GOLDMAN SACHS GROUP (GS) SEC Filings, Aug 26, 2026

GOLDMAN SACHS GROUP INC (symbol: GS) is the issuer of record for a Form 424B2 filing submitted to the SEC.

GOLDMAN SACHS GROUP INC (GS), via GS Finance Corp., is offering Medium-Term Notes, Series F, fully and unconditionally guaranteed by The Goldman Sachs Group, Inc., with an aggregate face amount of $1,293,000. These are index-linked notes tied to the Nasdaq-100 Index®, Russell 2000® Index and S&P 500® Index.

For each $1,000 face amount, investors may receive a contingent monthly coupon of $9.459 (0.9459% per month, up to about 11.35% per year) only if on the relevant observation date the closing level of each underlier is at or above 70% of its initial level. The notes are callable at the issuer’s option at par plus any due coupon on any coupon payment date from November 2026 through January 2028.

At maturity on February 29, 2028, if the notes have not been redeemed and each final underlier level is at or above its 70% trigger buffer level, investors receive $1,000 per note plus any final coupon. If any underlier finishes below its trigger buffer level, repayment is $1,000 + ($1,000 × lesser performing underlier return), so principal loss can be up to 100%. The original issue price is 100% of face amount, with a 0.725% underwriting discount and 99.275% net proceeds to the issuer. The notes are unsecured and subject to the credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc., and may trade below face value; the estimated value at pricing is disclosed as being less than the issue price.

Goldman Sachs Group Inc. (GS) is offering notes linked to the BlackRock® Dynamic Factor Index, which tracks a rules-based portfolio of up to five equity ETFs, up to three Treasury bond ETFs, and a cash constituent. The index measures how this portfolio performs after subtracting the sum of (i) the Secured Overnight Financing Rate (SOFR) plus 0.26161% and (ii) an additional 0.65% per annum fee, both accruing daily.

Equity ETF weights are set using factor signals (economic regime, value, momentum), while fixed income ETF weights follow medium-term interest-rate trends. Overall allocations among equities, bonds and cash are adjusted daily to target no more than 5% volatility, which can lead to large cash positions; historically, cash has reached up to 85.5% of the index. From January 1, 2021 to August 3, 2026, the index showed -2.37% annualized performance with 4.95% annualized volatility, compared with 15.36% and 16.66% respectively for the iShares® Core S&P 500 ETF. On December 28, 2021 the reference rate changed from 3‑month USD LIBOR to SOFR + 0.26161%, leaving limited post-SOFR performance history. Extensive risk factors highlight that the index may be heavily in cash, may not achieve its volatility target, and that factor and rate-based methodologies may underperform.

GOLDMAN SACHS GROUP INC (GS), via GS Finance Corp., is offering Digital EURO STOXX 50® Index-Linked Notes due 2031 under its Medium-Term Notes, Series F program, fully and unconditionally guaranteed by The Goldman Sachs Group, Inc. Each note has a $1,000 face amount and is issued at 100% of face.

At maturity, if the EURO STOXX 50® final level is at or above its initial level, holders receive the greater of the threshold settlement amount (at least $1,637.50) or $1,000 plus index return. If the index is down but not below the 75% trigger buffer level, holders receive $1,000. If it is below the trigger buffer, principal is reduced 1% for each 1% index decline and investors can lose their entire investment. The notes pay no interest, are not listed, and their value depends on the index performance and the credit of GS Finance Corp. and The Goldman Sachs Group, Inc. The filing highlights that the notes’ estimated value at pricing will be less than the issue price, that secondary-market prices may be lower, that the underlier involves foreign-market risks, and that U.S. tax treatment is uncertain, with the notes intended to be treated as pre-paid derivative contracts.

Goldman Sachs Group Inc. (GS), via GS Finance Corp., is offering unsecured Trigger Autocallable Contingent Yield Notes linked to the EURO STOXX 50® and Nasdaq‑100® indices. Investors receive a contingent quarterly coupon of between $0.22 and $0.2375 per $10 face amount (up to about 8.80%–9.50% per year) only if on each observation date both indices are at or above a coupon barrier set at 70% of their initial levels.

Starting in February 2027, the notes are automatically called if on any quarterly observation date both indices are at or above their initial levels; in that case investors receive $10 per note plus the coupon then due and the notes terminate. If not called and at maturity in August 2029 both indices are at or above their 70% downside thresholds, investors receive full principal plus the final coupon. If any index finishes below its downside threshold, the payoff is reduced one‑for‑one with the loss of the lesser performing index, with potential loss of the entire principal and no final coupon.

The notes are subject to the credit risk of GS Finance Corp. and its guarantor, The Goldman Sachs Group, Inc. The estimated value on the trade date is $8.90–$9.20 per $10, below the 100% issue price, reflecting fees and structural costs; underwriting discounts are 2%, with 98% net proceeds to the issuer. The product is positioned only for investors who can tolerate equity‑index risk, limited upside, possible zero coupons, illiquidity and full principal loss.

Goldman Sachs Group Inc. (GS), as guarantor for GS Finance Corp., is offering no-coupon, auto-callable, equity-linked notes tied to an equally weighted basket of eight large- and mid-cap stocks, each with a 12.5% weight and initial weighted value of 12.5, giving an initial basket level of 100.

The notes may be automatically called on the call observation date, expected September 20, 2027, if the basket level is at or above 100, paying at least $1,192.5 per $1,000 face amount on the call payment date. If not called, at maturity (expected September 14, 2029) investors receive: enhanced upside at a 150% upside participation rate when the basket is above 100; a positive “absolute return” when the basket is between 70 and 100; and full downside exposure if the basket falls below the 70% trigger buffer level, with potential loss of most or all principal.

The notes’ estimated value on the trade date (expected September 11, 2026) is $925–$965 per $1,000 face amount, below issue price, reflecting fees and hedging costs. Payments depend on the credit of GS Finance Corp. and Goldman Sachs Group Inc.; investors do not receive dividends on the basket stocks and face limited anti-dilution protection and possible illiquidity in any secondary market.

Goldman Sachs Group, Inc. (GS), via GS Finance Corp., is offering autocallable index-linked notes due 2029 under its Medium-Term Notes, Series F program, linked to the Nasdaq-100 Index® and Russell 2000® Index. The notes are fully and unconditionally guaranteed by Goldman Sachs Group, Inc.

The notes pay no interest and may be automatically called on annual call observation dates (starting August 26, 2027) if each underlier is at or above its initial level, paying back principal plus a call premium of at least 13.25% on the first call date or at least 26.5% on the second. If not called, at maturity in August 2029 investors receive: principal plus at least a 39.75% maturity premium if both final underlier levels are at or above their initial levels; principal back if each final level is at or above its 70% trigger buffer level; or exposure one-for-one to the downside performance of the worse-performing index if any final level is below its trigger buffer, which can result in a total loss of principal. Returns are capped, the notes are not listed, secondary market liquidity is uncertain, and investors are exposed to the credit risk of GS Finance Corp. and Goldman Sachs Group, Inc. Tax treatment is uncertain and relies on characterization as a pre-paid derivative contract.

GOLDMAN SACHS GROUP INC (symbol: GS) is the issuer of record for a Form 424B2 filing submitted to the SEC.

GOLDMAN SACHS GROUP INC (symbol: GS) is the issuer of record for a Form 424B2 filing submitted to the SEC.