Welcome to our dedicated page for GOLDMAN SACHS GROUP SEC filings (Ticker: GS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Goldman Sachs Group, Inc. files regulatory documents that cover operating results, material events, capital structure and corporate governance. Its 8-K filings document earnings releases, Regulation FD disclosures, debt and subordinated debt issuances under shelf registration statements, and changes involving directors or executive officers.
The filing record also identifies Goldman Sachs’ NYSE-listed common stock, preferred depositary shares, capital securities and medium-term notes issued by GS Finance Corp. Proxy materials disclose annual meeting matters, board governance, executive compensation and shareholder voting items, while registration-related exhibits document securities offerings and related terms.
GOLDMAN SACHS GROUP INC (GS), via GS Finance Corp., is offering Digital EURO STOXX 50® Index-Linked Notes due 2031 under its Medium-Term Notes, Series F program, fully and unconditionally guaranteed by The Goldman Sachs Group, Inc. Each note has a $1,000 face amount and is issued at 100% of face.
At maturity, if the EURO STOXX 50® final level is at or above its initial level, holders receive the greater of the threshold settlement amount (at least $1,637.50) or $1,000 plus index return. If the index is down but not below the 75% trigger buffer level, holders receive $1,000. If it is below the trigger buffer, principal is reduced 1% for each 1% index decline and investors can lose their entire investment. The notes pay no interest, are not listed, and their value depends on the index performance and the credit of GS Finance Corp. and The Goldman Sachs Group, Inc. The filing highlights that the notes’ estimated value at pricing will be less than the issue price, that secondary-market prices may be lower, that the underlier involves foreign-market risks, and that U.S. tax treatment is uncertain, with the notes intended to be treated as pre-paid derivative contracts.
Goldman Sachs Group Inc. (GS), via GS Finance Corp., is offering unsecured Trigger Autocallable Contingent Yield Notes linked to the EURO STOXX 50® and Nasdaq‑100® indices. Investors receive a contingent quarterly coupon of between $0.22 and $0.2375 per $10 face amount (up to about 8.80%–9.50% per year) only if on each observation date both indices are at or above a coupon barrier set at 70% of their initial levels.
Starting in February 2027, the notes are automatically called if on any quarterly observation date both indices are at or above their initial levels; in that case investors receive $10 per note plus the coupon then due and the notes terminate. If not called and at maturity in August 2029 both indices are at or above their 70% downside thresholds, investors receive full principal plus the final coupon. If any index finishes below its downside threshold, the payoff is reduced one‑for‑one with the loss of the lesser performing index, with potential loss of the entire principal and no final coupon.
The notes are subject to the credit risk of GS Finance Corp. and its guarantor, The Goldman Sachs Group, Inc. The estimated value on the trade date is $8.90–$9.20 per $10, below the 100% issue price, reflecting fees and structural costs; underwriting discounts are 2%, with 98% net proceeds to the issuer. The product is positioned only for investors who can tolerate equity‑index risk, limited upside, possible zero coupons, illiquidity and full principal loss.
Goldman Sachs Group Inc. (GS), as guarantor for GS Finance Corp., is offering no-coupon, auto-callable, equity-linked notes tied to an equally weighted basket of eight large- and mid-cap stocks, each with a 12.5% weight and initial weighted value of 12.5, giving an initial basket level of 100.
The notes may be automatically called on the call observation date, expected September 20, 2027, if the basket level is at or above 100, paying at least $1,192.5 per $1,000 face amount on the call payment date. If not called, at maturity (expected September 14, 2029) investors receive: enhanced upside at a 150% upside participation rate when the basket is above 100; a positive “absolute return” when the basket is between 70 and 100; and full downside exposure if the basket falls below the 70% trigger buffer level, with potential loss of most or all principal.
The notes’ estimated value on the trade date (expected September 11, 2026) is $925–$965 per $1,000 face amount, below issue price, reflecting fees and hedging costs. Payments depend on the credit of GS Finance Corp. and Goldman Sachs Group Inc.; investors do not receive dividends on the basket stocks and face limited anti-dilution protection and possible illiquidity in any secondary market.
Goldman Sachs Group, Inc. (GS), via GS Finance Corp., is offering autocallable index-linked notes due 2029 under its Medium-Term Notes, Series F program, linked to the Nasdaq-100 Index® and Russell 2000® Index. The notes are fully and unconditionally guaranteed by Goldman Sachs Group, Inc.
The notes pay no interest and may be automatically called on annual call observation dates (starting August 26, 2027) if each underlier is at or above its initial level, paying back principal plus a call premium of at least 13.25% on the first call date or at least 26.5% on the second. If not called, at maturity in August 2029 investors receive: principal plus at least a 39.75% maturity premium if both final underlier levels are at or above their initial levels; principal back if each final level is at or above its 70% trigger buffer level; or exposure one-for-one to the downside performance of the worse-performing index if any final level is below its trigger buffer, which can result in a total loss of principal. Returns are capped, the notes are not listed, secondary market liquidity is uncertain, and investors are exposed to the credit risk of GS Finance Corp. and Goldman Sachs Group, Inc. Tax treatment is uncertain and relies on characterization as a pre-paid derivative contract.
GOLDMAN SACHS GROUP INC (symbol: GS) is the issuer of record for a Form 424B2 filing submitted to the SEC.
GOLDMAN SACHS GROUP INC (symbol: GS) is the issuer of record for a Form 424B2 filing submitted to the SEC.
Goldman Sachs Group Inc. (GS), as guarantor for GS Finance Corp., is offering autocallable notes linked to the Goldman Sachs Momentum Builder® Focus ER Index under its Medium-Term Notes, Series F program. The notes pay no coupons and return at least the $1,000 face amount at maturity, subject to issuer and guarantor credit risk.
The notes may be automatically called on November 30, 2027 if the index closing level is at or above its initial level; in that case investors receive $1,200 per $1,000 face amount (a 20% gain) on December 7, 2027. If not called, at maturity in 2030 investors receive $1,000 plus 215% of any positive index return, but only the face amount if the index is flat or down.
The underlying index is a rules-based multi-asset strategy with daily rebalancing, a 5% volatility control and a momentum risk control overlay, and it is reduced by a 0.65% per annum deduction plus an excess return structure over the federal funds rate. Goldman Sachs estimates the notes’ initial value at $905–$955 per $1,000 face, below the issue price, reflecting fees and structuring costs.
GOLDMAN SACHS GROUP INC (GS), via GS Finance Corp., is offering S&P 500 Index-linked notes due March 14, 2031, under its Medium-Term Notes, Series F program, fully and unconditionally guaranteed by The Goldman Sachs Group, Inc. The notes are linked to the S&P 500 Index level from the September 11, 2026 trade date to the March 11, 2031 determination date.
For each $1,000 note, investors receive at maturity the face amount plus the index return when the final index level is above the initial level, capped at a maximum settlement amount of $1,492 per $1,000. If the final index level is equal to or below the initial level, the payment is the $1,000 face amount. The notes pay no periodic interest and are subject to the credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc. For U.S. tax purposes they are treated as contingent payment debt instruments, generally requiring accrual of taxable ordinary income over the term based on a comparable yield, even though no cash is received before maturity.
GOLDMAN SACHS GROUP INC (GS), through GS Finance Corp., is issuing medium-term structured notes linked to the Goldman Sachs Momentum Builder® Focus ER Index, with an aggregate face amount of $631,000. The notes offer principal repayment at maturity but no periodic interest.
For each $1,000 note held to the stated maturity date of August 28, 2031, investors receive: (i) if the final index level exceeds the initial level of 114.03, $1,000 plus 908% of the index return; or (ii) otherwise, only the $1,000 face amount. The notes’ return is thus highly leveraged to positive index performance but provides no upside if the index is flat or negative.
The underlying index is a rules-based, daily rebalanced strategy that allocates among equity, bond, commodity and cash-equivalent exposures with a 5% volatility control and a momentum risk-control overlay. Index performance is reduced by a 0.65% per annum deduction (accruing daily) and an excess-return feature over the federal funds rate, so significant allocations to cash-linked positions can materially drag returns. The notes are senior unsecured obligations of GS Finance Corp., fully and unconditionally guaranteed by The Goldman Sachs Group, Inc., and are subject to their credit risk. The original issue price is 100% of face, with a 1.375% underwriting discount and 98.625% net proceeds to the issuer.
GOLDMAN SACHS GROUP INC (GS), through GS Finance Corp., is offering callable contingent coupon notes linked to the VanEck Semiconductor ETF (SMH), maturing in June 2029 and fully and unconditionally guaranteed by Goldman Sachs Group, Inc. The notes pay a contingent monthly coupon of $13.667 per $1,000 face amount (1.3667% per month, up to about 16.4% per year) only if on each observation date SMH is at or above a coupon trigger level of 80% of the initial level.
At maturity, if not previously called, investors receive $1,000 per note if the final ETF level is at or above an 80% buffer level. If the final level is below the buffer, repayment is reduced 1-for-1 with the ETF’s decline beyond 20%, so investors can lose a substantial portion of principal. Goldman Sachs may redeem the notes early on any coupon payment date from December 2026 to May 2029 at $1,000 per note plus any due coupon. The notes are unsecured obligations subject to the credit risk of GS Finance Corp. and Goldman Sachs Group, Inc., will not be listed on an exchange, and their estimated initial value is less than the issue price due to fees and hedging costs.