The Goldman Sachs Group, Inc. files regulatory documents that cover operating results, material events, capital structure and corporate governance. Its 8-K filings document earnings releases, Regulation FD disclosures, debt and subordinated debt issuances under shelf registration statements, and changes involving directors or executive officers.
The filing record also identifies Goldman Sachs’ NYSE-listed common stock, preferred depositary shares, capital securities and medium-term notes issued by GS Finance Corp. Proxy materials disclose annual meeting matters, board governance, executive compensation and shareholder voting items, while registration-related exhibits document securities offerings and related terms.
Goldman Sachs Group Inc. Chief Administrative Officer Ericka T. Leslie reported selling 250 shares of common stock in four direct transactions on October 27 and 28, 2026. The reported weighted average prices were $909.63 for 40 shares, $911.21 for 52 shares, and $912.23 for 58 shares on October 27; and $926.28 for 100 shares on October 28. No Rule 10b5-1 plan is reported for the sales. A separate holding reports 40 shares held through trusts; Leslie disclaims beneficial ownership, and her partner is the sole trustee, with immediate family members as the sole beneficiaries.
Goldman Sachs Group Inc. President and COO John E. Waldron received 73,265 common shares on October 23, 2026, when shares underlying his performance-based restricted stock units were delivered without consideration. The delivery reflected the award’s maximum 150% achievement of its pre-established absolute and relative total shareholder return-based goals. Of the delivered shares, 40,516 were withheld to satisfy withholding obligations; the shares generally cannot be sold or transferred before October 2027.
Goldman Sachs Group (GS) Chairman of the Board and CEO David M. Solomon received 109,896 common shares on October 23, 2026, upon delivery of performance-based restricted stock units under a Shareholder Value Creation Award, without consideration. The award reflected maximum (150%) achievement of its pre-established performance goals. 60,773 shares were withheld to satisfy withholding obligations; the delivered shares generally cannot be sold or transferred before October 2027.
On October 27, 2026, Solomon sold 12,000 shares in three transactions: 9,181 at a weighted average of $910.46 per share, 2,382 at $911.49, and 437 at $912.11; no Rule 10b5-1 plan is reported for the sales. Separate indirect holdings list shares held through a trust whose sole beneficiaries are immediate family members, with Solomon disclaiming beneficial ownership, and a grantor retained annuity trust for which he is trustee.
Goldman Sachs Group Inc. Chief Financial Officer Denis P. Coleman received 36,633 common shares on October 23, 2026, upon delivery of performance-based restricted stock units from a Shareholder Value Creation Award, without consideration. The delivery reflected maximum (150%) achievement of the award’s pre-established absolute and relative total shareholder return-based performance goals. In connection with delivery, 20,259 shares were withheld to satisfy withholding obligations, at a reported $891.30 per share. A separate holding entry lists 4,232 shares held through trusts whose sole beneficiaries are his immediate family members; Coleman disclaims beneficial ownership.
Goldman Sachs Group Inc. Executive Vice President John F.W. Rogers received 36,633 common shares underlying performance-based restricted stock units on October 23, 2026, without consideration. The award reflected maximum (150%) achievement of its pre-established absolute and relative total shareholder return-based goals. 18,562 shares were withheld to satisfy withholding obligations at a reported $891.30 per share. The shares generally cannot be sold or transferred before October 2027; the reported performance-based RSU position after the transaction was 0 units.
Goldman Sachs Group Inc. Chief Accounting Officer Sheara J. Fredman exercised 18,317 performance-based restricted stock units on October 23, 2026; the underlying common shares were delivered without consideration. The award was originally granted in January 2022 and achieved the maximum 150% of its pre-established absolute and relative total shareholder return-based performance goals. The transaction also reports 10,130 shares withheld for payment of exercise price or tax liability.
The Goldman Sachs Group, Inc. is identified as the issuer in a notice covering Managing Director David M. Solomon’s proposed sale of 12,000 common shares on October 27, 2026. The notice lists an aggregate market value of $10,719,360.00 and names Goldman Sachs & Co. LLC as broker.
The notice states that all shares proposed for sale were acquired on various dates pursuant to employee compensation awards.
Goldman Sachs Group (GS) Chief Administrative Officer Ericka T. Leslie sold 183 shares at a weighted-average price of $890.03 and 67 shares at a weighted-average price of $890.85 on October 22, 2026. Prices ranged from $889.68 to $890.63 for the first sale and from $890.70 to $891.07 for the second. No Rule 10b5-1 plan is reported. A separate indirect holding entry lists 40 shares held through trusts; Leslie disclaims beneficial ownership.
The Goldman Sachs Group, Inc. (GS) is the issuer of common stock in a notice by Managing Director Leslie Ericka T proposing to sell 1,000 shares on October 22, 2026. The notice lists $904,720 as the value associated with the proposed sale and says the shares were acquired through employee compensation awards. Its past-three-months section lists sales of 175 shares on August 4, 2026, and 600 shares on August 28, 2026.
Goldman Sachs Group Inc. director Peter Oppenheimer received a grant of 65 restricted stock units on October 14, 2026. The award covered his third-quarter 2026 Annual Retainer and Committee Chair Fee for service on the issuer’s board, and his third-quarter 2026 Annual Retainer for service on Goldman Sachs Bank USA’s board. His direct restricted stock unit holdings totaled 7,407 after the grant.