Welcome to our dedicated page for GOLDMAN SACHS GROUP SEC filings (Ticker: GS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Goldman Sachs Group, Inc. files regulatory documents that cover operating results, material events, capital structure and corporate governance. Its 8-K filings document earnings releases, Regulation FD disclosures, debt and subordinated debt issuances under shelf registration statements, and changes involving directors or executive officers.
The filing record also identifies Goldman Sachs’ NYSE-listed common stock, preferred depositary shares, capital securities and medium-term notes issued by GS Finance Corp. Proxy materials disclose annual meeting matters, board governance, executive compensation and shareholder voting items, while registration-related exhibits document securities offerings and related terms.
GS Finance Corp. is offering equity-linked notes due June 24, 2031 linked to the lesser performing common stock of NVIDIA Corporation and Microsoft Corporation. For each $1,000 face amount, investors receive either (a) $1,000 plus $1,000×106%×(lesser performing index stock return) if both index stock returns are > 0%, or (b) the greater of a minimum settlement amount of $900 and $1,000 plus $1,000×(lesser performing index stock return) if any index stock return is ≤ 0%. Initial index prices are $210.69 (NVDA) and $379.40 (MSFT) on the trade date June 18, 2026. The estimated value on the trade date is approximately $956 per $1,000 face amount. The offering lists an original issue price of 100%, underwriting discount of 3.8%, and net proceeds to issuer of 96.2%. Payments are subject to issuer and guarantor credit risk and various anti-dilution and market disruption provisions.
GS Finance Corp. offers $2,000,000 in autocallable, contingent-coupon notes due June 22, 2029, guaranteed by The Goldman Sachs Group, Inc. The notes pay a quarterly coupon of $22.50 per $1,000 face amount (2.25% quarterly; up to 9% per annum) when the First Trust Nasdaq Cybersecurity ETF (ticker CIBR) closes at or above 70% of the initial level on coupon observation dates. The notes will be automatically called early if the ETF closes on any call observation date at or above the initial underlier level of $84.54, with redemption paid three business days later. If not called, the cash settlement at maturity depends on the ETF return measured from the initial level to the final determination date (June 18, 2029): if the final level is below 70% of the initial level, holders receive a reduced payment tied to the ETF return and may lose a substantial portion or all of their investment. The estimated model value at pricing was approximately $960 per $1,000 face amount.
GS Finance Corp. offers $6,987,000 of Contingent Income Auto-Callable Securities linked to MongoDB, Inc. stock.
These principal-at-risk notes (guaranteed by The Goldman Sachs Group, Inc.) mature June 22, 2029, pay contingent quarterly coupons only if MongoDB's closing price on coupon observation dates is at or above the downside threshold $166.375 (50.00% of the initial share price), and are automatically called if a call observation date closing price is at or above the initial share price $332.75. If the final share price is below the downside threshold, principal at maturity equals the principal multiplied by the share performance factor (final/initial), which can result in substantial or total loss. The estimated model value at pricing was approximately $976 per security; original issue price was 100% with a 2.25% underwriting discount.
GS Finance Corp. offers $820,000 aggregate Buffered S&P 500® Index‑Linked Notes due June 24, 2031, guaranteed by The Goldman Sachs Group, Inc. Each $1,000 face amount pays at maturity either (a) $1,000 plus 95.75% of the positive index return, (b) $1,000 if the final index level is down by up to 20%, or (c) a reduced cash amount reflecting the negative index return if the final level is more than 20% below the initial level. The notes do not bear interest, their estimated value at pricing was approximately $951 per $1,000 face amount, and payments are subject to the issuer and guarantor credit risk and U.S. federal income tax uncertainty.
