Welcome to our dedicated page for GOLDMAN SACHS GROUP SEC filings (Ticker: GS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Goldman Sachs Group, Inc. files regulatory documents that cover operating results, material events, capital structure and corporate governance. Its 8-K filings document earnings releases, Regulation FD disclosures, debt and subordinated debt issuances under shelf registration statements, and changes involving directors or executive officers.
The filing record also identifies Goldman Sachs’ NYSE-listed common stock, preferred depositary shares, capital securities and medium-term notes issued by GS Finance Corp. Proxy materials disclose annual meeting matters, board governance, executive compensation and shareholder voting items, while registration-related exhibits document securities offerings and related terms.
GOLDMAN SACHS GROUP INC (GS) prepared this supplement to describe the S&P 500® Futures Volatility Plus Daily Risk Control Index (SPXFVPRE), an index used for securities GS Finance Corp. may issue. The index provides leveraged exposure (100%–200%) to the S&P 500® Futures Excess Return Index, based on a dynamic volatility target equal to that futures index’s realized volatility plus 10%.
The index is calculated by S&P Dow Jones Indices LLC, has a base date of February 4, 1998 with a base value of 100, and launched on April 25, 2022, using hypothetical data before that date. As of August 3, 2026, annualized return/volatility for the index were 28.97%/23.03% (1 year), 20.48%/25.24% (3 years), 11.43%/26.95% (5 years)*, and 16.36%/26.58% since January 4, 2021*. On August 3, 2026, the index had 171.04% exposure to the S&P 500® Futures Excess Return Index.
The supplement compares performance and volatility versus the S&P 500® Index and the S&P 500® Futures Excess Return Index, emphasizing that much of the history is hypothetical and not indicative of future results. It highlights extensive risk factors, including GS and Goldman Sachs Group credit risk, leveraged and futures-related risks, negative roll yield, limited operating history, and the possibility that the index may underperform the underlying indices despite the term “risk control.”
GOLDMAN SACHS GROUP INC (GS), through GS Finance Corp., is offering securities whose performance is linked to the Dow Jones Industrial Average Futures Excess Return Index (Bloomberg: DJIAFP). This index tracks the nearest maturing quarterly E-mini Dow ($5) futures contract traded on the Chicago Mercantile Exchange and is calculated and maintained by S&P Dow Jones Indices LLC.
The index has a base date of June 14, 2002 with a base value of 100 and is quoted in USD. As of August 3, 2026, annualized returns were 18.56% over 1 year, 10.77% over 3 years, 6.17% over 5 years, and 8.52% since January 4, 2021, with corresponding annualized volatilities between about 12.6% and 14.9%.
Comparative data show that over the same periods the Dow Jones Industrial Average® and the S&P 500® Index had higher annualized returns than this futures excess return index. The supplement highlights multiple risks, including credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc., lack of dividends and shareholder rights, futures-specific risks such as negative roll yields, and the possibility that market value of the securities may be influenced by many unpredictable factors.
GOLDMAN SACHS GROUP INC (GS), through GS Finance Corp., provides an August 2026 index supplement for Medium-Term Notes, Series F linked to the S&P 500 Futures Excess Return Index (SPXFP). The index tracks the nearest maturing quarterly E-mini S&P 500 futures contract on the Chicago Mercantile Exchange and has a base value of 100 on September 9, 1997.
The supplement presents historical performance and volatility data through August 3, 2026, and compares the index to the S&P 500 Index, showing consistently lower annualized returns for the futures-based index over 1-, 3-, 5-year periods and since January 4, 2021. It highlights that past performance is not indicative of future results and details key risks, including credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc., lack of dividends and shareholder rights, the impact of negative roll yields on futures, and the possibility that futures-based exposure behaves differently from direct equity index exposure.
GOLDMAN SACHS GROUP INC (GS), through GS Finance Corp., is offering Medium-Term Notes, Series F that are fully and unconditionally guaranteed by The Goldman Sachs Group, Inc. The notes have an aggregate face amount of $651,000 and are issued at 100% of face with a 2.25% underwriting discount.
The notes pay a contingent monthly coupon of $6.167 per $1,000 (0.6167% monthly, up to about 7.40% per year) only if, on each coupon observation date, the closing level of each of NVIDIA, Oracle and Palantir is at or above 70% of its initial level. The notes are subject to an automatic call on monthly dates starting August 24, 2027 if all underliers are at or above their initial levels; in that case, investors receive $1,000 per note plus the coupon then due.
