Goldman Sachs (GS) Chief Risk Officer awarded 2,647 year-end RSUs

Rhea-AI Filing Summary

Goldman Sachs Group Inc. Chief Risk Officer Alex S. Golten reported an equity compensation grant in the form of 2,647 Restricted Stock Units (RSUs) on January 16, 2026. Each RSU represents the right to receive one share of Goldman Sachs common stock for no cash payment.

According to the terms, the common shares underlying these 2025 Year-End RSUs will be delivered in three approximately equal installments on or about each of the first, second and third anniversaries of the grant date, subject to the award agreement conditions. The shares delivered from these RSUs generally cannot be sold or transferred for one year after each delivery, creating a multi-year vesting and post-delivery holding schedule for the officer.

Insider Trade Summary

1 transaction reported

Mixed 1 txn

Insider GOLTEN ALEX S

Role CHIEF RISK OFFICER

Type	Security	Shares	Price	Value
Grant/Award	Restricted Stock Units	2,647	$0.00	--

Holdings After Transaction: Restricted Stock Units — 2,647 shares (Direct)

Footnotes (1)

1. [object Object]

Form 4 Insider Transactions: What Each Field Means →

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

GOLTEN ALEX S

(Last) (First) (Middle)

C/O GOLDMAN SACHS & CO. LLC

200 WEST STREET

(Street)

NEW YORK NY 10282

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
GOLDMAN SACHS GROUP INC [ GS ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	CHIEF RISK OFFICER

3. Date of Earliest Transaction (Month/Day/Year)
01/16/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Restricted Stock Units	(1)	01/16/2026		A		2,647		(1)	(1)	Common Stock, par value $0.01 per share	2,647	$0	2,647	D

Explanation of Responses:

1. Shares of the Issuer's common stock underlying these 2025 Year-End Restricted Stock Units ("RSUs") will be delivered in three approximately equal installments on or about each of the first, second and third anniversaries of the grant date, subject to other terms and conditions of the award agreement. The shares of common stock delivered pursuant to these RSUs generally cannot be sold or transferred for one year following delivery.

Remarks:

	/s/ Jamie A. Greenberg, Attorney-in-fact	01/21/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did Goldman Sachs (GS) report for Alex S. Golten?

Goldman Sachs reported that Chief Risk Officer Alex S. Golten received a grant of 2,647 Restricted Stock Units (RSUs) on January 16, 2026, representing a right to receive the same number of Goldman Sachs common shares.

How many RSUs did the Goldman Sachs (GS) Chief Risk Officer receive?

The Chief Risk Officer received 2,647 Restricted Stock Units, with 2,647 derivative securities beneficially owned following the reported transaction.

When do the RSUs granted to the Goldman Sachs (GS) Chief Risk Officer deliver shares?

The common shares underlying these 2025 Year-End RSUs will be delivered in three approximately equal installments on or about each of the first, second and third anniversaries of the January 16, 2026 grant date, subject to the award agreement.

Are there selling restrictions on the RSU shares for Goldman Sachs (GS) Chief Risk Officer?

Yes. The filing states that the shares of common stock delivered pursuant to these RSUs generally cannot be sold or transferred for one year following each delivery.

What was the reported price for the RSUs granted to the Goldman Sachs (GS) officer?

The Form 4 lists the price of the derivative security as $0, indicating the RSUs were granted at no cash cost to the reporting person.

Does the Form 4 for Goldman Sachs (GS) involve derivative or non-derivative securities?

The reported transaction involves derivative securities in the form of Restricted Stock Units, which are tied to Goldman Sachs common stock.