The Goldman Sachs Group, Inc. files regulatory documents that cover operating results, material events, capital structure and corporate governance. Its 8-K filings document earnings releases, Regulation FD disclosures, debt and subordinated debt issuances under shelf registration statements, and changes involving directors or executive officers.
The filing record also identifies Goldman Sachs’ NYSE-listed common stock, preferred depositary shares, capital securities and medium-term notes issued by GS Finance Corp. Proxy materials disclose annual meeting matters, board governance, executive compensation and shareholder voting items, while registration-related exhibits document securities offerings and related terms.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering basket-linked notes with an aggregate face amount of $4,674,000. The notes pay no interest and are linked to an equally weighted basket of six large-cap stocks (Alphabet, Broadcom, Coherent, Eaton, RTX, Vistra), each with an initial weighting of approximately 16.667% and an initial basket level of 100.
The notes may be automatically called on August 13, 2027 if the basket level is at or above 100, in which case holders receive $1,210 per $1,000 on August 18, 2027. If not called, at maturity on August 3, 2028 holders receive: (1) $1,000 plus 1.5 times any positive basket return; (2) $1,000 if the basket decline is up to 20%; or (3) $1,000 plus 125% of the loss beyond 20%, exposing principal to loss down to zero.
The original issue price is 100% of face, with a 1.5% underwriting discount and 98.5% net proceeds to the issuer. The estimated value at pricing is approximately $955 per $1,000 face amount. The notes carry full credit risk of GS Finance Corp. and the guarantor, and do not provide any dividends or shareholder rights in the underlying stocks.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering callable index-linked notes tied to the Goldman Sachs Momentum Builder® Focus ER Index with an aggregate face amount of $1,237,000. The notes may be automatically called annually if the index closes at or above rising call levels from 101% to 106% of the initial index level, paying $1,000 plus a call premium of 14.10% to 84.60% per $1,000. If never called, at maturity investors receive $1,000 plus 100% of any positive index return; if the index is flat or down, only principal is repaid. The index is subject to a 0.65% per annum deduction and excess-return over the federal funds rate, and can allocate heavily to cash, which may limit upside. The estimated value on the trade date is $888 per $1,000, below the 100% issue price. For U.S. tax purposes, the notes are treated as contingent payment debt instruments with a comparable yield of 5.4413% and projected payment at maturity of $1,463.90 per $1,000, driving annual taxable ordinary income even without interim cash payments.
GS Finance Corp., fully and unconditionally guaranteed by The Goldman Sachs Group, Inc., is offering index-linked Medium-Term Notes, Series F, with an aggregate face amount of $2,622,000. The notes are linked to the EURO STOXX 50® Index and do not pay periodic interest.
At maturity on August 5, 2031, investors receive for each $1,000 face amount: if the final index level exceeds the initial level, $1,000 plus 164% of the index gain; if the index is between 75% and 100% of the initial level, $1,000; if it is below 75%, principal is reduced 1-for-1 with index losses beyond the 25% buffer, potentially down to 25% of face value in extreme declines.
The original issue price is 100% of face, with a 1.125% underwriting discount and 98.875% net proceeds to the issuer. The notes are unsecured, subject to the credit risk of GS Finance Corp. and the guarantor, may have limited or no secondary market, and involve additional risks from foreign equity exposure and uncertain U.S. tax treatment, including characterization as a pre-paid derivative contract and possible FATCA implications.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering index-linked notes due August 3, 2028 with an aggregate face amount of $2,842,000. The notes pay no interest and the payoff depends on the lesser performing of the Russell 2000® Index and S&P 500® Index between July 31, 2026 and July 31, 2028.
If both index returns are positive, investors receive 100% participation in the lesser index return, capped at a maximum settlement amount of $1,207.5 per $1,000 face amount (a 20.75% maximum gain). If either index ends at or below its initial level (2931.339 for Russell 2000; 7489.72 for S&P 500), investors receive the greater of the performance-based amount or the minimum settlement amount of $950, implying up to a 5% loss of principal.
The estimated value at pricing is about $968 per $1,000 note, below the issue price, reflecting fees and hedging costs. The underwriting discount is 2.55% of face, with net proceeds of 97.45% to the issuer. For tax purposes, the notes are treated as contingent payment debt instruments with a comparable yield of 4.8267% and a projected maturity payment of $1,101.38 per $1,000.
GS Finance Corp, guaranteed by The Goldman Sachs Group, Inc., is offering equity-linked notes tied to an equally weighted basket of 7 large-cap stocks. The notes pay no interest, have a face amount of $4,175,000 in aggregate at issuance, and may be automatically called on August 13, 2027 if the basket level is at or above the initial level of 100, in which case investors receive $1,219 per $1,000 face amount on August 18, 2027.
