Welcome to our dedicated page for Goldman Sachs Group SEC filings (Ticker: GS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Goldman Sachs Group, Inc. files regulatory documents that cover operating results, material events, capital structure and corporate governance. Its 8-K filings document earnings releases, Regulation FD disclosures, debt and subordinated debt issuances under shelf registration statements, and changes involving directors or executive officers.
The filing record also identifies Goldman Sachs’ NYSE-listed common stock, preferred depositary shares, capital securities and medium-term notes issued by GS Finance Corp. Proxy materials disclose annual meeting matters, board governance, executive compensation and shareholder voting items, while registration-related exhibits document securities offerings and related terms.
The pricing supplement describes Contingent Income Auto-Callable Securities issued by GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., linked to the worst-performing of the S&P 500®, Russell 2000® and Nasdaq-100®. Each security has a $1,000 stated principal amount, an expected original issue date of May 13, 2026 and an expected stated maturity date of May 11, 2028. Coupons are contingent quarterly (illustratively at least $25 if all indexes are >=70% of initial value); downside threshold = 70.00% of each index initial value. Securities may be automatically called on observation dates if each index >= initial index value. Estimated value range at pricing: $925–$985. Purchasers bear index downside risk, issuer/guarantor credit risk, limited upside (no participation in index appreciation) and tax uncertainty.
GS Finance Corp. offers EURO STOXX 50® Index‑Linked Notes due 2031, guaranteed by The Goldman Sachs Group, Inc. The notes pay no interest and the payment at maturity per $1,000 face amount depends on the EURO STOXX 50® performance: if the final level exceeds the initial level the holder receives $1,000 plus the upside participation (at least 115%) times the underlier return; if the final level is equal to or less than the initial level, the holder receives the face amount of $1,000. The trade date is May 26, 2026, original issue date May 29, 2026, determination date May 26, 2031, and stated maturity May 29, 2031. The notes are debt of GS Finance Corp., fully guaranteed by The Goldman Sachs Group, Inc., subject to issuer and guarantor credit risk and special U.S. tax rules for contingent payment debt instruments.
GS Finance Corp. priced principal-protected structured notes linked to the Nasdaq-100 Index. The notes have a face amount of $1,000 per note (aggregate $127,000), an automatic call feature that pays $1,118 per $1,000 on the call payment date if the underlier on the call observation date is at or above the initial level, and no periodic interest.
If not called, the cash settlement at maturity on April 25, 2028 depends on the final underlier level: upside participation is 150%; a 15% buffer applies at a buffer level of 85%; downside outcomes can result in substantial principal loss (examples show losses up to 64%). Pricing shows an original issue price of 100% with a 0.75% underwriting discount.
GS Finance Corp. is offering callable ETF-linked notes due (expected) May 5, 2031, guaranteed by The Goldman Sachs Group, Inc. Payments at maturity depend on the performance of the lesser performing of Invesco QQQ, Series 1 (QQQ) and VanEck Semiconductor ETF (SMH). The notes feature a 200% upside participation rate, a 75% buffer level and potential monthly redemption dates beginning May 2027. Estimated value at pricing is between $885 and $925 per $1,000 face amount, and investors remain exposed to issuer and guarantor credit risk and to significant downside if the lesser performing underlier falls below the buffer.
GS Finance Corp. prices contingent income auto-callable securities linked to Amazon.com, Inc. (AMZN) stock. Each security has a $1,000 principal amount, an expected pricing date on May 8, 2026, an expected original issue date of May 13, 2026, and a stated maturity date of May 11, 2029.
Holders may receive a contingent quarterly coupon (set at least $26.625 per $1,000 if the underlying closing price is ≥ the downside threshold) but will not participate in upside beyond the capped $1,000 payment. The downside threshold equals 65.00% of the initial share price; if the final share price is below that threshold, payment at maturity equals $1,000 × (final share price / initial share price), potentially resulting in a substantial loss or total loss of principal. Estimated value at pricing is stated as $910 to $970 per security and the underwriting discount is 2.25%.
The Goldman Sachs Group, Inc. is offering $10,000,000 of Callable Fixed Rate Notes due April 16, 2041 that pay interest at 5.55% per annum from the original issue date of April 30, 2026. Interest is payable annually on April 30, beginning April 30, 2027. The issuer may redeem the notes in whole, but not in part, on each scheduled quarterly redemption date on or after October 30, 2028 at a price equal to 100% of principal plus accrued interest, with at least five business days’ notice. The initial public price is 100% of principal; underwriting discount is 2.532% (totaling $253,200) and proceeds before expenses are $9,746,800. Settlement is planned for April 30, 2026.
GS Finance Corp. (guaranteed by The Goldman Sachs Group, Inc.) is offering structured notes linked to four index stocks. The notes have an expected trade date of May 13, 2026, an original issue date expected to be May 18, 2026, and a stated maturity date expected to be May 20, 2033.
Each note has a $1,000 face amount and pays monthly coupons only if, on a coupon observation date, the closing price of every index stock is at least 80% of its initial index stock price; notes are automatically called if each index stock is at least 90% of its initial price on a call observation date. The estimated value at pricing is between $885 and $935 per $1,000 face amount.
GS Finance Corp. is offering $15,230,000 aggregate face amount of Trigger Autocallable GEARS linked to the EURO STOXX 50® Index, due April 30, 2031, guaranteed by The Goldman Sachs Group, Inc. The notes feature an automatic call on the call observation date with an autocall barrier at 100.00% of the initial index level and a call return of 18.00%. If not called, upside exposure at maturity is multiplied by an upside gearing of 1.654, while principal is protected only if the final index level is at or above the downside threshold of 75.00% of the initial index level. The trade date is April 28, 2026, original issue date April 30, 2026, call observation date May 5, 2027, and call payment date May 10, 2027. The estimated model value on the trade date was approximately $9.61 per $10 face amount; original issue price is 100.00% with an underwriting discount of 2.50%. These securities are unsecured, carry issuer and guarantor credit risk, may be automatically redeemed in full (not in part), will pay no coupons, and can result in a substantial or total loss of principal.
GS Finance Corp. is offering Buffered Digital EURO STOXX 50 Index-Linked Notes due 2027, guaranteed by The Goldman Sachs Group, Inc. The notes pay no interest and return at maturity is tied to the EURO STOXX 50® closing level from the trade date to the determination date.
If the final underlier level is ≥ the buffer level (90% of the initial level) the holder receives the maximum settlement amount of $1,103.90 per $1,000 face amount. If the final level is below the buffer level, losses apply: investors lose approximately 1.1111% of face amount for each 1% the underlier declines below the buffer (buffer rate ≈ 111.11%). Trade date is April 30, 2026, original issue date May 5, 2026, determination date May 13, 2027, and stated maturity date May 18, 2027.
These notes are subordinated to the issuer’s credit risk and are subject to limited upside (cap at the maximum settlement), possible total loss of principal if the underlier falls sufficiently, market illiquidity, tax uncertainty, and no shareholder rights in the underlier stocks.
GS Finance Corp. is offering leveraged, buffered, S&P 500® Futures Excess Return Index‑linked notes due June 3, 2031, guaranteed by The Goldman Sachs Group, Inc. Each $1,000 face‑amount note returns either principal or a cash payment tied to the underlier on the determination date, subject to a 70% buffer level, a 30% buffer amount and an upside participation rate of at least 168%. The notes do not pay interest, are cash‑settled, and expose holders to issuer/guarantor credit risk, market‑value variability before maturity, negative roll yield on futures, and uncertain U.S. federal income tax treatment.