Welcome to our dedicated page for GOLDMAN SACHS GROUP SEC filings (Ticker: GS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Goldman Sachs Group, Inc. files regulatory documents that cover operating results, material events, capital structure and corporate governance. Its 8-K filings document earnings releases, Regulation FD disclosures, debt and subordinated debt issuances under shelf registration statements, and changes involving directors or executive officers.
The filing record also identifies Goldman Sachs’ NYSE-listed common stock, preferred depositary shares, capital securities and medium-term notes issued by GS Finance Corp. Proxy materials disclose annual meeting matters, board governance, executive compensation and shareholder voting items, while registration-related exhibits document securities offerings and related terms.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering equity-linked notes whose return depends on an equally weighted basket of Arista Networks, Credo Technology Group, and Marvell Technology. The notes pay no interest and are unsecured obligations subject to issuer and guarantor credit risk.
The initial basket level is 100. At maturity on July 26, 2027, investors receive for each $1,000 face amount: the maximum settlement amount of $1,674 if the final basket level is at or above 100, or otherwise $1,000 plus $1,000 times the basket return, fully exposing principal to basket losses down to zero. The initial estimated value is about $908 per $1,000, below the issue price, reflecting fees and hedging costs. Aggregate face amount is $1,026,000, with a 2% underwriting discount and 98% net proceeds to the issuer.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering $5,000,000 of Autocallable Contingent Coupon Index-Linked Notes due July 19, 2029, linked to the Russell 2000, S&P 500 and Nasdaq‑100 indices. The notes are issued at 100% of face amount, with a 0.5% underwriting discount and 99.5% net proceeds to the issuer. Investors may receive a conditional coupon of $31.25 per $1,000 (3.125% quarterly, up to 12.5% per year) only if, on every trading day in a quarter, each index stays at or above 70% of its initial level; otherwise the coupon for that quarter is $0.
The notes are automatically called at par plus any due coupon if, on specified observation dates from October 2026 to April 2029, all three indices are at or above their initial levels (2,976.259 for Russell 2000, 7,572.40 for S&P 500, 29,502.60 for Nasdaq‑100). If not called, principal repayment at maturity depends on the lesser performing index: if each index is at least 60% of its initial level, investors receive par; if any index falls below 60%, repayment is reduced one‑for‑one with that index’s loss, and up to 100% of principal can be lost, with no final coupon. The notes carry the credit risk of GS Finance Corp. and its guarantor. The initial estimated value is about $998 per $1,000, below the issue price.
GS Finance Corp, guaranteed by The Goldman Sachs Group, Inc., is offering non-interest-bearing Market-Linked Notes tied to an equally weighted basket of 7 large-cap technology stocks. The aggregate face amount is $2,044,000, issued at 100% of face with a 1.5% underwriting discount and 98.5% net proceeds.
The notes mature on July 19, 2028, but may be automatically called on July 28, 2027 if the basket level is at or above the initial level of 100, paying $1,153 per $1,000 face. If not called, maturity payment depends on basket performance: for positive returns, investors receive $1,000 plus 125% of the basket gain; for declines between 0% and -15%, they receive $1,000; below a 15% buffer (basket under 85), principal is reduced using a buffer rate of 117.65% of losses beyond 15%, and the entire investment can be lost. The notes do not pay dividends on the underlying stocks and are subject to the credit risk of GS Finance Corp and the guarantor. The estimated value on the trade date is approximately $949 per $1,000 face, below the issue price.
GS Finance Corp., fully guaranteed by The Goldman Sachs Group, Inc., is offering auto-callable, index-linked Medium-Term Notes, Series F, with an aggregate face amount of $1,039,000. The notes are tied to the Goldman Sachs Momentum Builder Focus ER Index, a rules-based multi-asset index that applies daily rebalancing, a 5% volatility control and a momentum risk control feature, and deducts 0.65% per annum plus the federal funds rate on an excess-return basis.
The notes may be automatically called annually if the index meets or exceeds rising call levels (from 101% to 107% of the initial level), paying for each $1,000 face amount $1,000 plus a call premium (from 15.85% up to 110.95%). If not called, at maturity in July 2034 investors receive, per $1,000, either $1,000 + 100% of any positive index return or $1,000 if the index has been flat or declined, subject to the credit risk of the issuer and guarantor. The notes do not pay coupons and the estimated value on the trade date is $892 per $1,000, below the 100% issue price, reflecting fees and structuring costs.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., offers equity-linked notes tied to the common stock of Advanced Micro Devices, Amazon.com, Alphabet Class C, Intel and NVIDIA. The notes have a face amount of $1,012,000 in aggregate on the original issue date, with additional sales possible later, and are issued at 100% of face with a 2.5% underwriting discount and 97.5% net proceeds.