If not called, the notes mature on August 3, 2028. At maturity, investors participate at a 125% upside rate on any positive basket return, receive full principal back if the basket decline is within a 20% buffer, and incur amplified losses beyond that buffer via a 125% buffer rate, potentially losing their entire investment. The estimated initial value is approximately $950 per $1,000 face amount, below the 100% issue price, reflecting fees and hedging costs.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is issuing $1,128,000 of Leveraged Callable S&P 500 Futures Excess Return Index-Linked Notes maturing August 5, 2031. The notes are unsecured, do not bear interest, and are issued in $1,000 denominations.
At maturity, if not earlier redeemed, investors receive at least the face amount. If the S&P 500 Futures Excess Return Index rises above the initial level of 598.42 from the July 31, 2026 trade date to the determination date, the payoff equals $1,000 plus 200% of the index gain; otherwise, $1,000 is returned.
GS Finance Corp. may redeem the notes monthly from August 5, 2027 through July 3, 2031 at $1,000 plus a fixed call premium (from 13.2504% up to 65.1478% per the call schedule). The estimated value at pricing is about $959 per $1,000 face amount, below the 100% issue price, reflecting structuring costs and dealer margin. Investors are exposed to the credit risk of GS Finance Corp. and the guarantor and to complex tax treatment as contingent payment debt instruments.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is issuing medium-term notes linked to the S&P 500® Futures Excess Return Index with an aggregate face amount of $883,000. The notes have a trade date of July 31, 2026, mature on August 3, 2029, and are issued at 100% of face with a 1% underwriting discount.
The notes do not pay interest. At maturity, for each $1,000 note, investors receive: (i) $1,000 plus 152% of any positive index return; (ii) $1,000 if the index decline is within the 20% buffer (final level at or above 80% of the initial level); or (iii) $1,000 reduced dollar-for-dollar with index losses below the buffer, leading to substantial principal loss in adverse scenarios. The product is subject to the credit risk of GS Finance Corp. and the guarantor, complex futures-based underlier behavior (including negative roll yield and financing costs), uncertain tax treatment, and limited or no secondary market liquidity.
Ericka Leslie, associated with The Goldman Sachs Group, Inc., filed to sell common stock under a Form 144. The planned sale covers 175 shares of common stock, par value $0.01 per share, with an aggregate market value of $179,735.50, to be sold on or after August 4, 2026 through Goldman Sachs & Co. LLC on the NYSE. The shares were acquired as Employee Compensation Awards. In the preceding three months, 250 shares were sold on July 15, 2026 for $285,000.00.
GS Finance Corp. is offering $3,519,000 face amount of Autocallable Buffered S&P 500® Index-Linked Notes due August 3, 2028, guaranteed by The Goldman Sachs Group, Inc. The notes pay no interest and may be automatically called on August 13, 2027 if the S&P 500® closes at or above the initial level of 7,489.72, in which case holders receive $1,104.3 per $1,000 on August 18, 2027. If not called, maturity payment depends on index performance: with full 100% upside participation and a minimum of $1,208.6 per $1,000 if the index is at or above its initial level; return of principal if the index has fallen by up to 10%; and losses of about 1.1111% for each 1% decline beyond the 10% buffer, potentially up to a total loss. The original issue price is 100% of face, including a 1.5% underwriting discount, for net proceeds of 98.5% of face to the issuer. The issuer’s estimated value is about $984 per $1,000 at pricing, reflecting structuring and distribution costs, and secondary market prices are expected to track this model-based value plus a declining additional amount.
GS Finance Corp., fully guaranteed by The Goldman Sachs Group, Inc., is issuing auto-callable indexed notes with an aggregate face amount of $2,332,000 linked to the Russell 2000® Index and the S&P 500® Index. The notes are issued at 100% of face amount, with a 2% underwriting discount (including up to 0.65% structuring fee), resulting in 98% net proceeds to the issuer.
The notes do not bear interest. They will be automatically called on August 12, 2027 if, on the August 9, 2027 call observation date, each underlier’s closing level is at or above its initial level; in that case, investors receive $1,116 per $1,000 face amount (111.6%). If not called, the August 3, 2029 maturity payment depends solely on the lesser performing underlier, with a 125% upside participation rate when both underliers finish above their initial levels. A 20% buffer (buffer level 80% of initial) provides limited downside protection, but if any underlier finishes below its buffer, principal is reduced one-for-one with the loss beyond 20%, potentially down to 20% of face in extreme scenarios.
Investors are exposed to the credit risk of both GS Finance Corp. and The Goldman Sachs Group, Inc., face uncertain secondary market liquidity, and the estimated value on the trade date is less than the original issue price due to fees and hedging costs. U.S. tax treatment is uncertain; the notes are expected to be treated as pre-paid derivative contracts.