Welcome to our dedicated page for Goldman Sachs Group SEC filings (Ticker: GS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Goldman Sachs Group, Inc. (NYSE: GS) files a wide range of documents with the U.S. Securities and Exchange Commission that provide detailed insight into its operations across Global Banking & Markets, Asset & Wealth Management and Platform Solutions. On this SEC filings page, you can review Forms 10-K and 10-Q for comprehensive annual and quarterly financial statements, along with segment operating results that break out net revenues, provision for credit losses, operating expenses and pre-tax earnings by business segment.
Goldman Sachs also uses Form 8-K to report material events and updates. Recent 8-K filings cover quarterly and annual earnings releases, changes to business segment presentation, information about the Apple Card program and its planned transition to a new issuer, and details of specific debt offerings under the firm’s shelf registration statement. Other 8-Ks describe the issuance of floating rate and fixed/floating rate notes with various maturities, along with related legal opinions and consents.
Investors can also use SEC filings to track the firm’s capital structure, including common stock, preferred stock depositary shares and listed medium-term notes, all registered under Section 12(b) of the Exchange Act. Segment disclosures explain how activities such as advisory and underwriting, FICC and Equities intermediation and financing, asset and wealth management services, investments, and Platform Solutions consumer activities contribute to overall results.
Stock Titan enhances access to these filings by providing real-time updates from EDGAR and AI-powered summaries that highlight key points from lengthy documents. This can help readers quickly understand how new 10-K, 10-Q and 8-K filings affect Goldman Sachs’ business mix, segment performance, credit costs, funding activities and strategic initiatives, without having to parse every line of the original SEC reports.
GS Finance Corp. offers $1,000 face amount autocallable notes linked to the Goldman Sachs Momentum Builder® Focus ER Index, due 2033, guaranteed by The Goldman Sachs Group, Inc. The notes pay no periodic interest, can be automatically called on annual observation dates with increasing call levels and premiums, and pay at maturity either the face amount or an upside participation payoff (100% participation) if the final index level exceeds the initial index level. The index applies a 5% realized volatility control and a 0.65% per annum deduction, and may allocate heavily to cash-like positions; estimated trade-date value is $885 to $935 per $1,000 face amount.
GS Finance Corp. (guaranteed by The Goldman Sachs Group, Inc.) is offering principal‑at‑risk, callable notes linked to two ETFs. Each $1,000 note pays a monthly coupon of $8.584 if both underliers are at or above 75% of their initial levels on a coupon observation date and is automatically called if both are at or above 95% on a call observation date. The notes mature on the stated maturity date expected to be January 24, 2029, unless called earlier. At maturity the cash payment depends on the lesser performing ETF relative to its initial level (a 25% buffer applies); investors may lose a substantial portion of principal if the lesser performing ETF falls below the buffer. The trade date is expected to be April 17, 2026 and the original issue date is expected to be April 21, 2026. The estimated value at pricing is stated between $925 and $965 per $1,000 face amount.
GS Finance Corp. is offering structured, auto-callable notes linked to the common stocks of Advanced Micro Devices, Inc., Broadcom Inc. and Tesla, Inc.. The notes pay a monthly coupon that is either a maximum of $8 per $1,000 (0.8% monthly; up to 9.6% per annum) if each index stock closes at or above 75% of its initial price on an observation date, or a minimum of $0.209 per $1,000 (0.0209% monthly; ~0.25% per annum) otherwise. The notes may be automatically called on observation dates beginning in April 2027 through March 2031 if each index stock’s closing price equals or exceeds its initial price; expected trade date is April 27, 2026 and stated maturity is expected to be May 5, 2031. Payments are subject to the credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc., and the estimated initial value is stated as between $885 and $935 per $1,000 face amount on the trade date.
GS Finance Corp. is offering autocallable index-linked notes guaranteed by The Goldman Sachs Group, Inc. The notes reference the S&P 500®, Nasdaq-100® and Russell 2000® indices, have an expected trade date of April 17, 2026, an expected original issue date of April 22, 2026, an expected call observation date of April 19, 2027, and an expected stated maturity date of April 24, 2029. If all three underliers are at or above their initial levels on the call observation date, the notes will be automatically called for a capped cash payment of $1,157.50 per $1,000 face amount on the call payment date. If not called, the cash payment at maturity is determined by the performance of the lesser performing underlier: positive returns are multiplied by an upside participation rate of 125%, moderate declines between 0% and -35% are converted to positive returns via the absolute lesser performing return if each final level is at least 65% of its initial level, and deeper declines below 65% of the initial level expose holders to losses tied to the lesser performing underlier.