GS Finance Corp. offers $7,093,000 of Trigger Autocallable Contingent Yield Notes linked to the common stock of MercadoLibre, Inc. The notes pay a quarterly contingent coupon of $0.3705 per $10 face amount (up to 14.82% per annum) only if the index stock closes at or above the coupon barrier. The notes may be automatically called beginning on September 18, 2026 if the stock closes at or above the initial price $1,635.15, in which case holders receive face amount plus the contingent coupon then due. If not called, maturity settlement on June 23, 2028 pays $10 if final price is at or above the downside threshold (60% of initial price); if below, repayment decreases pro rata with the stock return and investors may lose a large portion or all of principal. Payments are subject to the credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc.
GS Finance Corp. priced structured, non‑interest bearing notes linked to the S&P 500® Futures Excess Return Index. The notes pay at maturity based on the underlier return from the trade date to the determination date and are fully guaranteed by The Goldman Sachs Group, Inc.
For each $1,000 face amount, investors receive $1,000 + ($1,000 × 171% × underlier return) if the final level > initial level; receive the face amount if decline ≤ the 30% trigger buffer; otherwise they suffer a proportional loss and could lose their entire investment. Key dates include 6/18/2026 (trade), 6/24/2026 (issue), and maturity around 6/22/2029. The offering lists an $850,000 aggregate face amount and original issue price of 100% of face.
GS Finance Corp. (guaranteed by The Goldman Sachs Group, Inc.) is offering structured, cash-settled notes linked to the S&P 500 Index. The notes have an aggregate face amount of $1,822,000, an original issue price equal to 100% of face amount, and do not bear interest.
If the closing level of the S&P 500 on the call observation date is greater than or equal to the initial level, the notes will be automatically called and pay $1,100 per $1,000 face amount on the call payment date. If not called, the cash settlement at maturity depends on the final underlier level: investors receive a capped upside (including an upside participation rate of 166%) if the final level exceeds the initial level, full principal if the final level is at or above the 70% trigger buffer, or a loss proportional to the underlier return if the final level is below 70%, which could result in a total loss of principal.
GS Finance Corp. is offering non-interest-bearing, principal‑at‑risk notes linked to an equally weighted basket of 12 stocks. Each note has a face amount $1,000, an initial basket level 100, an upside participation rate 150%, a trigger buffer level 70%, an expected trade date of July 17, 2026, an expected original issue date of July 22, 2026, an expected call observation date of July 19, 2027, and an expected stated maturity date of July 20, 2029. If automatically called on the call observation date, each $1,000 note pays $1,146. At maturity the payoff depends on the basket return: positive returns receive 150% participation, modest declines (down to ‑30%) result in principal protection by using the absolute return, and declines beyond the trigger buffer (70 of initial) expose investors to losses of principal.
GS Finance Corp. is offering $4,155,000 of bearish autocallable absolute return notes linked to the S&P 500® Index with trade date June 18, 2026, original issue date June 24, 2026 and stated maturity September 23, 2027. The notes pay no interest; estimated value at pricing was approximately $986 per $1,000 face amount.
The notes are automatically called if the index closing level on any call observation date falls below 80% of the initial level (7,500.58); if called, each $1,000 face amount pays $1,000. If not called, payoffs at maturity depend on the final index level: a capped positive payoff of 5.25% (i.e., $1,052.5) if the index return ≥0%, participation in the absolute value of negative returns between 0% and -20% (up to 20%) if final level is ≥80% of initial, and $1,000 if final level <80%.
GS Finance Corp. is offering structured, non‑interest bearing notes linked to an equally weighted basket of five semiconductor and software stocks. Each note has $1,000 face amount, a trade date of June 18, 2026 and a stated maturity of June 26, 2031, with sixteen potential automatic call observation dates beginning June 21, 2027. If a call observation date’s closing basket level is at least the initial basket level of 100, the notes will be automatically called and pay $1,000 plus a specified call premium amount. If not called, the maturity payout depends on the basket return: you receive principal plus participation at a 100% upside participation rate if the final basket level is >=100; you receive $1,000 if the final level is between 50% and 100% of initial; and you incur pro rata losses (potentially large) if the final level is below 50%. The prospectus discloses an estimated value of approximately $864 per $1,000 face amount at pricing and highlights credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc.