Welcome to our dedicated page for Goldman Sachs Group SEC filings (Ticker: GS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Goldman Sachs Group, Inc. (NYSE: GS) files a wide range of documents with the U.S. Securities and Exchange Commission that provide detailed insight into its operations across Global Banking & Markets, Asset & Wealth Management and Platform Solutions. On this SEC filings page, you can review Forms 10-K and 10-Q for comprehensive annual and quarterly financial statements, along with segment operating results that break out net revenues, provision for credit losses, operating expenses and pre-tax earnings by business segment.
Goldman Sachs also uses Form 8-K to report material events and updates. Recent 8-K filings cover quarterly and annual earnings releases, changes to business segment presentation, information about the Apple Card program and its planned transition to a new issuer, and details of specific debt offerings under the firm’s shelf registration statement. Other 8-Ks describe the issuance of floating rate and fixed/floating rate notes with various maturities, along with related legal opinions and consents.
Investors can also use SEC filings to track the firm’s capital structure, including common stock, preferred stock depositary shares and listed medium-term notes, all registered under Section 12(b) of the Exchange Act. Segment disclosures explain how activities such as advisory and underwriting, FICC and Equities intermediation and financing, asset and wealth management services, investments, and Platform Solutions consumer activities contribute to overall results.
Stock Titan enhances access to these filings by providing real-time updates from EDGAR and AI-powered summaries that highlight key points from lengthy documents. This can help readers quickly understand how new 10-K, 10-Q and 8-K filings affect Goldman Sachs’ business mix, segment performance, credit costs, funding activities and strategic initiatives, without having to parse every line of the original SEC reports.
GS Finance Corp. is offering index-linked notes due March 26, 2029 guaranteed by The Goldman Sachs Group, Inc.. The cash payment at maturity is based on the lesser performing of the Nasdaq-100 Index® and the S&P 500® Index measured from March 16, 2026 to the determination date.
Key economic terms: 100% upside participation subject to a $1,435.5 maximum settlement per $1,000 face amount, a 25% buffer (buffer level = 75% of initial levels), initial index levels of 24,655.34 (Nasdaq-100) and 6,699.38 (S&P 500), estimated value at pricing approximately $988 per $1,000, original issue price 100%, and aggregate face amount $1,230,000.
The notes do not bear interest; investors bear credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc., may lose a substantial portion of their investment if the lesser performing underlier falls below its buffer, and upside gains are capped at the maximum settlement amount.
GS Finance Corp. (guaranteed by The Goldman Sachs Group, Inc.) is offering principal-at-risk, non-interest notes linked to the Class A common stock of Palantir Technologies Inc. The notes have an initial index stock price of $155.08, a trade date of March 17, 2026, an original issue date of March 20, 2026, a call observation date of March 17, 2027 and a stated maturity date of March 22, 2029. If on the call observation date the closing price is >= $155.08, the notes will be automatically called and pay $1,391.50 per $1,000 face amount on the call payment date. At maturity, if not called, upside participation is 125% for non-negative returns; declines up to 40% produce a positive absolute return, while declines greater than 40% produce a proportional loss (you could lose your entire investment). The estimated value at pricing was approximately $992 per $1,000 face amount. The original issue price equals 100% of face amount and the structuring fee may be up to 0.8% of face amount.
GS Finance Corp. is offering notes linked to the Nasdaq-100, Russell 2000 and S&P 500 with an aggregate face amount of $2,277,000. For each $1,000 face amount, maturity payoff is either $1,000 or $1,000 plus the lesser performing underlier return, and you could lose your entire investment if the lesser performing underlier declines below its trigger buffer level. The notes pay a contingent monthly coupon of $9.459 per $1,000 when each underlier equals or exceeds its coupon trigger (70% of initial level) on observation dates. The issuer may redeem the notes on coupon payment dates commencing in June 2026. The notes are senior unsecured obligations of GS Finance Corp., unlisted, book-entry, and guaranteed by The Goldman Sachs Group, Inc.
GS Finance Corp. is offering principal‑protected‑style, cash‑settled notes linked to the Goldman Sachs Momentum Builder® Focus ER Index with an aggregate face amount of $13,577,000. The notes have a trade date of March 17, 2026, an original issue date of March 20, 2026 and a stated maturity of March 18, 2033. They pay no interest, have a 100% upside participation rate, and are subject to annual automatic calls if the index closes at or above increasing call levels on specified observation dates. The issuer estimates the notes’ value on the trade date at $901 per $1,000 face amount and discloses an additional amount of $54.728 that amortizes to zero by June 16, 2026. Payments at maturity (if not called) depend on the index return; if the final index level is equal to or lower than the initial level, holders receive the face amount.