If the notes are not called, investors receive $1,000 per note at maturity on August 29, 2029, plus any final coupon, regardless of underlier performance, subject to the credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc. The issuer’s estimated value on the trade date is $966 per $1,000, below the issue price, reflecting fees, expenses and dealer economics, with an additional $11.5 per $1,000 amortizing to zero by November 23, 2026. The notes are not listed, may have limited liquidity, and their market value can be affected by underlier levels, volatility, interest rates and the creditworthiness of the issuer and guarantor.
GOLDMAN SACHS GROUP INC (symbol: GS) is the issuer of record for a Form 424B2 filing submitted to the SEC.
GOLDMAN SACHS GROUP INC (GS), via GS Finance Corp., is offering S&P 500® Index-linked Medium-Term Notes, Series F, with an aggregate face amount of $995,000. The notes are fully and unconditionally guaranteed by The Goldman Sachs Group, Inc., do not bear interest, and are not listed on any exchange.
The notes may be automatically called on August 29, 2028 if the S&P 500® closing level on August 24, 2028 is at or above the initial level of 7,652.86, in which case investors receive $1,149 per $1,000 face amount. Otherwise, at maturity on August 28, 2031, investors receive a cash amount tied to index performance with a 100% upside participation rate and a 20% downside buffer. If the final index level falls below 80% of the initial level, principal is reduced one-for-one beyond the 20% buffer, and a substantial loss of principal is possible.
The notes are subject to the credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc. The original issue price is 100% of face amount, including a 4% underwriting discount, for net proceeds of 96% to the issuer. The estimated value is lower than the issue price, secondary market liquidity is uncertain, and tax treatment is uncertain, with counsel viewing the notes as a pre-paid derivative contract for U.S. federal income tax purposes.
GOLDMAN SACHS GROUP INC (symbol: GS) is the issuer of record for a Form 424B2 filing submitted to the SEC.
GOLDMAN SACHS GROUP INC (symbol: GS) is the issuer of record for a Form 424B2 filing submitted to the SEC.
GOLDMAN SACHS GROUP INC (GS), via GS Finance Corp., is offering Medium-Term Notes, Series F, fully and unconditionally guaranteed by The Goldman Sachs Group, Inc., with an aggregate face amount of $1,293,000. These are index-linked notes tied to the Nasdaq-100 Index®, Russell 2000® Index and S&P 500® Index.
For each $1,000 face amount, investors may receive a contingent monthly coupon of $9.459 (0.9459% per month, up to about 11.35% per year) only if on the relevant observation date the closing level of each underlier is at or above 70% of its initial level. The notes are callable at the issuer’s option at par plus any due coupon on any coupon payment date from November 2026 through January 2028.
At maturity on February 29, 2028, if the notes have not been redeemed and each final underlier level is at or above its 70% trigger buffer level, investors receive $1,000 per note plus any final coupon. If any underlier finishes below its trigger buffer level, repayment is $1,000 + ($1,000 × lesser performing underlier return), so principal loss can be up to 100%. The original issue price is 100% of face amount, with a 0.725% underwriting discount and 99.275% net proceeds to the issuer. The notes are unsecured and subject to the credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc., and may trade below face value; the estimated value at pricing is disclosed as being less than the issue price.
Goldman Sachs Group Inc. (GS) is offering notes linked to the BlackRock® Dynamic Factor Index, which tracks a rules-based portfolio of up to five equity ETFs, up to three Treasury bond ETFs, and a cash constituent. The index measures how this portfolio performs after subtracting the sum of (i) the Secured Overnight Financing Rate (SOFR) plus 0.26161% and (ii) an additional 0.65% per annum fee, both accruing daily.
Equity ETF weights are set using factor signals (economic regime, value, momentum), while fixed income ETF weights follow medium-term interest-rate trends. Overall allocations among equities, bonds and cash are adjusted daily to target no more than 5% volatility, which can lead to large cash positions; historically, cash has reached up to 85.5% of the index. From January 1, 2021 to August 3, 2026, the index showed -2.37% annualized performance with 4.95% annualized volatility, compared with 15.36% and 16.66% respectively for the iShares® Core S&P 500 ETF. On December 28, 2021 the reference rate changed from 3‑month USD LIBOR to SOFR + 0.26161%, leaving limited post-SOFR performance history. Extensive risk factors highlight that the index may be heavily in cash, may not achieve its volatility target, and that factor and rate-based methodologies may underperform.