Welcome to our dedicated page for GOLDMAN SACHS GROUP SEC filings (Ticker: GS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Goldman Sachs Group, Inc. files regulatory documents that cover operating results, material events, capital structure and corporate governance. Its 8-K filings document earnings releases, Regulation FD disclosures, debt and subordinated debt issuances under shelf registration statements, and changes involving directors or executive officers.
The filing record also identifies Goldman Sachs’ NYSE-listed common stock, preferred depositary shares, capital securities and medium-term notes issued by GS Finance Corp. Proxy materials disclose annual meeting matters, board governance, executive compensation and shareholder voting items, while registration-related exhibits document securities offerings and related terms.
Goldman Sachs Group, Inc. (GS), via GS Finance Corp., is offering leveraged buffered notes linked to the Russell 2000® Index, maturing October 5, 2028 and issued under its Medium-Term Notes, Series F program. The $1,000-denomination notes pay no interest and are fully and unconditionally guaranteed by Goldman Sachs Group, Inc.
At maturity, if the index is above its initial level, investors receive $1,000 plus 200% of the index gain, capped at a maximum settlement amount of at least $1,280 per $1,000 note. If the index is flat or down by up to the 10% buffer, investors receive back the $1,000 face amount. If the index falls more than 10%, principal is exposed 1-for-1 below the 90% buffer level, and investors can lose a substantial portion of their investment.
The notes are unsecured obligations subject to the credit risk of GS Finance Corp. and the guarantor, will not be listed on any exchange, and may have limited or no secondary market. The issuer discloses that the estimated value on the trade date will be lower than the original issue price due to fees and structuring costs, and that U.S. tax treatment is uncertain; the notes are intended to be treated as prepaid derivative contracts and are generally subject to FATCA rules.
GOLDMAN SACHS GROUP INC (GS), through subsidiary GS Finance Corp., is offering S&P 500® Index-Linked Notes due 2029 under its Medium-Term Notes, Series F program, fully and unconditionally guaranteed by The Goldman Sachs Group, Inc.
Each $1,000 note pays at maturity: if the S&P 500 final level exceeds the initial level, the cash settlement equals $1,000 plus $1,000 × the underlier return, capped by a maximum settlement amount of $1,220. If the final level is equal to or below the initial level, investors receive only the $1,000 face amount. The notes pay no periodic interest and provide no dividends or shareholder rights in the index constituents.
Key dates include a trade date of September 30, 2026, original issue date of October 5, 2026, a determination date of July 2, 2029 and stated maturity on July 6, 2029, each subject to adjustment. The issuer discloses that the estimated value at pricing (from GS&Co. models) will be less than the original issue price, that secondary market prices may be lower than face amount, and that investors are exposed to the credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc. For U.S. tax purposes, the notes are expected to be treated as contingent payment debt instruments, requiring accrual of ordinary income over the term based on a “comparable yield,” with gain at disposition generally taxed as ordinary interest income.
Goldman Sachs Group Inc. (GS), via GS Finance Corp., is offering leveraged EURO STOXX 50 Index-linked medium-term notes due October 3, 2031, fully and unconditionally guaranteed by Goldman Sachs. Each $1,000 note pays no interest and returns at least the $1,000 face amount at maturity.
The maturity payment depends on the EURO STOXX 50 Index performance from the September 30, 2026 trade date to the September 30, 2031 determination date. If the final index level is above the initial level, the payoff equals $1,000 plus $1,000 multiplied by the upside participation rate (at least 137%) times the index return. If the final level is at or below the initial level, investors receive only the $1,000 face amount.
The notes are subject to the credit risk of GS Finance Corp. and Goldman Sachs, have no listing and may have limited or no secondary market. The original issue price exceeds the model-based estimated value, and early secondary sales may occur at prices below face. For U.S. tax purposes, the notes are treated as contingent payment debt instruments, requiring accrual of ordinary income over the term based on a comparable yield, with any gain at sale or maturity taxed as ordinary interest income.
GOLDMAN SACHS GROUP INC (symbol: GS) is the issuer of record for a Form 424B2 filing submitted to the SEC.
GOLDMAN SACHS GROUP INC (GS), through GS Finance Corp., is offering S&P 500® Index-linked notes due 2029 under its Medium-Term Notes, Series F program, fully and unconditionally guaranteed by Goldman Sachs. The notes pay no interest and return at least the $1,000 face amount at maturity, subject to issuer and guarantor credit risk.
At maturity, investors receive for each $1,000 the greater of $1,000 or $1,000 plus the S&P 500® Index return, capped by a maximum settlement amount of at least $1,200. Upside is therefore limited to about 20% while downside to index declines is not passed through if held to maturity. The notes are treated as contingent payment debt instruments for U.S. tax purposes, requiring accrual of ordinary income over the term, and any gain on sale or maturity is taxed as ordinary interest income. The notes are unlisted, may have limited liquidity, and secondary prices can be below face value due to market factors and the creditworthiness of GS Finance Corp. and Goldman Sachs.
