Welcome to our dedicated page for Goldman Sachs Group SEC filings (Ticker: GS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Goldman Sachs Group, Inc. files regulatory documents that cover operating results, material events, capital structure and corporate governance. Its 8-K filings document earnings releases, Regulation FD disclosures, debt and subordinated debt issuances under shelf registration statements, and changes involving directors or executive officers.
The filing record also identifies Goldman Sachs’ NYSE-listed common stock, preferred depositary shares, capital securities and medium-term notes issued by GS Finance Corp. Proxy materials disclose annual meeting matters, board governance, executive compensation and shareholder voting items, while registration-related exhibits document securities offerings and related terms.
GS Finance Corp. is offering autocallable, VanEck Semiconductor ETF (SMH)-linked notes due 2028, guaranteed by The Goldman Sachs Group, Inc. The notes have an initial underlier level of $522.69 (closing May 5, 2026), 100% upside participation and a 20% buffer (buffer level = 80%, buffer rate = 125%). If the underlier on the call observation date is >= the initial level, the notes will be automatically called and pay $1,260.20 per $1,000 face on the call payment date. If not called, final payment at maturity depends on the final underlier level: full principal at or above the buffer, reduced cash settlement below the buffer (examples show as low as 0% of face). The notes pay no interest and are subject to the credit risk of the issuer and guarantor.
GS Finance Corp. is offering trigger autocallable contingent yield notes due May 9, 2029, linked to the common stock of JPMorgan Chase & Co.. The notes pay a $0.225 contingent quarterly coupon (up to 9.00% per annum) only if the underlying stock closes at or above a coupon barrier set on the trade date. The notes are subject to an automatic call beginning November 2026 if the stock closes at or above the initial price; on a call you receive $10 plus the contingent coupon then due. At maturity, if not called, full principal is paid only if the final price is at or above the downside threshold (expected between 71.30% and 68.30% of the initial price); otherwise principal is reduced pro rata by the stock return. Payments depend on the creditworthiness of GS Finance Corp. and The Goldman Sachs Group, Inc.
GS Finance Corp. is offering leveraged equity-linked notes tied to the common stock of Micron Technology, Inc. Each $1,000 face-amount note pays at maturity based on the underlier return measured from an initial level of $640.20 (set May 5, 2026) through the determination date. The notes feature a 200% upside participation rate, a maximum settlement amount of $1,542.50, and a trigger buffer level at 40% of the initial underlier level. Trade date is May 8, 2026, original issue date May 13, 2026, determination date June 8, 2027, and stated maturity June 11, 2027. The notes do not bear interest and are fully and unconditionally guaranteed by The Goldman Sachs Group, Inc.
GS Finance Corp. is offering autocallable, contingent coupon index-linked notes due 2031, guaranteed by The Goldman Sachs Group, Inc. The notes reference the Dow Jones Industrial Average, Nasdaq-100 and Russell 2000, pay a contingent monthly coupon and are subject to automatic early call if all underliers meet their initial levels on a call observation date. Coupons of $7.084 per $1,000 (0.7084% monthly, ~8.5% annualized) are payable only when each underlier meets a coupon trigger level equal to 70% of its initial level on the applicable observation date. At maturity, if not called, principal repayment is tied to the performance of the lesser performing underlier and can result in a total loss of principal; the trigger buffer level is also 70%. Trade date is May 15, 2026, original issue date May 20, 2026, determination date May 15, 2031, and stated maturity May 22, 2031. GS&Co. is the calculation agent and the notes are issued under the Medium-Term Notes, Series F program.
