Welcome to our dedicated page for GOLDMAN SACHS GROUP SEC filings (Ticker: GS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Goldman Sachs Group, Inc. files regulatory documents that cover operating results, material events, capital structure and corporate governance. Its 8-K filings document earnings releases, Regulation FD disclosures, debt and subordinated debt issuances under shelf registration statements, and changes involving directors or executive officers.
The filing record also identifies Goldman Sachs’ NYSE-listed common stock, preferred depositary shares, capital securities and medium-term notes issued by GS Finance Corp. Proxy materials disclose annual meeting matters, board governance, executive compensation and shareholder voting items, while registration-related exhibits document securities offerings and related terms.
HESS JOHN B reported acquisition or exercise transactions in this Form 4 filing.
Goldman Sachs Group Inc. reported that director John B. Hess received a grant of 22 Restricted Stock Units (RSUs) on July 15, 2026, as part of his second quarter 2026 Annual Retainer. Following this award, he holds 892 RSUs. Shares underlying these RSUs will be delivered approximately 90 days after his retirement from the Board of Directors.
JOHNSON KEVIN R reported acquisition or exercise transactions in this Form 4 filing.
Goldman Sachs Group Inc. director Kevin R. Johnson received a grant of 33 Restricted Stock Units (RSUs) on 2026-07-15 as his second quarter 2026 Annual Retainer for serving on the boards of Goldman Sachs Group Inc. and Goldman Sachs Bank USA. These RSUs represent 33 shares of common stock to be delivered approximately 90 days after his retirement from either board. Following this award, he directly holds 3,119 RSUs linked to Goldman Sachs common stock.
OPPENHEIMER PETER reported acquisition or exercise transactions in this Form 4 filing.
Goldman Sachs Group Inc. director Peter Oppenheimer received a grant of 50 Restricted Stock Units as part of his second quarter 2026 Annual Retainer and Committee Chair Fee for service on the Goldman Sachs and GS Bank boards, increasing his RSU holdings to 7,342. Shares underlying these RSUs will be delivered approximately 90 days after his retirement from the Goldman Sachs or GS Bank boards.
Goldman Sachs Group Inc. director David A. Viniar reported a bona fide gift of 2,000 shares of common stock on July 15, 2026. After the gift, he holds 548,000 shares directly. He is also associated with 100,000 shares held through a limited liability company and 72,693 shares held through family trusts for which his spouse is sole trustee and he disclaims beneficial ownership.
Goldman Sachs Group Inc. Chief Administrative Officer Ericka T. Leslie sold a total of 250 shares of common stock on July 15, 2026, in two open-market or private transactions at weighted average prices of $1,151.29 and $1,152.15 per share. After these sales, she directly holds 11,735 shares. An additional 40 shares are held in family trusts, and she disclaims beneficial ownership of those trust-held shares.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is issuing Market Linked Securities due July 19, 2029 linked to the lowest performing of Advanced Micro Devices, Inc. and Micron Technology, Inc. common stock. The notes have a $1,000 face amount and are offered at 100% of face, for an aggregate offering of $2,545,000.
The notes may be automatically called on July 20, 2027 if the lowest performing stock is at least 55% of its starting price, paying $1,450 per $1,000 (a 45% call premium). If not called, the maturity payment depends solely on the lowest performer: 200% leveraged upside above its starting price; a contingent absolute return for declines up to 40%; and 1‑to‑1 downside below 60% of its starting price, exposing investors to up to a 100% loss of principal.
The starting prices are $529.14 for AMD and $904.28 for Micron. The notes pay no interest or dividends, are not listed, and all payments are subject to the unsecured credit risk of GS Finance Corp. and its guarantor. The initial estimated value is approximately $953 per $1,000 face amount, below the issue price, reflecting structuring costs and dealer compensation.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering $10-denominated Buffer Autocallable Securities linked to an unequally weighted basket of five equity indices: EURO STOXX 50® (40%), Nikkei 225 (25%), FTSE® 100 (17.5%), Swiss Market Index (10%) and S&P/ASX 200 (7.5%). The initial basket level is 100, the autocall barrier is 100% of that level, the participation rate is 100%, and the downside threshold is 80% (a 20% buffer).
The notes may be automatically called on the August 5, 2027 call observation date if the basket is at or above the autocall barrier, paying $10 plus a call return expected to be between 13.15% and 16.15%. If not called, at July 31, 2031 maturity investors receive: upside participation in any basket increase; return of face amount if the final basket level is between 80% and 100%; or a loss matching basket declines beyond the 20% buffer, down to 20% of face if the basket goes to zero. The estimated value at pricing is expected between $8.50 and $8.90 per $10 face amount, versus a 100% issue price, and investors face full credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc., no coupons, complex tax treatment and potentially limited secondary liquidity.
GS Finance Corp., fully guaranteed by The Goldman Sachs Group, Inc., is offering Medium-Term Notes, Series F with an aggregate face amount of $8,715,000. The notes pay a contingent monthly coupon of $9.375 per $1,000 face amount (0.9375% monthly, up to 11.25% per annum) only if on each observation date the Nasdaq-100 Technology Sector Index, S&P 500 Index and iShares Russell 2000 ETF are all at or above 80% of their initial levels.
At maturity, if not previously redeemed, investors receive $1,000 per note if the worst-performing underlier is at or above its 80% buffer level. If the worst underlier falls below this buffer, principal is reduced using a 20% buffer and a 125% buffer rate, and investors can lose their entire investment. GS Finance Corp. may redeem the notes at par plus any due coupon on any coupon payment date from August 2026 through June 2027.
Key risks include the credit risk of GS Finance Corp. and the guarantor, potential loss of all principal, the possibility of receiving no coupons, limited or no secondary market, underlier-specific concentration and tracking risks, and uncertain U.S. tax treatment. The estimated value at pricing is lower than the 100% issue price.
GS Finance Corp., fully guaranteed by The Goldman Sachs Group, Inc., is offering EURO STOXX 50®-linked, Medium-Term Notes, Series F with an aggregate face amount of $2,575,000. The notes do not bear interest and are unsecured senior obligations subject to the credit risk of both the issuer and guarantor.
The notes may be automatically called on August 2, 2027 if the EURO STOXX 50® closing level on July 28, 2027 is at or above the initial level of 6,265.58; in that case investors receive $1,140 per $1,000 face amount, capping the return. If not called, the maturity payment on July 19, 2028 depends on index performance: 150% upside participation above the initial level, full principal return between the 85% buffer level and the initial level, and a below the buffer that can result in a total loss of principal.
The original issue price is 100% of face, with a 1.5% underwriting discount and 98.5% net proceeds to the issuer. The estimated value at pricing is lower than the issue price, secondary market liquidity is not assured, the notes are not insured or listed, and U.S. tax treatment is uncertain, with counsel viewing them as a pre-paid derivative contract on the index.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering $542,000 aggregate face amount of index-linked notes tied to the Russell 2000 Index and the S&P 500 Index. The notes pay no interest and return depends on the lesser performing index from trade date to determination date.
At maturity, investors receive for each $1,000 face amount either the maximum settlement amount of $1,130 if each index finishes at or above its initial level, or $1,000 if any index finishes below its initial level, so downside at maturity is limited to return of principal but upside is capped at 13%. The notes are unsecured obligations subject to the credit risk of GS Finance Corp. and the guarantor, may trade below face value before maturity, and may lack an active market. For U.S. tax purposes they are treated as contingent payment debt instruments with a comparable yield of 4.7146% per annum, requiring accrual of ordinary income over the life of the notes even though cash is only paid at maturity.