Welcome to our dedicated page for Goldman Sachs Group SEC filings (Ticker: GS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Goldman Sachs Group, Inc. (NYSE: GS) files a wide range of documents with the U.S. Securities and Exchange Commission that provide detailed insight into its operations across Global Banking & Markets, Asset & Wealth Management and Platform Solutions. On this SEC filings page, you can review Forms 10-K and 10-Q for comprehensive annual and quarterly financial statements, along with segment operating results that break out net revenues, provision for credit losses, operating expenses and pre-tax earnings by business segment.
Goldman Sachs also uses Form 8-K to report material events and updates. Recent 8-K filings cover quarterly and annual earnings releases, changes to business segment presentation, information about the Apple Card program and its planned transition to a new issuer, and details of specific debt offerings under the firm’s shelf registration statement. Other 8-Ks describe the issuance of floating rate and fixed/floating rate notes with various maturities, along with related legal opinions and consents.
Investors can also use SEC filings to track the firm’s capital structure, including common stock, preferred stock depositary shares and listed medium-term notes, all registered under Section 12(b) of the Exchange Act. Segment disclosures explain how activities such as advisory and underwriting, FICC and Equities intermediation and financing, asset and wealth management services, investments, and Platform Solutions consumer activities contribute to overall results.
Stock Titan enhances access to these filings by providing real-time updates from EDGAR and AI-powered summaries that highlight key points from lengthy documents. This can help readers quickly understand how new 10-K, 10-Q and 8-K filings affect Goldman Sachs’ business mix, segment performance, credit costs, funding activities and strategic initiatives, without having to parse every line of the original SEC reports.
The Goldman Sachs Group, Inc. offers $9,000,000 of Callable Fixed Rate Notes due September 6, 2033 with a fixed interest rate of 5.00% per annum from the original issue date of March 6, 2026.
Interest is payable annually on March 6 (first payment March 6, 2027). The issuer may redeem the notes in whole, with at least five business days' prior notice, on each March 6, June 6, September 6 and December 6 on or after March 6, 2027, at 100% of principal plus accrued interest.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., offers structured notes maturing March 18, 2031 (expected). The notes pay no interest and are subject to an automatic call feature beginning on March 11, 2027 if all three underliers close at or above their initial levels, producing a redemption equal to $1,000 plus the applicable call premium.
If not called, the maturity payout is linked to the lesser performing underlier: investors receive $1,725.04 per $1,000 if all underliers finish at or above initial levels, $1,000 if all are ≥70% of initial but at least one is below initial, or $1,000 plus the lesser performing underlier return × $1,000 if any underlier is below 70% (potential loss of principal). The pricing supplement states an estimated value of $885–$925 per $1,000 face amount when terms are set.
GS Finance Corp. offers principal-protected but capped, non‑interest notes linked to an equally weighted basket of the EURO STOXX 50® Index and the iShares® MSCI EAFE ETF, with expected trade date March 10, 2026 and stated maturity expected March 15, 2028. For each $1,000 face amount, the cash settlement at maturity depends on the basket return: you receive the face amount if the basket declines by no more than 20%, up to a capped payment of $1,405 if the basket return exceeds the cap (140.5%), and a reduced principal payment if the basket declines by more than 20%. The notes carry issuer and guarantor credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc., have an estimated initial value of $925–$955 per $1,000 face amount, and the calculation agent (GS&Co.) has broad discretion over index/fund adjustments and certain determination‑date outcomes.
The Goldman Sachs Group, Inc. is offering $17,096,000 of Callable Fixed Rate Notes due March 6, 2031. The notes pay interest at 4.45% per annum from the original issue date March 6, 2026, payable each March 6 and September 6, beginning September 6, 2026. The issuer may redeem the notes in whole, not in part, on each March 6, June 6, September 6 and December 6 on or after March 6, 2029, at 100% of principal plus accrued interest with at least five business days’ notice. The offering will settle on March 6, 2026, and initial price to public equals 100% of principal; underwriting discount is 0.642%.