GS Finance Corp. is offering $1,000-denominated autocallable notes due May 13, 2033, guaranteed by The Goldman Sachs Group, Inc., linked to the Goldman Sachs Momentum Builder Focus ER Index (GSMBFC5). The notes have a 100% upside participation rate, an annual automatic call feature with increasing call levels and call premiums (first call observation May 12, 2027 with a 100.60% call level and an 11.35% call premium), and a trade date of May 12, 2026 with original issue date May 15, 2026. GS&Co. estimates the notes’ value on the trade date at $850 to $880 per $1,000 face amount, below the original issue price. Payments at maturity (if not called) pay at least the face amount and otherwise pay an upside equal to $1,000 × (1 + upside participation rate × index return). The index applies daily rebalancing, a 5% realized volatility control, a momentum risk control and an aggregate deduction of 0.65% per annum, and may allocate substantially to cash-equivalent positions. Credit risk of the issuer and guarantor applies.
GS Finance Corp. is offering leveraged buffered S&P 500® index-linked notes due June 1, 2029, guaranteed by The Goldman Sachs Group, Inc. The notes reference the S&P 500® Index with an upside participation rate of 115%, a buffer level of 85% (buffer amount 15%) and a maximum settlement amount of $1,387.50 per $1,000 face amount. The trade date is May 29, 2026 and the original issue date is June 3, 2026. Payment at maturity depends on the underlier return measured from the trade date to the determination date, with principal protected only to the buffer level and capped upside.
GS Finance Corp. offers Digital S&P 500® Index-Linked Notes due May 11, 2028, guaranteed by The Goldman Sachs Group, Inc. For each $1,000 face amount, holders receive either a capped gain of up to $1,225, the $1,000 face amount, or a reduced cash payment based on the underlier return measured from the trade date to the determination date. The notes do not pay interest and are subject to the issuer and guarantor credit risk, limited liquidity, model-based pricing differences at issuance, and potential complete loss of principal if the final underlier level falls below the 75% trigger buffer level.
GS Finance Corp. is offering $5,479,050 aggregate face amount of autocallable notes linked to the S&P 500® Index, guaranteed by The Goldman Sachs Group, Inc. Trade date is May 4, 2026, original issue date May 6, 2026, determination date May 4, 2029, and stated maturity date May 9, 2029 (subject to postponement).
The notes pay no coupons and are automatically redeemed on any call observation date if the index closing level is at least the autocall barrier (100.00% of the initial index level). The disclosed per annum call return is 10.30%, producing hypothetical call payments of $11.03, $12.06 and $13.09 per $10 face amount on the three potential call payment dates. If not called, the cash settlement at maturity equals $10 plus $10 times the index return, so investors can lose part or all of principal. The estimated value at issuance is approximately $9.69 per $10 face amount; original issue price is 100.00% with an underwriting discount of 2.00%. Minimum purchase is $1,000.
GS Finance Corp. is offering equity-linked, autocallable medium-term notes tied to the Class A common stock of CrowdStrike Holdings, Inc. The notes have a $1,000 face amount per note, an expected trade date of May 26, 2026, an expected original issue date of May 29, 2026, and an expected stated maturity date of July 1, 2027, unless automatically called on scheduled observation dates beginning in November 2026.
The notes pay a monthly coupon of $12.667 per $1,000 (1.2667% monthly, ~15.2% per annum) only if the index stock closing price on a coupon observation date is greater than or equal to 56% of the initial index stock price. The notes are automatically called if the index stock closing price on a call observation date is greater than or equal to the initial index stock price; if not called, the maturity payout depends on the index stock return with a downside threshold of -44% (the trigger buffer price is 56% of the initial index stock price). The estimated value at pricing is expected to be between $925 and $965 per $1,000 face amount.
GS Finance Corp. priced a contingent income, buffered auto-callable note linked to the common stock of Freeport-McMoRan Inc. The securities (stated principal $1,000) are expected to price on May 6, 2026, issue on May 11, 2026 and mature on May 11, 2027.
The notes pay a contingent monthly coupon (set at least $21.217 times observation counts) only when the underlying closes at or above an 80.00% buffer of the initial share price ($57.68). Automatic call occurs if the underlying equals or exceeds the initial share price on a call observation date. If not called, downside exposure applies: investors lose 1.25% of principal for each 1.00% decline beyond the 20.00% buffer; investors do not participate in upside beyond returning principal.