Welcome to our dedicated page for GOLDMAN SACHS GROUP SEC filings (Ticker: GS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Goldman Sachs Group, Inc. files regulatory documents that cover operating results, material events, capital structure and corporate governance. Its 8-K filings document earnings releases, Regulation FD disclosures, debt and subordinated debt issuances under shelf registration statements, and changes involving directors or executive officers.
The filing record also identifies Goldman Sachs’ NYSE-listed common stock, preferred depositary shares, capital securities and medium-term notes issued by GS Finance Corp. Proxy materials disclose annual meeting matters, board governance, executive compensation and shareholder voting items, while registration-related exhibits document securities offerings and related terms.
GS Finance Corp. priced Capped Trigger GEARS linked to the SPDR® Gold Trust, guaranteed by The Goldman Sachs Group, Inc. Each security has a $10 face amount and offers enhanced upside via an upside gearing of 1.25 subject to a maximum settlement amount of $15.275 (a 52.75% maximum return). The initial ETF price is $411.27, the downside threshold is 75.00% of the initial ETF price, and the cap price is 142.20% of the initial ETF price. Key dates: strike date June 4, 2026, trade date June 5, 2026, original issue date June 10, 2026, determination date June 5, 2029, and stated maturity date June 8, 2029. Estimated value at term-setting is $9.30–$9.60 per $10 face amount; original issue price is 100% of face amount with a 2.50% underwriting discount.
The S&P 500® Futures 40% VT Adaptive Response Index (USD) ER is a rules-based index that adjusts daily exposure to the S&P 500® Futures Excess Return Index, targeting volatility‑adjusted exposure with calendar and price-pattern signals. The index caps exposure at a maximum 500% and limits daily leverage change to 100%. Historical and hypothetical performance is shown (launch date December 27, 2024; history available since January 4, 2000), with a 1-year annualized return of 50.98% and 1-year annualized volatility of 38.43%. The index noted an exposure to the futures excess return index of 369.00% on May 29, 2026. Prior-period data are hypothetical and were obtained from the index sponsor’s website.
GS Finance Corp. offers $10 face‑amount autocallable GEARS linked to an equally weighted basket of 16 stocks, with a 1.50 upside gearing, a 75.00% downside threshold and an autocall barrier set at 100% of the initial basket level. The trade date is June 8, 2026, original issue date June 10, 2026, the call observation date is expected June 15, 2027 (call payment June 18, 2027) and the determination and stated maturity dates are in June 2029.
The notes are unsecured obligations of GS Finance Corp. guaranteed by The Goldman Sachs Group, Inc., pay no coupons, may be automatically called for a call return expected between 12.00% and 14.00%, and repay principal at maturity only if the final basket level is at or above the downside threshold; otherwise holders bear full downside exposure. The estimated model value at pricing is between $9.05 and $9.35 per $10 face amount; original issue price is 100.00% of face and minimum purchase is $1,000.
GS Finance Corp. (guaranteed by The Goldman Sachs Group, Inc.) offers long-dated, principal-at-risk notes maturing February 13, 2031. Coupons of $9.167 per $1,000 (0.9167% monthly, ~11% annually) are payable on each coupon date only if the closing level of each of four underliers meets a 70% trigger on the observation date. If not redeemed, maturity pay‑out is based on the lesser performing underlier: full principal is preserved only if every underlier finishes at or above 60% (trigger buffer); larger declines in the worst underlier reduce principal proportionally. Estimated model value at pricing is $892–$932 per $1,000. The notes are unsecured obligations of the issuer and subject to issuer/guarantor credit risk, limited secondary market liquidity, tax uncertainty, and discretionary adjustments by the calculation agent.
