Welcome to our dedicated page for Goldman Sachs Group SEC filings (Ticker: GS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Goldman Sachs Group, Inc. (NYSE: GS) files a wide range of documents with the U.S. Securities and Exchange Commission that provide detailed insight into its operations across Global Banking & Markets, Asset & Wealth Management and Platform Solutions. On this SEC filings page, you can review Forms 10-K and 10-Q for comprehensive annual and quarterly financial statements, along with segment operating results that break out net revenues, provision for credit losses, operating expenses and pre-tax earnings by business segment.
Goldman Sachs also uses Form 8-K to report material events and updates. Recent 8-K filings cover quarterly and annual earnings releases, changes to business segment presentation, information about the Apple Card program and its planned transition to a new issuer, and details of specific debt offerings under the firm’s shelf registration statement. Other 8-Ks describe the issuance of floating rate and fixed/floating rate notes with various maturities, along with related legal opinions and consents.
Investors can also use SEC filings to track the firm’s capital structure, including common stock, preferred stock depositary shares and listed medium-term notes, all registered under Section 12(b) of the Exchange Act. Segment disclosures explain how activities such as advisory and underwriting, FICC and Equities intermediation and financing, asset and wealth management services, investments, and Platform Solutions consumer activities contribute to overall results.
Stock Titan enhances access to these filings by providing real-time updates from EDGAR and AI-powered summaries that highlight key points from lengthy documents. This can help readers quickly understand how new 10-K, 10-Q and 8-K filings affect Goldman Sachs’ business mix, segment performance, credit costs, funding activities and strategic initiatives, without having to parse every line of the original SEC reports.
GS Finance Corp. is offering structured, cash‑settled notes linked to the Nasdaq‑100 (NDX), Russell 2000 (RTY) and S&P 500 (SPX). The notes have a trade date of March 6, 2026, an original issue date of March 11, 2026, and a stated maturity on March 13, 2031.
The notes pay no interest, may be automatically called on specified semi‑annual observation dates (with call premiums ranging from 8.25% to 37.125%), and settle at maturity based solely on the performance of the lesser performing underlier. They include a 20% buffer (buffer level = 80% of initial levels) and a 100% upside participation rate. Investors are exposed to the credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc., and the original issue price equals $1,000 per face amount with an underwriting discount of 4.25%.
GS Finance Corp. offers an aggregate face amount of $600,000 of market‑linked notes guaranteed by The Goldman Sachs Group, Inc. The notes link payoffs to the common stock of Amazon.com, Inc. (underlier) and include an automatic call feature.
If the closing level of the underlier on the call observation date (March 8, 2027) is greater than or equal to the initial underlier level of $213.21, the notes will be automatically called and pay $1,247.50 per $1,000 face amount on the call payment date (March 11, 2027). If not called, the cash settlement at maturity (stated maturity date March 9, 2029) depends on the final underlier level versus the initial level and a 100% upside participation rate.
Key downside: a trigger buffer at 70% of the initial underlier level means that if the final underlier level is below that buffer, holders suffer a loss equal to the underlier return times $1,000 per face amount and could lose their entire investment. The notes pay no interest and are subject to issuer and guarantor credit risk.
GS Finance Corp. prices S&P 500®-linked medium-term notes with guaranty by The Goldman Sachs Group, Inc. The securities have a face amount of $1,000, an original offering price of $1,000 and an estimated value at pricing of $900–$930 per $1,000 face amount. The pricing date is March 20, 2026, original issue date March 25, 2026, and stated maturity date March 23, 2028.
Payments at maturity depend on the S&P 500® performance from the starting level to the ending level: 150% upside participation up to a maximum return of at least $202.50 (at least 20.25%); a buffer of 10% protects against losses up to that threshold; beyond the buffer investors bear 1-to-1 downside and may lose up to 90% of face amount. All payments are subject to issuer and guarantor credit risk.
GS Finance Corp. is offering principal‑protected‑style contingent notes (guaranteed by The Goldman Sachs Group, Inc.) linked to the S&P 500® Futures Excess Return Index. Each $1,000 face amount pays no interest and will settle in cash at maturity on March 11, 2031 based on the underlier level on the determination date: March 6, 2031.
