAN SACHS GROUP SEC filings (Ticker: GS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Goldman Sachs Group, Inc. files regulatory documents that cover operating results, material events, capital structure and corporate governance. Its 8-K filings document earnings releases, Regulation FD disclosures, debt and subordinated debt issuances under shelf registration statements, and changes involving directors or executive officers.
The filing record also identifies Goldman Sachs’ NYSE-listed common stock, preferred depositary shares, capital securities and medium-term notes issued by GS Finance Corp. Proxy materials disclose annual meeting matters, board governance, executive compensation and shareholder voting items, while registration-related exhibits document securities offerings and related terms.
GS Finance Corp is offering Autocallable Contingent Coupon Equity‑Linked Notes due 2028, linked to the common stock of NVIDIA Corporation and fully and unconditionally guaranteed by The Goldman Sachs Group, Inc. The notes are part of GS Finance Corp’s Medium‑Term Notes, Series F program.
Investors receive a contingent quarterly coupon of $35 per $1,000 face amount only if, on the relevant observation date, NVIDIA’s share price is at or above 61% of the initial level; otherwise the coupon is zero. The notes are automatically called if NVIDIA’s closing level on any call observation date is at least the initial level, paying $1,000 per $1,000 face amount plus the due coupon. If the notes are not called and NVIDIA’s final level is below the 61% trigger buffer level, repayment of principal is reduced one‑for‑one with the underlier return and investors can lose their entire investment.
The notes price at 100% of face amount, with a 1.85% underwriting discount and 98.15% net proceeds to the issuer. They are subject to the credit risk of both GS Finance Corp and The Goldman Sachs Group, Inc., are unsecured, will not be listed on any exchange, and their estimated value at pricing is less than the original issue price.
GS Finance Corp., fully guaranteed by The Goldman Sachs Group, Inc., is offering Autocallable Contingent Coupon Index-Linked Notes due 2029 linked to the Nasdaq-100 Technology Sector Index, the Russell 2000 Index and the S&P 500 Index.
For each $1,000 face amount, investors may receive a monthly contingent coupon of $10.042 (1.0042% monthly, up to approximately 12.05% per annum) if on the relevant observation date the closing level of each underlier is at or above 60% of its initial level. The notes are automatically called if on any call observation date each underlier is at or above its initial level, in which case investors receive $1,000 plus the applicable coupon.
If the notes are not called, at maturity on July 26, 2029 investors receive $1,000 per note if the final level of each underlier is at or above 60% of its initial level; otherwise the payoff equals $1,000 plus $1,000 times the return of the worst-performing underlier, exposing investors to up to a 100% loss of principal. The notes are unsecured obligations subject to the credit risk of GS Finance Corp. and the guarantor, may have limited or no secondary market, and their estimated value at pricing will be lower than the original issue price.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering equity-linked notes whose return depends on an equally weighted basket of 8 large-cap technology-related stocks (Alphabet, Amazon, Meta, Microsoft, Oracle, Palantir, Salesforce and Tesla). The notes pay no interest and have a stated maturity date expected to be August 9, 2029, with trade and determination dates expected to be August 5, 2026 and August 6, 2029, respectively.
Each note has a $1,000 face amount. At maturity, investors receive: (1) $1,000 plus 1.1 times the positive basket return, capped at a maximum settlement amount of $1,850; (2) $1,000 if the basket decline is between 0% and 10%; or (3) $1,000 plus the basket return plus 10% if the basket falls more than 10%, exposing investors to losses of principal. The initial basket level is 100, with a 10% buffer (buffer level 90). The estimated value at pricing is expected to be $890–$920 per $1,000, reflecting fees, hedging and model valuations, and the notes are subject to the unsecured credit risk of GS Finance Corp. and its guarantor.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering $1,250,000 of Callable Fixed Coupon Index-Linked Notes due July 20, 2028. The notes pay a fixed coupon of $7.375 per $1,000 each month (0.7375% monthly, up to 8.85% per annum), starting August 2026, regardless of index performance while outstanding.
The notes are linked to the Nasdaq-100 Index (initial level 29,502.60) and the S&P 500 Index (initial level 7,572.40). Unless earlier redeemed, at maturity investors receive, per $1,000, the final coupon plus: $1,000 if the return of each index is at or above -20% (each final level at least 80% of its initial level), or $1,000 plus $1,000 times the lesser performing index return if any index falls below the 80% trigger buffer, which can result in a loss of up to the entire principal.
The issuer may redeem the notes at par plus coupon on any monthly coupon date from July 2027 through June 2028. The original issue price is 100% of face amount, with an underwriting discount of 0.85% and net proceeds of 99.15%. The estimated value at pricing is approximately $977 per $1,000, reflecting fees, hedging costs and issuer funding spreads, and the notes are subject to the unsecured credit risk of GS Finance Corp. and the guarantor.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering no‑interest, autocallable structured notes linked to an equally weighted basket of 9 large-cap tech-related stocks, with an initial basket level of 100 and a stated maturity in July 2028.