The issuer GS Finance Corp. is offering structured notes linked to three underliers: the EURO STOXX® Banks Index, the State Street® Consumer Discretionary Select Sector SPDR® ETF and the State Street® Energy Select Sector SPDR® ETF. The notes mature on June 11, 2029 unless automatically called on a call observation date beginning December 2026. Each underlier has an initial level (268.32; $116.73; $58.71). Coupons of $9.875 per $1,000 may be paid on coupon payment dates only if all underliers are >=60% of initial levels on observation dates. If any underlier finishes below 60% at maturity, the cash settlement is based on the lesser performing underlier, which can cause a loss of principal. The estimated value at pricing was approximately $979 per $1,000 face amount; issue price is 100% with an underwriting discount of 1.25%.
GS Finance Corp. offers $7,675,000 of structured medium-term notes guaranteed by The Goldman Sachs Group, Inc., linked to the Nasdaq-100, Russell 2000 and S&P 500 indices. Each $1,000 note may pay a contingent monthly coupon of $9.417 if all underliers meet 70% coupon triggers on observation dates.
At maturity, if not redeemed, cash settlement per $1,000 depends on the lesser performing underlier: if that underlier is at or above 70% of its initial level you receive $1,000; if below, you receive $1,000 × the lesser performing underlier return. The issuer may redeem the notes on any coupon payment date beginning December 2026 through February 2031. The notes carry issuer and guarantor credit risk and the original issue price exceeds the notes' estimated model value.
GS Finance Corp. offers principal-protected contingent coupon notes tied to Dell Technologies Inc. Class C common stock. The notes pay a contingent monthly coupon of $16.834 per $1,000 if each relevant observation closes at or above 50% of the initial level. The notes pay principal at maturity only if the final underlier level is at or above the trigger buffer (50%); otherwise investors suffer a loss equal to the underlier return times the face amount. The notes include an automatic call if the underlier closes at or above the initial level on any call observation date. Trade date: June 3, 2026; stated maturity: June 8, 2028.
GS Finance Corp. priced contingent monthly coupon notes linked to Broadcom Inc. (AVGO). The offering has an aggregate face amount of $13,909,000 and an original issue price of 100% of face amount with a 2.15% underwriting discount. Coupons of $11.167 per $1,000 (1.1167% monthly, ~13.40% annualized) are payable only if the underlier equals or exceeds 55% of the initial underlier level on observation dates. The notes are subject to automatic call if the underlier closes at or above the initial level on any call observation date. At maturity, if not called, principal repayment depends on the final underlier level and could result in a total loss of principal if the final level is below the 55% trigger buffer. The notes are senior debt of GS Finance Corp., fully guaranteed by The Goldman Sachs Group, Inc.
GS Finance Corp. offers structured notes guaranteed by The Goldman Sachs Group, Inc. These notes pay a contingent monthly coupon of $12.50 per $1,000 (a 1.25% monthly rate, up to 15.00% per annum) when each underlier meets its coupon trigger on observation dates and may be automatically called early if all underliers reach their initial levels on a call observation date. The notes reference the common stocks of Salesforce, Inc., Meta Platforms, Inc. and Microsoft Corporation, use the lesser performing underlier to determine cash settlement at maturity, and expose investors to full principal loss if that lesser performing underlier falls below its trigger buffer level (50% of its initial level). Trade date is June 3, 2026 with stated maturity June 7, 2029. The pricing supplement states an aggregate face amount of $1,010,000, an original issue price equal to 100% of face and an underwriting discount of 2.25%.
GS Finance Corp. files a pricing supplement to offer callable index-linked notes guaranteed by The Goldman Sachs Group, Inc. The notes reference the Nasdaq-100 Index and the S&P 500 Index, have an expected trade date of June 26, 2026 and an expected stated maturity date of July 1, 2031. Each note has an authorized denomination of $1,000 and pays at maturity either (i) $1,000 plus $1,000 times the lesser performing index return (100% participation) if both underliers finish above their initial levels or (ii) $1,000 if either underlier’s final level is equal to or below its initial level. The issuer may redeem the notes on specified monthly call payment dates beginning July 8, 2027, at 100% of face amount plus a call premium (call premium schedule provided). The estimated value at the time terms are set is expected to be between $885 and $935 per $1,000 face amount.