Welcome to our dedicated page for GOLDMAN SACHS GROUP SEC filings (Ticker: GS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Goldman Sachs Group, Inc. files regulatory documents that cover operating results, material events, capital structure and corporate governance. Its 8-K filings document earnings releases, Regulation FD disclosures, debt and subordinated debt issuances under shelf registration statements, and changes involving directors or executive officers.
The filing record also identifies Goldman Sachs’ NYSE-listed common stock, preferred depositary shares, capital securities and medium-term notes issued by GS Finance Corp. Proxy materials disclose annual meeting matters, board governance, executive compensation and shareholder voting items, while registration-related exhibits document securities offerings and related terms.
GS Finance Corp. priced an offering of autocallable, index-linked notes due expected June 23, 2031, guaranteed by The Goldman Sachs Group, Inc. The notes pay no interest, carry an automatic-call on the call observation date (expected June 24, 2027) for a fixed cash call payment of $1,111 per $1,000 face amount, and otherwise pay at maturity based on the performance of the lesser performing underlier (the S&P 500® and Nasdaq-100®) with a 200% upside participation rate and a 70% trigger buffer. The estimated model value at pricing is $885–$925 per $1,000 face amount, while the original issue price is set at 100% of face amount, reflecting fees and hedging costs.
The structure exposes holders to credit risk of the issuer and guarantor, potential total loss if the lesser performing underlier falls below 70% of its initial level, tax characterization uncertainty, and limited secondary-market liquidity.
GS Finance Corp. is offering $1,000 face amount autocallable contingent coupon index-linked notes due June 17, 2031, guaranteed by The Goldman Sachs Group, Inc. The notes pay a contingent monthly coupon of $8.417 per $1,000 (approximately 10.10% per annum) when each underlier is at or above a 70% coupon trigger level on observation dates and may be automatically called if all underliers are at or above their initial levels on call observation dates. At maturity the cash settlement for each $1,000 face amount is either $1,000 or $1,000 plus $1,000 times the lesser performing underlier return; losses can be up to the full principal. Trade date is June 12, 2026 and the notes reference the Dow Jones Industrial Average, Russell 2000 and S&P 500.
GS Finance Corp. is offering autocallable, contingent-coupon equity-linked notes due 2029, guaranteed by The Goldman Sachs Group, Inc. The notes link to Circle Internet Group, Inc. Class A common stock with an initial underlier level of $80.28. They pay a contingent monthly coupon of $24.667 per $1,000 when the underlier is >= 50% of the initial level and will be automatically called if the underlier closes at or above the initial level on a call observation date. At maturity the cash settlement is cash-based: if the final underlier level is below 50% the investor absorbs downside (cash settlement = $1,000 × underlier return), and if >= the trigger buffer level the principal is returned. Trade date is June 8, 2026, original issue date June 11, 2026, and stated maturity is June 8, 2029. The notes are subject to issuer and guarantor credit risk and may lack liquidity.
GS Finance Corp. (guaranteed by The Goldman Sachs Group, Inc.) is offering structured medium-term notes linked to three ETFs (VanEck Gold Miners ETF, SPDR® Gold Trust, iShares® Silver Trust). The notes mature December 10, 2026 unless redeemed and pay a monthly coupon of $10 per $1,000 (1% monthly) only if each ETF closes at or above 75% of its June 5, 2026 initial level on an observation date. At maturity the cash settlement depends on the lesser performing ETF; a buffer of 25% with a buffer rate of approximately 133.33% applies, which can limit upside and expose investors to downside below the buffer. The estimated value at pricing is between $925 and $955 per $1,000 face amount. The issuer may redeem notes on coupon payment dates from August through November 2026 at par plus any coupon then due. Payments remain subject to the issuer’s and guarantor’s credit risk.