The notes pay a contingent monthly coupon of $8.5 per $1,000 (0.85%, up to 10.2% per year) only if on each coupon observation date the closing price of every index stock is at or above 70% of its initial price; otherwise the coupon is zero. Initial prices are $529.14 (AMD), $254.96 (Amazon), $370.21 (Alphabet C), $102.99 (Intel) and $212.50 (NVIDIA). The notes may be automatically called on monthly call observation dates from January 2027 through June 2029 if each stock closes at or above its initial price, in which case investors receive $1,000 per $1,000 face plus the applicable coupon.
Absent an automatic call, at maturity on July 19, 2029 investors receive $1,000 per $1,000 face plus the final coupon, if any. The estimated value on the trade date (July 15, 2026) is about $966 per $1,000, reflecting structuring costs and dealer compensation. Payments are unsecured and subject to the credit risk of GS Finance Corp. and the guarantor, and the notes are not principal-protected beyond issuer and guarantor performance.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering Autocallable Leveraged Index Return Notes linked to the MSCI Emerging Markets Index. Each note has a $10 principal amount, no periodic interest, a term of about two years and is subject to full issuer and guarantor credit risk.
The notes may be automatically called after about one year if the index level on the Call Observation Date is at least its Starting Value, paying a Call Payment of $11.90–$12.10 per unit, including a 19.00%–21.00% Call Premium, after which no further payments occur. If not called, at maturity investors receive 150.00% leveraged upside on any index increase. If the Ending Value is between the Starting Value and the Threshold Value of 60.00%, principal is returned. If the Ending Value is below the Threshold Value, principal is reduced 1-for-1 with index losses, up to a 100.00% loss of principal.
The public offering price is $10.00 per unit, including a $0.15 per unit underwriting discount, and the initial estimated value is $9.25–$9.55 per $10. The notes are not listed, market-making is discretionary, and the minimum initial purchase is $100,000, making this a complex, illiquid, principal-at-risk structured note.
GS Finance Corp., fully guaranteed by The Goldman Sachs Group, Inc., is offering $1,152,000 aggregate face amount of auto-callable buffered notes linked to the VanEck Gold Miners ETF. The notes have a trade date of July 15, 2026 and mature on July 20, 2028, unless automatically called on August 2, 2027.
The notes pay no interest. If the ETF’s closing level on the call observation date is at or above the initial level of $74.00, the notes are automatically redeemed for $1,251 per $1,000 face amount, capping return. If not called, at maturity investors receive a cash amount based on ETF performance with a 125% upside participation rate for gains and a 25% downside buffer; below 75% of the initial level, losses increase at a buffer rate of about 133.33%, and investors can lose their entire investment.
The notes are unsecured obligations subject to the credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc. The original issue price is 100% of face, including a 1.5% underwriting discount, for net proceeds of 98.5%. The notes are not listed, may trade at values below issue price, and involve concentrated exposure to gold and silver mining stocks and uncertain tax treatment.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering autocallable notes linked to the S&P 500® Futures Excess Return Index. Each note has a $1,000 face amount, bears no interest and is expected to be issued on July 28, 2026, maturing on July 28, 2031 unless called early.
The notes are automatically called if on the call observation date, expected July 30, 2027, the index level is at least 90% of its initial level. In that case, investors receive $1,100 per $1,000 on the call payment date, expected August 4, 2027.
If not called, the maturity payment depends on index performance. For a non-negative index return, investors receive $1,000 plus 250% of the index gain. If the index declines by up to 45% (down to the 55% trigger buffer level), principal is returned. Below that buffer, repayment falls one-for-one with the index, and investors can lose up to 100% of principal.
The notes are unsecured obligations subject to the credit risk of GS Finance Corp. and the guarantor. The estimated initial value is $885–$925 per $1,000, below the issue price, and secondary-market prices may be further affected by liquidity, volatility, rates and issuer credit spreads.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering auto-callable notes linked to the common stock of NVIDIA and Costco, an ADS of Taiwan Semiconductor Manufacturing Company Limited, and the common stock of JPMorgan Chase. The notes pay a conditional monthly coupon of $8.042 per $1,000 face amount (0.8042% monthly, up to approximately 9.65% per annum) when on a coupon observation date the closing price of each index stock is at least 80% of its initial price.
The notes may be automatically called on monthly observation dates from July 2027 through June 2031 if each stock is at or above its initial price, in which case investors receive face amount plus the applicable coupon. If not called, the notes mature on the expected stated maturity date of July 31, 2031, paying $1,000 per $1,000 face amount plus any final coupon. The estimated value at pricing is expected to be $885–$925 per $1,000, below the 100% issue price, and investors bear the credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc., as well as the risk of receiving no coupons over the life of the notes.
Flaherty Mark A. reported acquisition or exercise transactions in this Form 4 filing.
Goldman Sachs Group Inc. director Mark A. Flaherty received a grant of 22 Restricted Stock Units as part of his second quarter 2026 annual retainer. These RSUs are tied to common stock and will deliver shares approximately 90 days after he retires from the Board, bringing his direct RSU holdings to 5,270.