If the final underlier level is above the initial level, the cash payment equals $1,000 plus 174.25% times the underlier return. If the final level is at or above 70% of the initial level, you receive $1,000. If below 70%, you incur a loss equal to the underlier return times $1,000 and could lose your entire investment. The aggregate face amount listed is $636,000; the original issue price is 100% with a 4.125% underwriting discount.
GS Finance Corp. is offering non‑interest bearing, principal‑at‑risk notes linked to an equally weighted basket of four common stocks: CrowdStrike, Microsoft, Palo Alto Networks and Snowflake. The notes have an initial basket level of 100, an upside participation rate of 125%, a buffer amount of 15% (buffer level 85%) and an expected stated maturity date of March 16, 2028 with an expected call observation date of March 29, 2027. If automatically called on the call observation date holders will receive at least $1,226.50 per $1,000 face amount; if not called, final payout depends on the basket return and the buffer mechanics. The notes are unsecured obligations of GS Finance Corp. and are subject to issuer and guarantor credit risk.
GS Finance Corp. is offering structured, autocallable notes linked to the common stock of NVIDIA Corporation, Class A common stock of Alphabet Inc. and Class A common stock of Robinhood Markets, Inc.. The notes mature on March 9, 2029, subject to automatic calls on observation dates beginning in March 2027 through February 2029
Coupons accrue monthly under a formula of $15.5 per $1,000 face amount per coupon observation (1.55% monthly), payable only when each index stock equals or exceeds 60% of its initial price. A trigger event at maturity occurs if the final price of each index stock is below its initial price; if so and the worst-performing stock falls below 50% of its initial price, principal is reduced proportionally to that stock's return. The initial aggregate face amount was $450,000 and the estimated value at pricing was approximately $957 per $1,000 face amount.
GS Finance Corp. offers Autocallable Goldman Sachs Momentum Builder® Focus ER Index-Linked Notes due 2031, guaranteed by The Goldman Sachs Group, Inc. The notes pay fixed call premiums on annual call payment dates if the index closes at or above a call level of 100.5%, provide a 100% upside participation rate if held to maturity, and repay principal at least at face amount if the index return is zero or negative. The prospectus states an estimated trade‑date value of $885 to $925 per $1,000 face amount (less than original issue price). Key features and risks are subject to terms set on the trade date.
GS Finance Corp. is offering principal‑protected‑if‑above callable structured notes tied to the common stock of NVIDIA Corporation (Bloomberg: "NVDA UW") with an aggregate face amount of $1,386,000. The notes pay no interest and may be automatically called on scheduled call observation dates if the closing underlier level is at or above the initial level, producing monthly call payments based on stated call premiums. If not called, the maturity cash payment depends on the final underlier level versus the trigger buffer level of 60% of the initial level and is capped by a maturity date premium amount of 71.2512%. The notes expose investors to the credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc., allow for a total loss if the final underlier level is below the trigger buffer, and will be cash‑settled only.
GS Finance Corp. is offering principal-at-risk, Micron-linked notes guaranteed by The Goldman Sachs Group, Inc. The notes have an aggregate face amount of $954,000, an original issue price of 100%, pay no interest and may be automatically called monthly if the underlier closes at or above its initial level.
If not called, the cash payment at maturity (stated maturity March 9, 2029) depends on Micron’s closing level versus an initial underlier level of $370.30. A trigger buffer is set at 60% of that initial level. The maturity payment is capped at a maturity date premium amount of 119.25% of face; conversely, if the final underlier level is below the trigger buffer, investors can lose up to 100% of principal. The notes are cash‑settled and subject to the issuer’s and guarantor’s credit risk.
GS Finance Corp. offers SPDR® Gold Trust-linked notes due March 26, 2027, guaranteed by The Goldman Sachs Group, Inc. The notes pay at maturity an amount tied to the SPDR® Gold Trust (initial level $472.53 set on March 9, 2026), with 100% upside participation subject to a cap level of 113.22% (maximum settlement $1,132.2 per $1,000 face amount) and a minimum settlement amount of $950 per $1,000 face amount. The expected trade date is March 10, 2026, original issue date March 13, 2026, and the determination date is expected to be March 23, 2027. The estimated value at pricing is between $900 and $930 per $1,000 face amount. Payments depend on the final underlier closing level on the determination date; investors bear issuer and guarantor credit risk and will not receive dividends or shareholder rights in the underlier.