The notes may be automatically called in July 2027 if the basket is at or above its initial level, paying at least $1,221.6 per $1,000 face amount. If not called, investors receive at maturity: leveraged upside at a 125% upside participation rate, full principal back if the basket is down up to 20%, and buffered downside where losses beyond 20% are magnified by a 125% buffer rate. The estimated initial value is $900–$930 per $1,000, and investors are exposed to the credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc., as well as market, liquidity and structural risks, including potential loss of the entire investment.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering Autocallable Contingent Coupon Equity-Linked Notes due 2027 linked to the Class A common stock of Meta Platforms, Inc. For each $1,000 face amount, investors may receive a contingent monthly coupon of $9.417 (0.9417% monthly, up to about 11.30% per year) whenever the Meta stock closing level on the relevant observation date is at least 58% of the initial underlier level, which also serves as the trigger buffer level.
The notes can be automatically called on specified call observation dates from February 1, 2027 through August 2, 2027 if the Meta closing level is at or above the initial level, in which case investors receive $1,000 per note plus the applicable coupon, ending the investment early. If the notes are not called, at maturity on September 3, 2027 investors receive $1,000 per note if the final underlier level is at least the trigger buffer level; otherwise, repayment is reduced one-for-one with the underlier return, exposing investors to a potential 100% loss of principal. The notes are unsecured obligations subject to the credit risk of GS Finance Corp. and its parent guarantor and may have limited or no secondary market liquidity.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering structured notes linked to the VanEck Gold Miners ETF and the VanEck Semiconductor ETF. The notes pay a contingent monthly coupon of $19.917 per $1,000 (1.9917% monthly, ~23.9% per annum) for any observation date on which both ETFs are at or above 75% of their initial levels.
The notes may be automatically called on monthly observation dates from January 2027 through March 2029 if both ETFs are at or above their initial levels, in which case investors receive $1,000 per note plus the coupon, and the product terminates early. At maturity in April 2029, if not called, principal repayment depends on the worst-performing ETF. Full principal is repaid (plus any final coupon) if both ETFs are at or above 80% of initial levels. Between 75% and 80%, investors receive between 95% and just under 100% of face value plus the coupon. If the worst ETF ends below 75% of its initial level, investors lose principal according to a formula and receive no final coupon.
The notes carry the credit risk of GS Finance Corp. and its guarantor, offer no upside participation above par, and do not pass through any ETF dividends. The issuer’s estimated value on the trade date is $925–$955 per $1,000 face amount, below the 100% issue price.
GS Finance Corp., fully guaranteed by The Goldman Sachs Group, Inc., is offering autocallable contingent coupon index-linked notes due April 29, 2031 linked to the Nasdaq-100 Index®, Russell 2000® Index and S&P 500® Index. The notes pay a contingent monthly coupon of $9.167 per $1,000 face amount (0.9167% monthly, with potential for up to approximately 11.00% per annum) only if, on each coupon observation date, the closing level of every underlier is at or above its coupon trigger level, set at 70% of its initial level.
The notes are subject to an automatic call feature: if, on any call observation date from January 25, 2027, each underlier is at or above its initial level, investors receive $1,000 per $1,000 face amount plus the applicable coupon, and the notes terminate early. At maturity, if not called, payment depends solely on the lesser performing underlier. If the final level of every underlier is at or above its trigger buffer level of 60% of its initial level, investors receive full principal. If any underlier finishes below its trigger buffer level, principal is reduced one-for-one with the lesser performing underlier return and investors can lose up to 100% of their investment.
The notes are unsecured obligations subject to the credit risk of GS Finance Corp. and its parent guarantor. They are not listed, may have limited liquidity, and their estimated value at pricing will be lower than the original issue price.
The Goldman Sachs Group, Inc. announced a proposed public offering of depositary shares, each representing a 1/25th interest in a new series of Fixed-Rate Reset Non-Cumulative Preferred Stock, Series AA. The offering has not yet been priced and is subject to market conditions and other considerations.
If the offering is priced and closes, Goldman Sachs currently intends to use a portion of the net proceeds to redeem all outstanding 3.65% Fixed-Rate Reset Non-Cumulative Preferred Stock, Series U, which has a $25,000 liquidation preference per share. No decision to redeem has been made and no notice of redemption has been issued. The proposed offering is described in a preliminary prospectus supplement dated July 20, 2026.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering leveraged callable notes linked to the EURO STOXX 50® Index. Each note has a $1,000 face amount, an original issue price of 100% of face and pays no interest. The notes are scheduled to mature on August 4, 2031, unless redeemed early at the issuer’s option on quarterly call payment dates from August 2027 through May 2031.
If held to maturity and not called, investors receive at least their full principal. If the final index level exceeds the initial level, the payoff equals $1,000 plus 200% of the index’s positive return. If the index return is zero or negative, repayment is limited to $1,000. Early redemption, if exercised, pays $1,000 plus a call premium, starting at at least 11.6% of face on August 4, 2027 and rising to at least 55.1% by May 5, 2031.
The estimated value at pricing is $885–$915 per $1,000, below the issue price, reflecting underwriting discounts of 2.5% of face and structuring costs. Investors bear the unsecured credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc., market and volatility risk tied to the EURO STOXX 50®, call risk, complex U.S. tax treatment as a contingent payment debt instrument, and potential secondary-market illiquidity.