GS Finance Corp. offers Enhanced Trigger Jump Securities linked to the S&P 500® Index due April 2, 2027. These principal-at-risk notes pay, for each $1,000 principal, at least a 9.60% upside payment if the final index value is greater than or equal to a downside threshold equal to 80.00% of the initial index value. If the final index value is below that threshold, investors suffer a 1:1 loss in principal measured from the initial index value to the valuation date (i.e., full exposure to declines), and the payment at maturity may be zero. The pricing date is expected on or about March 20, 2026, the original issue date on or about March 25, 2026, and the valuation date on or about March 30, 2027. All payments are unsecured obligations of GS Finance Corp. and guaranteed by The Goldman Sachs Group, Inc., so payment depends on their creditworthiness.
GS Finance Corp. is offering market-linked, auto-callable notes due March 22, 2027 linked to the Class A common stock of Strategy Inc (formerly MicroStrategy). Each security has a face amount of $1,000 and pays a contingent monthly coupon of $32.334 (approximately 38.80% per annum) only if the underlying stock's closing price on each calculation day is at or above the coupon threshold (60% of the starting price of $150.28).
If not automatically called, holders receive maturity proceeds only if the ending price is at or above the downside threshold (60% of the starting price); otherwise the maturity payment equals $1,000 × (ending price/starting price), exposing holders to >40% loss up to total loss. The securities carry issuer/guarantor credit risk, have an original offering price of $1,000, an estimated value at pricing of $980 per $1,000 face amount, and are designed to be held to maturity.
GS Finance Corp. offers contingent monthly coupon structured notes guaranteed by The Goldman Sachs Group, Inc. The offering totals $2,128,000 face amount and pays a contingent monthly coupon of 0.9292% per $1,000 (up to ~11.15% annually) when each underlier is at or above its coupon trigger level (70% of initial). The notes reference three underliers — the Nasdaq-100 Technology Sector Index, the Russell 2000® Index and the S&P 500® Index — and the cash settlement at maturity is determined solely by the lesser performing underlier relative to its initial level, subject to a trigger buffer at 60%. The issuer may redeem the notes on coupon payment dates commencing in September 2026. The pricing supplement warns investors they could lose their entire investment and that market value and liquidity may be limited.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering callable, contingent coupon notes linked to four stocks: Charles Schwab, Citigroup, AMD and Tesla. The notes pay a conditional monthly coupon based on a 80% trigger and a $6.834-per-month accrual formula. The notes are expected to be issued at face amount with an expected maturity of April 4, 2033 unless automatically called earlier on specified observation dates commencing in March 2027. Automatic call occurs if each index stock’s closing price on a call observation date is >= its initial price. Estimated value at pricing is between $885 and $925 per $1,000 face amount. Payments are unsecured and subject to the credit risk of the issuer and guarantor; Goldman Sachs & Co. LLC serves as calculation agent with discretionary authority to determine prices, postponements and anti-dilution adjustments.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., offers structured notes linked to the lesser-performing common stock of NVIDIA, AMD and Qualcomm. The notes pay at maturity based on the lowest index stock return measured from March 18, 2026 to the determination date (expected March 19, 2029), with an upside participation rate of 353.75% and a trigger buffer at 75% of each initial price. If the lesser performing index stock finishes below 75% of its initial price, holders suffer a proportional loss and could lose their entire investment. The notes do not bear interest; estimated value at pricing is roughly $925–$955 per $1,000 face amount. Payments remain subject to the issuer and guarantor credit risk and to the calculation agent’s discretionary adjustments.
GS Finance Corp. offers autocallable contingent-coupon equity-linked notes guaranteed by The Goldman Sachs Group, Inc. The notes reference the common stock of NVIDIA Corporation ("NVDA UW") and pay a contingent monthly coupon only if the underlier closes at or above a 75% coupon trigger on each observation date.
The notes have an automatic call if the underlier closes at or above the initial underlier level on any call observation date. A 75% buffer level and a 25% buffer amount apply to maturity cash settlement; investors may lose a substantial portion of principal if the final underlier level is below the buffer. Trade date is March 31, 2026, original issue date April 6, 2026, and stated maturity date May 5, 2027.