Welcome to our dedicated page for Goldman Sachs Group SEC filings (Ticker: GS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Goldman Sachs Group, Inc. files regulatory documents that cover operating results, material events, capital structure and corporate governance. Its 8-K filings document earnings releases, Regulation FD disclosures, debt and subordinated debt issuances under shelf registration statements, and changes involving directors or executive officers.
The filing record also identifies Goldman Sachs’ NYSE-listed common stock, preferred depositary shares, capital securities and medium-term notes issued by GS Finance Corp. Proxy materials disclose annual meeting matters, board governance, executive compensation and shareholder voting items, while registration-related exhibits document securities offerings and related terms.
GS Finance Corp. is offering structured, callable notes linked to the common stock of Amazon.com, Inc., with The Goldman Sachs Group, Inc. as guarantor. Each $1,000 note pays a fixed monthly coupon of $10.917 (1.0917% monthly, ~13.1% per annum) and may be automatically called on specified monthly observation dates. The notes measure performance from the trade date (expected May 12, 2026) to the determination date (expected June 10, 2027), with a stated maturity (expected June 15, 2027). At maturity, if the final index stock price is below 75% of the initial index stock price, holders receive a cash amount reduced in proportion to the index stock return (potentially resulting in losses up to the full principal). The estimated value on the trade date is stated as between $925 and $955 per $1,000 face amount.
GS Finance Corp. is offering autocallable, basket-linked notes guaranteed by The Goldman Sachs Group, Inc. The notes reference a weighted basket (S&P 500 40%, Russell 2000 30%, MSCI EAFE 20%, MSCI Emerging Markets 10%) with an initial basket level of 100. The notes are expected to be traded on May 8, 2026, have a call observation date expected May 10, 2027 (automatic call pays $1,110 per $1,000 face if called) and a stated maturity expected May 13, 2031. At maturity holders receive $1,000 plus 165% of any positive basket return, full principal if final basket level ≥ 65% of initial, or a loss proportional to the negative basket return if the final basket level is below 65% (trigger buffer). The estimated value on the trade date is between $885 and $925 per $1,000 face; the original issue price is 100% of face amount. The notes do not bear interest and are subject to issuer and guarantor credit risk and various structural and market risks, including market disruption rules and uncertain U.S. tax treatment.
GS Finance Corp. is offering autocallable, contingent-coupon, index-linked notes due May 13, 2031, guaranteed by The Goldman Sachs Group, Inc. Each note has a $1,000 face amount and pays a quarterly contingent coupon of $26.25 (2.625%) if both underliers meet a 70% coupon trigger on observation dates. The notes reference the Russell 2000® and the S&P 500®, are subject to automatic early call if both indices are at or above their initial levels on a call observation date, and at maturity the cash settlement depends solely on the lesser performing underlier. Investors may lose up to their entire investment; the product is subject to issuer and guarantor credit risk and limited secondary-market liquidity.
GS Finance Corp. offers callable structured notes linked to the common stock of Apple Inc. The notes pay a fixed monthly coupon of $8.417 per $1,000 (0.8417% monthly, up to ~10.1% per annum), are expected to trade on a trade date of May 12, 2026 with an original issue date expected to be May 15, 2026, and have a stated maturity expected to be June 15, 2027. Notes will be automatically called if the closing price of Apple equals or exceeds the initial index stock price on any monthly call observation date. At maturity, if not called, principal repayment depends on the index stock return relative to a trigger buffer price of 75% of the initial price, exposing holders to potential losses below that threshold. The estimated value at pricing is expected to be between $925 and $955 per $1,000 face amount.
GS Finance Corp. offers non‑interest bearing structured notes linked to an equally weighted basket of six stocks, with The Goldman Sachs Group, Inc. as guarantor. The notes have an initial basket level of 100, an upside participation rate of 125%, a buffer level of 85%, and an automatic call feature that would pay at least $1,200 per $1,000 if the basket closing level on the call observation date is ≥ the initial basket level. The trade date and related reference prices are expected to be May 8, 2026, with an original issue date expected to be May 13, 2026 and stated maturity expected to be May 11, 2028. The estimated value on the trade date is noted as $900–$930 per $1,000 (model estimate) and purchasers remain subject to the credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc.