Goldman Sachs Group Inc. (GS), through issuer GS Finance Corp., is offering callable S&P 500® Index-linked notes due in 2031, fully guaranteed by Goldman Sachs Group Inc. The notes pay no interest and are expected to be issued on September 3, 2026, maturing on September 5, 2031, unless redeemed early.
The notes provide 196% upside participation in the S&P 500® Index from the trade date to a determination date expected on September 2, 2031. Principal is buffered only down to 85% of the initial index level; below this buffer, losses are 1:1 beyond a 15% decline, so investors can lose a substantial portion of principal. The issuer may call the notes quarterly from September 10, 2027 through September 6, 2029 at 100% of face value plus a call premium that steps from 11% up to 33%, capping investor return if called.
The estimated value on the trade date is expected to be $885–$925 per $1,000 face amount, below the issue price, reflecting fees and issuer economics. Payments depend on the credit of GS Finance Corp. and the Goldman Sachs guarantee, the S&P 500® level on a single determination date, and the issuer’s redemption decisions. The notes will not be listed, and Goldman Sachs & Co. LLC may, but is not obligated to, make a market.
GOLDMAN SACHS GROUP INC (GS), through its subsidiary GS Finance Corp, is offering leveraged S&P 500 Futures Excess Return Index-linked notes due 2031 under its Medium-Term Notes, Series F program, fully and unconditionally guaranteed by Goldman Sachs.
The notes provide a cash payment at maturity per $1,000 face amount based on the S&P 500 Futures Excess Return Index. If the final index level exceeds the initial level, investors receive $1,000 plus at least 216% of the index gain. If the final level is between 60% and 100% of the initial level, investors receive only the $1,000 principal. If the final level falls below 60% of the initial level, repayment is fully exposed to downside and investors can lose their entire investment. The notes pay no interest and are not principal protected.
The index tracks E-mini S&P 500 futures rather than the S&P 500 itself, and is affected by financing costs and potential negative roll yield, which can erode returns even if the equity index is flat or rising. The estimated value on the trade date is less than the issue price due to underwriting discounts, structuring fees and other costs, and any secondary market price may be lower. Investors bear the credit risk of both GS Finance Corp and The Goldman Sachs Group, Inc. The notes will not be listed, may have limited liquidity, and carry uncertain U.S. tax treatment, with counsel viewing them as pre-paid derivative contracts.
GOLDMAN SACHS GROUP INC (GS), via GS Finance Corp, is offering Trigger Autocallable Contingent Yield Notes due 2031, linked to the lesser performance of the Nasdaq‑100 Index® and the Invesco S&P 500® Equal Weight ETF. Each note has a $10 face amount and pays a contingent coupon of $0.2575 per quarter (up to 10.30% per annum) only if on each quarterly observation date both underliers are at or above 70% of their initial levels; otherwise no coupon is paid.
The notes can be automatically called starting in February 2027 if, on any call observation date, both underliers are at or above their initial levels (29,224.52 for the Nasdaq‑100 and $222.11 for the ETF). If called, investors receive $10 per note plus the due coupon, and the product terminates. If not called, and on the August 26, 2031 determination date both underliers are at or above 60% downside thresholds of their initial levels, investors receive $10 plus any final coupon. If any underlier finishes below its downside threshold, repayment is reduced one‑for‑one with the negative return of the lesser performing underlier and investors can lose all principal.
The notes are senior unsecured obligations of GS Finance Corp., fully and unconditionally guaranteed by The Goldman Sachs Group, Inc. The estimated value on the trade date is expected to be between $9.75 and $9.99 per $10 face amount, below the 100% issue price, and secondary market prices are expected to reflect this lower model value plus a declining built‑in premium. The offering carries extensive risk disclosures, including potential loss of all invested principal, possible non‑payment of any coupons, market risk of each underlier, limited or no secondary market, and tax uncertainty.
GOLDMAN SACHS GROUP INC (symbol: GS) is the issuer of record for a Form 424B2 filing submitted to the SEC.
GOLDMAN SACHS GROUP INC (GS), via GS Finance Corp, is offering autocallable notes due September 12, 2031 linked to the Goldman Sachs Momentum Builder® Focus ER Index (GSMBFC5), under its Medium-Term Notes, Series F program and fully and unconditionally guaranteed by Goldman Sachs.
The notes pay no interest. If on any annual call observation date the index closes at or above 102% of its initial level, the notes are automatically called and pay $1,000 plus a call premium (from 15% to 60% of face) on the related call payment date. If never called, at maturity holders receive $1,000 plus 100% of any positive index return; if the index is flat or down, repayment is limited to the $1,000 face amount, subject to issuer and guarantor credit risk.
The underlying index is a rules-based, daily rebalanced strategy with a 5% volatility control, momentum risk control, significant potential allocation to hypothetical cash, and an annual deduction of 0.65% on an excess-return basis over the federal funds rate. Goldman estimates the notes’ value on the trade date at $885–$925 per $1,000 issue price. The notes are treated as contingent payment debt instruments for U.S. tax purposes, requiring accrual of ordinary income over their term.