Welcome to our dedicated page for GOLDMAN SACHS GROUP SEC filings (Ticker: GS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Goldman Sachs Group, Inc. files regulatory documents that cover operating results, material events, capital structure and corporate governance. Its 8-K filings document earnings releases, Regulation FD disclosures, debt and subordinated debt issuances under shelf registration statements, and changes involving directors or executive officers.
The filing record also identifies Goldman Sachs’ NYSE-listed common stock, preferred depositary shares, capital securities and medium-term notes issued by GS Finance Corp. Proxy materials disclose annual meeting matters, board governance, executive compensation and shareholder voting items, while registration-related exhibits document securities offerings and related terms.
GS Finance Corp. priced principal-protected contingent buffer notes linked to the Nasdaq-100 and S&P 500. The offering has an aggregate face amount of $713,000, an original issue price of 100% of face and an underwriting discount of 3%. The notes pay no interest, may be automatically called on the call observation date with a capped cash payment of $1,124.50 per $1,000 face if both underliers are at or above their initial levels, and otherwise settle at maturity based solely on the lesser performing underlier with a 15% downside buffer and 100% upside participation. The notes mature on June 13, 2029, are cash-settled, and are guaranteed by The Goldman Sachs Group, Inc.
GS Finance Corp. (guaranteed by The Goldman Sachs Group, Inc.) is offering principal-protected contingent coupon notes linked to Oracle, Netflix and Expedia that mature on June 11, 2027 unless automatically called. The notes pay a quarterly coupon of $41.5 per $1,000 face amount if each index stock's closing price on a coupon observation date is at least 50% of its initial price, and they are automatically called if each index stock on a call observation date is at or above its initial price. At maturity, if a trigger event occurs (each final index stock price below its initial price), payment is based on the lesser performing index stock return and can be substantially below the face amount; if no trigger event occurs, investors receive the face amount and possibly the final coupon. The prospectus discloses an estimated value of approximately $961 per $1,000 face amount on the trade date and an underwriting discount of 1%.
GS Finance Corp. offers $ Buffered Digital S&P 500® Index-Linked Notes due 2027, guaranteed by The Goldman Sachs Group, Inc. The notes pay no interest and return a cash payment at maturity tied to the S&P 500 performance from the trade date to the determination date. If the final underlier level is at or above a buffer level of 85% of the initial level, holders receive a capped maximum settlement amount of at least $1,080 per $1,000 face amount. If the final level is below 85%, losses occur: the notes lose approximately 1.1765% of face for each 1% drop below the buffer level, and investors could lose their entire investment. Trade date is June 30, 2026, original issue date July 3, 2026, determination date July 13, 2027, and stated maturity July 16, 2027.
GS Finance Corp. is offering non-interest medium-term notes guaranteed by The Goldman Sachs Group, Inc. linked to an equally weighted basket of nine common stocks. The notes have an expected trade date of June 30, 2026, an original issue date expected to be July 6, 2026, an automatic call observation date expected to be July 13, 2027, and a stated maturity expected to be July 6, 2028.
The notes pay no coupons; returns depend on the basket return versus an initial basket level of 100. If automatically called on the call observation date, each $1,000 face amount will pay at least $1,202. If not called, at maturity holders receive: (a) $1,000 plus 125% participation on positive basket return; (b) $1,000 if the final basket level is between 80% and 100% of the initial level; or (c) a loss that applies below the buffer level of 80% (buffer amount 20%, buffer rate 125%).
The estimated model value on the trade date is between $900 and $930 per $1,000 face amount. Payments are subject to the issuer’s and guarantor’s credit risk and to the calculation agent’s determinations.
GS Finance Corp. is offering leveraged S&P 500® Futures Excess Return Index‑linked notes due 2031 that are fully guaranteed by The Goldman Sachs Group, Inc. Each note has a $1,000 face amount calculation and pays at maturity based on the performance of the S&P 500 Futures Excess Return Index.