GS Finance Corp. priced buffer-linked, cash-settled notes tied to the S&P 500® Index. For each $1,000 face amount, the notes pay no interest and will return the maximum settlement amount of $1,093.50 at maturity if the final index level is at or above a buffer level equal to 85% of the initial level. If the final level is below the buffer, holders suffer a leveraged downside: investors lose approximately 1.1765% of face amount for each 1% decline below the buffer and could lose their entire investment. The notes were issued at 100% of face amount with a 1% underwriting discount; net proceeds to the issuer equal 99% of face amount. Trade date was April 2, 2026, original issue date April 7, 2026, determination date April 15, 2027 and stated maturity April 20, 2027.
GS Finance Corp. priced $12,000,000 of contingent income buffered auto-callable notes linked to Eli Lilly ordinary shares. The securities (stated principal $1,000 each) pay a contingent monthly coupon only when the underlying closing price on coupon observation dates is at or above a buffer price of $763.616 (80% of the initial share price). If a call observation date closes at or above the initial share price of $954.52, the notes are automatically called and redeem at par plus the then-due coupon. If not called, maturity payoff depends on the final share price: at or above the buffer you receive principal; below the buffer you incur downside loss equal to 1.25% of principal for each 1.00% share decline beyond the buffer (downside factor 1.25). Estimated value at pricing was approximately $996 per $1,000 principal amount.
GS Finance Corp. is offering $41,162,000 of autocallable, buffered S&P 500® index-linked notes due April 7, 2031, guaranteed by The Goldman Sachs Group, Inc. The notes pay no interest, may be automatically called beginning April 2027 if the S&P 500® closes at or above 90% of the initial level (6,582.69), and have a capped maturity payoff of $1,460 per $1,000 if the final index level is ≥90% of the initial level. If the final index level is below 85% of the initial level, investors absorb losses according to a buffer rate of ~117.65%. The estimated value at pricing was approximately $996 per $1,000 face amount; original issue price was 100%. Terms include specified call observation/payment dates and contingency rules for market disruptions, successor underliers, and U.S. tax characterizations.
GS Finance Corp. offers $5,932,000 aggregate face amount of Trigger Autocallable Contingent Yield Notes due 2029, guaranteed by The Goldman Sachs Group, Inc. The notes pay a quarterly contingent coupon of $0.2875 per $10 (up to 11.50% per annum) only if both the Russell 2000® and S&P MidCap 400® close at or above a 70% coupon barrier on each observation date.
If, commencing October 2026, both indices close at or above their initial levels on any call observation date the notes will be automatically called and investors receive face amount plus the contingent coupon then due. If not called, principal repayment at maturity depends on the lesser performing index relative to a 70% downside threshold; a final index below that threshold can produce a loss of up to 100% of principal.
GS Finance Corp. offers $8,713,000 of Contingent Income Auto-Callable Securities linked to the Class A common stock of Vertiv Holdings Co. The notes mature April 5, 2029, pay contingent quarterly coupons only if the underlying stock closes at or above a 50.00% downside threshold ($130.645) on coupon observation dates, and are automatically called if the stock closes at or above the initial share price ($261.29) on any call observation date. If the final share price is below the downside threshold, principal is reduced 1:1 to the share performance factor; if at or above the threshold, principal is returned. The original issue price is 100% of principal, estimated value ~ $959 per security, underwriting discount 2.25%.
GS Finance Corp. priced non‑interest bearing, autocallable structured notes linked to the Goldman Sachs Momentum Builder® Focus ER Index (trade date April 2, 2026). For each $1,000 face amount, investors receive $1,812 at maturity if the final index level is ≥101% of the initial level (initial level 111.19); otherwise they receive $1,000. Semiannual call observation dates beginning April 2027 permit automatic full redemption at specified call returns. The index employs daily rebalancing, volatility control (5% cap), momentum risk control and a 0.65% p.a. deduction; large allocations to cash positions are possible. The estimated value at pricing was about $949 per $1,000; original issue price was 100% with a 1% underwriting discount.