Goldman Sachs (NYSE: GS) files Form 144 to resell compensation shares

Rhea-AI Filing Summary

The Goldman Sachs Group, Inc. submitted a Form 144 notice to sell Common Stock in connection with Employee Compensation Awards dated 05/14/2026. The filing lists Goldman Sachs & Co. LLC as the broker-dealer handling the sale.

Insights

Securities Compliance Counsel

Routine Rule 144 notice for compensation-related stock sales.

The filing is a Rule 144 notice that lists Common Stock tied to Employee Compensation Awards and names Goldman Sachs & Co. LLC as the executing broker on 05/14/2026. This type of filing typically precedes an intended resale under the Rule 144 framework.

The actual timing, number of shares to be sold, and cash-flow treatment are limited in the excerpt. Subsequent SEC submissions or trade reports would disclose completion details and actual volumes.

Key Figures

Form date: 05/14/2026 Security: Common Stock, par value $0.01 per share Broker-dealer: Goldman Sachs & Co. LLC +3 more

6 metrics

Form date 05/14/2026 Form 144 notice date

Security Common Stock, par value $0.01 per share Security type referenced in filing

Broker-dealer Goldman Sachs & Co. LLC Named broker for the proposed resale

Document line item 6857 Numerical value appearing in excerpt

Document line item 6,551,314.94 Numerical value appearing in excerpt

Document line item 295,007,421 Numerical value appearing in excerpt

Key Terms

Form 144, Employee Compensation Awards, Broker-dealer

3 terms

Form 144 regulatory

"144: Securities To Be Sold Common Stock"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

Employee Compensation Awards financial

"Securities To Be Sold Common Stock Employee Compensation Awards"

Broker-dealer financial

"Goldman Sachs & Co. LLC 200 West Street New York NY 10282"

A broker-dealer is a licensed firm or individual that both executes trades on behalf of clients (acting as a broker) and buys or sells securities for its own account (acting as a dealer). Investors care because broker-dealers provide the plumbing of markets — they place orders, hold or move cash and securities, offer research or advice, and their stability and fees directly affect trade execution, costs, and the safety of client funds; think of them as a combined travel agent and taxi for your investments.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 05/14/2026 - 04:57 PM Learn about SEC filing dates

FAQ

What does Goldman Sachs' Form 144 filed on 05/14/2026 mean for GS shareholders?

It notifies the SEC of an intended resale of common stock related to compensation awards. The filing names Goldman Sachs & Co. LLC as broker and is dated 05/14/2026. It does not by itself confirm any completed sale or volumes.

Which securities are described in the GS Form 144?

The filing references Common Stock, par value $0.01 per share. It links the shares to Employee Compensation Awards and lists the broker-dealer as Goldman Sachs & Co. LLC on 05/14/2026.

Does the Form 144 show how many GS shares will be sold?

The provided excerpt does not clearly attribute a definitive share count to the sale. The lines include numbers such as 6857 and 6551314.94, but the excerpt lacks an explicit labelled sentence tying a specific share total to the registered resale.

Who is the broker handling the transaction in the GS filing?

Goldman Sachs & Co. LLC is listed as the broker-dealer. The entry pairs that broker with the Common Stock resale related to Employee Compensation Awards dated 05/14/2026 in the excerpt.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common Stock, par value $0.01 per Share	Goldman Sachs & Co. LLC 200 West Street New York NY 10282	6857	6551314.94	295007421	05/14/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common Stock, par value $0.01 per Share	05/14/2026	Employee Compensation Awards	The Goldman Sachs Group, Inc.			6857	05/14/2026	Employee Compensation Awards

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)