GS Finance Corp. is offering autocallable contingent coupon equity-linked notes due June 8, 2029, guaranteed by The Goldman Sachs Group, Inc., linked to the Class A common stock of Coinbase Global, Inc. The notes pay a contingent monthly coupon of $26.459 per $1,000 (2.6459% monthly, ~31.75% per annum) only if the underlier's closing level on each coupon observation date is at or above a coupon trigger level equal to 50% of the initial underlier level ($152.40 as of June 5, 2026).
If the underlier equals or exceeds the initial level on any call observation date, the notes will be automatically called and redeemed at $1,000 plus the coupon then due. If not called, principal at maturity depends on the final underlier level versus a trigger buffer of 50% of the initial level; significant losses (up to a 100% loss) are possible if the final level is substantially below the trigger buffer. The notes are unsecured debt of GS Finance Corp., subject to issuer and guarantor credit risk, not bank deposits, and not FDIC-insured.
The supplemental index fact sheet describes the S&P 500® Futures 40% VT Adaptive Response 6% Decrement Index (USD) ER (Bloomberg: SPAR4V6 Index), an index that provides daily, rules-based, volatility-adjusted exposure to the S&P 500® Futures Excess Return Index. The index applies a 6.0% per annum daily decrement, permits up to 500% maximum exposure and limits the maximum daily change in leverage to 100%. The fact sheet discloses the index launch date (December 27, 2024), notes hypothetical performance was used pre-launch, and lists prominent risk factors including leverage, decrement effects, signal-model risks and credit risk of GS Finance Corp. as issuer.
The Goldman Sachs prospectus supplement describes unsecured notes issued by GS Finance Corp. and guaranteed by The Goldman Sachs Group, Inc. The notes reference the S&P 500® Futures 40% VT Adaptive Response 6% Decrement Index (USD) ER ("SPAR4V6") and incorporate a 6% per annum daily decrement, a 40% volatility target, a maximum exposure cap of 500% and a maximum daily change in leverage of 100%. The document emphasizes simulated and backtested performance (through May 29, 2026 with the index live from December 27, 2024), discloses many model and strategy risks including leverage, limited operating history, and potential principal loss, and states that specific terms for any offering will appear in a separate pricing supplement.
GS Finance Corp. offers callable, ETF-linked structured notes guaranteed by The Goldman Sachs Group, Inc. The notes (trade date expected June 12, 2026, original issue date expected June 17, 2026, stated maturity expected June 15, 2029) pay monthly conditional coupons of $16.667 per $1,000 face amount when each ETF closes at or above 70% of its initial level on an observation date. If not redeemed, the maturity payout depends on the lesser performing ETF versus trigger buffer levels (60% and 70% thresholds). The pricing supplement states an estimated value at pricing of $925–$955 per $1,000 face amount.
GS Finance Corp. is offering structured notes linked to the common stock of NVIDIA, Alphabet (Class C), AMD and Tesla. The notes mature on June 10, 2033 but are automatically callable on monthly call observation dates beginning June 2027 if each index stock closes at or above 78% of its initial index stock price.
Key economics: face amount aggregate $331,000, original issue price 100%, estimated value at pricing ~$942 per $1,000, underwriting discount 4.125%, coupon accrual equals 0.6375% monthly (up to 7.65% per annum) subject to monthly trigger tests. Initial index stock prices are stated for each stock; coupons pay only when every index stock meets its 78% trigger on observation dates.
GS Finance Corp. is offering Autocallable Contingent Coupon Index-Linked Notes due June 20, 2031, guaranteed by The Goldman Sachs Group, Inc. The notes pay a contingent monthly coupon of 0.8167% (~9.8% per annum) when each underlier is ≥ 70% of its initial level on observation dates and are automatically called if all three underliers are ≥ their initial levels on a call observation date. At maturity the cash payment (per $1,000 face amount) is either $1,000 or $1,000 plus the lesser performing underlier return; if the lesser performing underlier is below its 60% trigger buffer level, investors can lose up to their entire investment. Trade date is June 16, 2026 and original issue date is June 22, 2026. The notes are linked to the Dow Jones Industrial Average, Russell 2000 and S&P 500 and are subject to issuer and guarantor credit risk and limited liquidity.