The notes feature an upside participation rate of 224.5%, a trigger buffer level of 70% (a 30% buffer), no interest payments, and key dates: trade date June 12, 2026, original issue date June 17, 2026, determination date June 12, 2031, and stated maturity date June 17, 2031. Investors may lose up to their entire investment if the final underlier level declines below the trigger buffer.
The pricing supplement describes Contingent Income Auto-Callable Securities issued by GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., linked to the common stock of MongoDB, Inc.. The securities mature on June 22, 2029, may be automatically called earlier on specified call observation dates, and pay a contingent quarterly coupon (the coupon formula includes at least $60 multiplied by coupon observation counts) only when the underlying closing price is at or above a downside threshold equal to 50.00% of the initial share price. If the final share price is below the downside threshold, holders bear full downside on a 1:1 basis and may lose a significant portion or all principal. The pricing date is expected on or about June 18, 2026 and original issue date on June 24, 2026. The document discloses an estimated value range of $905 to $965 per security and an underwriting discount of 2.25%.
GS Finance Corp. is offering structured medium-term notes (guaranteed by The Goldman Sachs Group, Inc.) linked to the common stocks of AMD, NVIDIA and Tesla. The notes pay a monthly coupon that will be either $7.625 (maximum) or $0.209 (minimum) per $1,000 face amount depending on each observation date’s closing prices versus predetermined trigger levels, include an automatic call feature if each index stock equals or exceeds 90% of its initial price on a call observation date, and mature on the stated maturity date (expected June 30, 2031), subject to anti-dilution adjustments and market-disruption rules. The estimated value at pricing is expected to be between $885 and $935 per $1,000 face amount.
GS Finance Corp. offers a principal-linked, non-interest bearing structured note tied to an equally weighted 4-stock basket. The notes reference CrowdStrike, Microsoft, Palo Alto Networks and Snowflake with an initial basket level of 100, an expected trade date of June 30, 2026, an expected original issue date of July 6, 2026, an expected call observation date of July 13, 2027 and an expected stated maturity date of July 6, 2028. If automatically called, each $1,000 face amount will pay at least $1,283 on the call payment date; if not called, payment at maturity depends on the final basket level and includes a 125% upside participation rate, an 85% buffer level and a buffer-rate of approximately 117.65%. The estimated model value at pricing is between $900 and $930 per $1,000 face amount. These notes are unsecured obligations and subject to issuer and guarantor credit risk.
GS Finance Corp. offers principal-protected contingent coupon notes linked to the common stocks of Tesla, Inc., Alphabet Inc. (Class A) and NVIDIA Corporation. Each note has a $1,000 face amount, an expected trade date of June 12, 2026, an original issue date expected to be June 17, 2026, and an expected stated maturity date of June 17, 2027. Coupons (at least $32.5 per $1,000) are payable quarterly only if the closing price of each index stock on the related coupon observation date is at least 50% of its initial index stock price. The notes are automatically called if, on any call observation date, each index stock closes at or above its initial price; if not called, repayment at maturity depends on whether a trigger event occurs (trigger = all final index stock prices below initial prices). If a trigger event occurs, the cash settlement is linked to the lesser performing index stock return and could be significantly less than the face amount. The notes are unsecured obligations of GS Finance Corp. and guaranteed by The Goldman Sachs Group, Inc.; investors bear issuer and guarantor credit risk. The estimated value on the trade date is between $925 and $965 per $1,000 face amount.
The issuer is offering principal-protected structured notes linked to the Goldman Sachs Momentum Builder® Focus ER Index. For each $1,000 face amount, the notes may pay a maximum settlement amount of $1,675 at maturity if the final index level is ≥ 102% of the initial index level; otherwise holders receive $1,000. The notes are expected trade date June 18, 2026 with a stated maturity expected on June 24, 2031. Notes are callable annually beginning in June 2027 if the index closing level on a call observation date is ≥ 102% of the initial index level, paying the face amount plus an applicable call return (first call return 13.5%). The index applies a 5% volatility control, may allocate heavily to cash positions, and is net of a 0.65% per annum deduction; estimated initial model value is $850–$880 per $1,000 face amount. Payments are unsecured obligations of GS Finance Corp. and guaranteed by The Goldman Sachs Group, Inc.