The Goldman Sachs Group, Inc. is offering $30,000,000 aggregate principal amount of floating rate notes due March 6, 2031. The notes pay interest quarterly beginning June 6, 2026 at compounded SOFR plus a 1.28% spread, subject to a 0.00% minimum and 6.00% maximum interest rate.
The notes have $1,000 denominations, settle on March 6, 2026, are unsecured obligations of the issuer, will not be listed, and are not FDIC insured. Goldman Sachs & Co. LLC is calculation agent and initial purchaser; the prospectus supplement discusses SOFR discontinuance, tax treatment as variable rate debt, hedging and issuer credit risk.
GS Finance Corp. offers buffered, non-interest-bearing notes linked to the iShares® Expanded Tech-Software Sector ETF (ticker IGV), guaranteed by The Goldman Sachs Group, Inc. On maturity (determination date ~13–15 months after trade date), each $1,000 face amount will pay either a capped positive amount (threshold/maximum settlement amount expected between $1,138.6 and $1,162.6) if the final ETF level is ≥85% of the initial level, or a reduced cash amount calculated using a buffer mechanism (buffer rate ≈117.65%) if the final level is <85%.
The notes carry issuer/guarantor credit risk, do not pay interest or dividends, have an estimated initial value below par (≈$955–$985 per $1,000 face), may lack liquidity, and could result in total loss of principal.
GS Finance Corp. offers autocallable Goldman Sachs Momentum Builder® Focus ER Index‑Linked Notes due 2033, guaranteed by The Goldman Sachs Group, Inc. The notes reference the GSMBFC5 Index, have an upside participation rate of 100%, and include annual automatic call mechanics with rising call levels and call premiums from March 2027 through March 2032. The trade date is March 13, 2026 and the original issue date is March 18, 2026. GS&Co. estimates the notes' value on the trade date at $885 to $925 per $1,000 face amount. If not called, the cash settlement at maturity pays $1,000 plus upside participation if the final index level exceeds the initial index level; if the final index level is equal to or below the initial level, the cash settlement will equal the face amount. Payments are subject to the credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc.
GS Finance Corp. (guaranteed by The Goldman Sachs Group, Inc.) offers Contingent Income Auto-Callable Securities linked to the Class A common stock of Alphabet Inc., priced March 2026 and expected to issue March 18, 2026. These principal-at-risk notes pay contingent quarterly coupons only if observation-date closes meet a 60.00% downside threshold and may be automatically called if the stock closes at or above the initial share price on any call observation date. At maturity, payments depend on the final share price: full principal plus final coupon if at or above the downside threshold, or principal multiplied by the share performance factor (which may be substantially less) if below the threshold.
GS Finance Corp. offers structured, non‑interest notes linked to the lesser performing of the S&P 500® Index, the EURO STOXX 50® Index and the State Street® Utilities Select Sector SPDR® ETF. The trade date is expected to be March 11, 2026 and the stated maturity date is expected to be April 15, 2027.
Each $1,000 face amount pays a capped maximum settlement of $1,080 if every underlier finishes at or above 60% of its initial level; otherwise the cash settlement equals $1,000 plus $1,000 times the lesser performing underlier return, which can result in a loss of principal. The estimated value at pricing is between $925 and $955 per $1,000 face amount. Payments are subject to the credit risk of GS Finance Corp. and guarantor The Goldman Sachs Group, Inc.
GS Finance Corp. offers $1,000-face autocallable index-linked notes due 2031, guaranteed by The Goldman Sachs Group, Inc. The notes reference the S&P 500® and EURO STOXX 50®, do not pay interest, and may be automatically called on quarterly observation dates beginning March 11, 2027.
Payment at maturity depends on the lesser performing underlier measured on the determination date March 11, 2031. A trigger buffer is set at 70%; if the final level of any underlier is below that buffer the investor bears losses equal to the lesser performing underlier return and could lose the entire investment. Original issue price is 100% of face amount with an underwriting discount of 3%.