GOLDMAN SACHS GROUP INC SEC Filings

GS Finance Corp. priced Callable S&P 500® Index-Linked Notes due 2031 with an aggregate face amount of $14,154,000. The notes have a $1,000 denomination, trade date June 4, 2026, original issue date June 9, 2026 and stated maturity June 9, 2031. At maturity the cash payment per $1,000 face amount equals $1,000 plus 100% of the S&P 500® Index return if the final index level is greater than the initial level of 7,584.31; otherwise the holder receives $1,000.

The issuer may redeem the notes in whole on specified quarterly call payment dates beginning June 9, 2027 through March 7, 2031 for 100% of face plus a specified call premium (table provided). The estimated value at trade date was approximately $971 per $1,000 face amount; original issue price is 100%, underwriting discount 2.5%, net proceeds to issuer 97.5%.

GS Finance Corp. (guaranteed by The Goldman Sachs Group, Inc.) is offering contingent monthly-coupon, principal-at-risk notes linked to three underliers. The aggregate face amount is $3,523,000, issued at 100% of face with a 1% underwriting discount. Coupons are contingent monthly payments of $13.584 per $1,000 (1.3584% monthly, up to ~16.30% per annum) payable only if each underlier is ≥ its coupon trigger level (60% of initial). At maturity, if not redeemed, cash settlement per $1,000 depends on the lesser performing underlier: if that underlier is ≥ its 50% trigger buffer level, principal may be preserved; if below, repayment equals $1,000 × the lesser performing underlier return, potentially resulting in a total loss of principal. The issuer may redeem on specified quarterly coupon payment dates beginning December 2026. Trade date is June 4, 2026, stated maturity is June 9, 2031. Credit risk, limited liquidity, tax uncertainty (Section 1260/FATCA) and model/pricing conflicts are disclosed.

GS Finance Corp. is offering callable, principal‑at‑risk notes linked to the S&P 500® Index, the State Street® Technology Select Sector SPDR® ETF (XLK) and the State Street® Real Estate Select Sector SPDR® ETF (XLRE). The notes have a stated maturity of June 11, 2029, are callable by the issuer on monthly coupon dates beginning in June 2027, and pay a conditional monthly coupon of $7 per $1,000 face amount (0.7% monthly, up to 8.4% per annum) only when each underlier’s closing level on an observation date is at least 50% of its initial level. The cash payment at maturity is determined by the lesser performing underlier: if each final underlier level is at least 60% of its initial level, holders receive $1,000 plus any final coupon; if the lesser performing underlier is below 60% but at least 50%, maturity payment scales with the lesser return (between 50% and 59.999% of face); if the lesser performing underlier is below 50%, holders receive an amount equal to $1,000 multiplied by that lesser performing underlier return and will not receive the final coupon. The aggregate original face amount on issuance was $622,000. The estimated model value at pricing was approximately $960 per $1,000 face amount, with an original issue price of 100% and an underwriting discount of 1%.

The issuer, GS Finance Corp., is offering structured, principal‑at‑risk, S&P 500®‑linked notes with a 10% downside buffer and an upside participation rate of 200%. Each note has a $1,000 face amount, a maximum settlement amount of $1,242.50, and a stated maturity of June 8, 2028. If the final S&P 500 level on the determination date is at or above 90% of the initial level, holders receive at least the face amount; if it is below the buffer, losses are linear below the buffer and can be substantial. The notes pay no interest, are cash‑settled, are guaranteed by The Goldman Sachs Group, Inc., and are subject to the issuer and guarantor credit risk.

GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering structured callable notes linked to the common stocks of AMD, Alphabet (Class A), Palantir (Class A) and Tesla. The notes pay a monthly coupon that is either $10.084 (maximum) or $0.209 (minimum) per $1,000 face amount depending on monthly observation prices, may be automatically called beginning in June 2027, and are expected to mature on June 30, 2031. The trade date is expected to be June 25, 2026, and the estimated value on the trade date is between $885 and $935 per $1,000 face amount. Payments are subject to the issuer's and guarantor's credit risk and to adjustments for market disruptions and corporate events.

The issuer GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering medium-term structured notes linked to the VanEck Semiconductor ETF (SMH). Each $1,000 face amount pays no interest and is subject to an automatic call on the call observation date if the underlier closes at or above the initial level, in which case each $1,000 would pay $1,320.60 on the call payment date.

If not called, the cash settlement at maturity depends on the final underlier level versus the initial level and an 80% buffer: upside participation is 100%; the buffer rate is 125%. Trade date is June 4, 2026, original issue date June 9, 2026, determination date June 5, 2028, and stated maturity June 8, 2028. The notes may result in a significant loss, including a total loss of principal if the final underlier level is below the buffer level.

GS Finance Corp. is offering Trigger Autocallable GEARS linked to an equally weighted basket of 20 stocks, with payments guaranteed by The Goldman Sachs Group, Inc. The securities have an expected trade date of June 8, 2026, an expected call observation date of June 15, 2027 and an expected stated maturity date of June 13, 2029. If the basket closing level on the call observation date is greater than or equal to the autocall barrier (100.00% of the initial level), the notes will be automatically called and pay for each $10 face amount the $10 principal plus $10 times the call return (expected between 10.50% and 10.60%). If not called, at maturity holders receive $10 plus upside gearing (1.25) times the basket return if the final basket level exceeds 100, $10 if the final level is between 75.00% and 100.00%, or a pro rata loss if the final level is below 75.00% (downside exposure). The estimated value at pricing is between $9.35 and $9.65 per $10 face amount; original issue price is 100.00% of face amount. Payments are unsecured and subject to issuer and guarantor credit risk.

GS Finance Corp. is offering S&P 500® index-linked notes due 2029, fully guaranteed by The Goldman Sachs Group, Inc. Each note has a face amount of $1,000, pays no interest, and will settle in cash at maturity based on the S&P 500 performance measured from the trade date to the determination date. If the final underlier level exceeds the initial level, the holder receives $1,000 + ($1,000 × underlier return) subject to a maximum settlement amount of $1,245. If the final underlier level is equal to or below the initial level, the holder receives the $1,000 face amount. Key dates shown are trade date: June 12, 2026, original issue date: June 17, 2026, determination date: June 12, 2029, and stated maturity date: June 15, 2029. The pricing supplement discloses that the original issue price will exceed GS&Co.’s estimated value and that purchasers bear issuer/guarantor credit risk, limited upside because of the cap, limited liquidity, and specific U.S. federal tax treatment as a contingent payment debt instrument.

GS Finance Corp. priced principal-at-risk, non-interest bearing notes linked to the Nasdaq-100 Index. Each $1,000 note participates at 150% on upside, includes a 10% buffer (buffer level = 90%), and can be automatically called on the call observation date for a capped cash payment of $1,117.50 per $1,000. The notes mature in June 2029 with an initial underlier level of 30,407.81. Investors are exposed to issuer/guarantor credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc., and may lose their entire investment if the final underlier level falls below the buffer level.