GS Finance Corp. priced a structured, autocallable note linked to the Russell 2000®, the Nasdaq-100 Technology Sector Index and the VanEck Semiconductor ETF. Trade date and initial underlier levels expected to be set on May 8, 2026; original issue date expected May 13, 2026.
The notes pay a monthly coupon of $16.084 per $1,000 (1.6084% monthly, ~19.3% annually) only if each underlier meets a coupon trigger level of 75% of its initial level on a coupon observation date. Automatic call can occur on observation dates from November 2026 through April 2032 if each underlier is at or above its initial level. At maturity (expected May 13, 2032), principal repayment depends on the lesser performing underlier: full face amount if all final underlier levels are >=75% (coupon possibly paid), no coupon and $1,000 returned if any final underlier is between 60% and <75%, and a pro rata loss below 60% (trigger buffer) based on the worst underlier if any underlier is <60%. The estimated initial model value is between $885 and $925 per $1,000 face amount.
GS Finance Corp. is offering structured notes linked to the Russell 2000® Index, the EURO STOXX 50® Index and the State Street® Utilities Select Sector SPDR® ETF. The notes have a $1,000 face amount and may be automatically called beginning on May 26, 2027 if each underlier is at or above its initial level on a call observation date. If not called, the cash payment at the expected maturity on June 3, 2031 is based on the lesser performing underlier with a trigger buffer level of 70% of initial levels and a guaranteed minimum maturity premium amount of 80%. Estimated value at pricing is between $885 and $935 per $1,000 face amount. Payments are subject to the issuer and guarantor credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc., and the notes do not bear interest.
GS Finance Corp. is offering $ callable Contingent Coupon Equity-Linked Notes due May 18, 2029, guaranteed by The Goldman Sachs Group, Inc. The notes reference the Class A common stock of Zoom Communications, Inc. (Bloomberg: ZM UW) and pay a contingent monthly coupon of $14.167 per $1,000 (1.4167% monthly, ~17.00% per annum) when the underlier closes at or above a 60% coupon trigger level.
The issuer may redeem the notes on quarterly coupon dates commencing May 2027. At maturity the cash settlement per $1,000 is either $1,000 (if the final underlier level is >= the 60% trigger buffer) or $1,000 + ($1,000 × underlier return); upside is capped at 100% of face and investors could lose up to 100% of their investment. The trade date is May 15, 2026 and original issue date is May 20, 2026.
GS Finance Corp. is offering autocallable contingent coupon index-linked notes due May 17, 2028, fully guaranteed by The Goldman Sachs Group, Inc. The notes reference the Russell 2000 and the S&P 500 and pay a contingent monthly coupon of $7.292 per $1,000 (0.7292% monthly, up to ~8.75% annually) only if each underlier on the coupon observation date is at or above 70% of its initial level. The notes will be automatically called if, on any call observation date, each underlier is at or above its initial level; if called, holders receive par ($1,000) plus any coupon then due. If not called, the final cash settlement at maturity for each $1,000 face amount is either $1,000 (if the lesser performing underlier is >=70% of its initial level) or $1,000 × (1 + lesser performing underlier return), exposing investors to loss of principal (up to the entire investment). Trade date is May 12, 2026 and original issue date is May 15, 2026. This pricing supplement highlights significant structure, market‑value, credit and tax risks, and cautions that the original issue price exceeds the estimated model value.
GS Finance Corp. is offering $1,000 face‑amount autocallable contingent coupon index‑linked notes due 2028, guaranteed by The Goldman Sachs Group, Inc. The notes reference the Nasdaq‑100, Russell 2000 and S&P 500, pay a contingent monthly coupon of $9.25 per $1,000 when each underlier is at least 75% of its initial level, and are automatically called if all underliers are at or above their initial levels on a call observation date. If not called, the maturity cash payment is tied to the lesser performing underlier and can result in a substantial loss, including a hypothetical ~74.667% loss if that underlier finishes at 19% of its initial level.