Goldman Sachs Group Inc SEC Filings

GS Finance Corp. offers structured notes linked to the EURO STOXX 50®, Nasdaq-100® and the VanEck Semiconductor ETF (SMH). The notes have a stated maturity of April 12, 2029, an aggregate original face amount of $420,000 and monthly coupon opportunity tied to monthly observation dates commencing May 2026.

Coupons (up to ~12.1% per annum potential) are paid only if each underlier meets a coupon trigger (60% of initial level) on coupon observation dates; automatic full redemption occurs if all underliers equal or exceed their initial levels on certain call observation dates. Principal at maturity depends on the lesser performing underlier with buffer thresholds at 50% and 60% of initial levels; severe underperformance can cause losses of most or all invested principal. The estimated value on the trade date was approximately $980 per $1,000 face amount.

GS Finance Corp. priced Buffered Russell 2000® Index-Linked Notes due 2027, guaranteed by The Goldman Sachs Group, Inc. Each $1,000 note returns a cash payment at maturity tied to the Russell 2000® performance from the trade date to the determination date, subject to a 10% buffer and a $1,171.50 cap on upside.

If the final level declines up to 10%, you receive the absolute positive return; declines beyond 10% cause pro rata losses. Notes pay no interest and are subject to issuer and guarantor credit risk and limited secondary market liquidity.

GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering callable equity-linked notes tied to the common stock of NVIDIA Corporation. The notes pay a fixed monthly coupon of $11.834 per $1,000 face amount (1.1834% monthly, ~14.2% per annum) and may be automatically called on monthly observation dates if the closing price of NVIDIA is greater than or equal to the initial index stock price of $178.10. If not called, principal at the stated maturity (May 10, 2027) is based on the index stock return with a trigger buffer of 60% of the initial price (i.e., a -40% return threshold). Estimated value on the trade date is approximately $993 per $1,000 face amount. The aggregate original face amount was $2,723,000.

GS Finance Corp. priced auto-callable market-linked notes linked to Intel Corporation due April 25, 2029. Each $1,000 face security pays a contingent quarterly coupon (at least $58.25 per $1,000, equivalent to 23.30% pa) only if the underlying stock meets a coupon threshold equal to 60% of the starting price. The notes are subject to automatic redemption if Intel closes at or above 90% of the starting price on quarterly call dates from July 2026 to January 2029. If not called, principal at maturity depends on the ending price: holders receive $1,000 if the ending price is at or above the downside threshold (60% of starting price), but can lose more than 40% or all principal if the ending price is below that threshold. The pricing date and original issue dates and related terms are set in the supplement; estimated initial model value ranged from $925 to $955 per $1,000 face and the original offering price is $1,000 with underwriting discounts and fees reducing proceeds to the issuer.

The issuer GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering callable, equity‑linked notes tied to the common stock of Marvell Technology, Inc. The notes pay a fixed quarterly coupon of $31.875 per $1,000 (3.1875% quarterly, up to 12.75% per annum), have an expected trade date of April 27, 2026 and an expected stated maturity of May 2, 2029. The notes will be automatically called if the closing price of Marvell on any call observation date is greater than or equal to the initial index stock price. At maturity, if not called, principal repayment depends on the index stock return: full face amount if the final price is ≥50% of the initial price; if below 50% you receive a prorated cash amount reflecting the negative index return (potentially losing most or all principal). The estimated value at pricing is expected to be between $925 and $965 per $1,000, and payments remain subject to the credit risk of GS Finance Corp. and the guarantor.

GS Finance Corp. priced $1,250,000 of equity-linked medium-term notes (Series F) due April 13, 2034, guaranteed by The Goldman Sachs Group, Inc., with a face amount of $1,000 per security linked to the common stock of Blackstone Inc.

The securities have a starting price of $112.73, an estimated value at pricing of approximately $962 per $1,000 face amount, and automatic call dates beginning April 10, 2028. Call premiums increase across 25 call dates up to 130.80% (payment $2,308.00) on the final calculation day. If not called, holders bear 1-to-1 downside exposure; the downside threshold is 60.00% of the starting price, meaning investors may lose up to 100% of face amount. All payments are subject to issuer and guarantor credit risk.

GS Finance Corp. priced contingent monthly coupon, autocallable notes linked to the Nasdaq-100 and S&P 500. The offering totals $2,901,000 of notes issued at 100% of face with a monthly contingent coupon of $7.542 per $1,000 (0.7542% monthly, ~9.05% per annum). Coupons pay only if each underlier meets a 65% coupon trigger on observation dates. The notes will be automatically called if both underliers close at or above their initial levels on a call observation date. If not called, principal at maturity depends on the lesser performing underlier, with full principal loss possible if that underlier falls below the 65% trigger buffer. Stated maturity is August 10, 2028 and the initial underlier levels are fixed as of April 6, 2026.

GS Finance Corp. offers structured notes linked to Eli Lilly common stock with a contingent monthly coupon and an automatic call feature. The notes (aggregate face amount $4,610,000, CUSIP 40058YQG0) pay a monthly coupon of $8.50 per $1,000 when the underlier closes at or above 60% of the initial level. If not called, principal at maturity depends on the underlier return; declines below 60% expose holders to full downside, and the maximum cash settlement is capped at 100% of face. The notes are issued by GS Finance Corp. and guaranteed by The Goldman Sachs Group, Inc., bear underwriting fees totaling 2.15%, and have trade date April 7, 2026 with stated maturity May 12, 2027.

GS Finance Corp. (guaranteed by The Goldman Sachs Group, Inc.) is offering structured notes linked to the S&P 500® Futures 40% VT Adaptive Response 6% Decrement Index (USD) ER. The notes pay a monthly coupon of $12.542 per $1,000 face amount when the index on an observation date is at least 50% of the initial underlier level of 400.05, may be automatically called beginning April 2027, and mature on April 10, 2031 if not called. The index applies volatility-targeted leverage (up to 500%), a daily cap on leverage changes, and a 6.0% per annum daily decrement that reduces index performance. The estimated value at pricing was approximately $971 per $1,000 face amount; original issue price is 100% with an underwriting discount of 1.25%. Investors face issuer/guarantor credit risk, leverage and decrement drag, potential full loss of principal if final underlier level is below the 50% trigger, limited upside at maturity, and secondary-market liquidity and valuation uncertainties.