Welcome to our dedicated page for Goldman Sachs Group SEC filings (Ticker: GS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Goldman Sachs Group, Inc. (NYSE: GS) files a wide range of documents with the U.S. Securities and Exchange Commission that provide detailed insight into its operations across Global Banking & Markets, Asset & Wealth Management and Platform Solutions. On this SEC filings page, you can review Forms 10-K and 10-Q for comprehensive annual and quarterly financial statements, along with segment operating results that break out net revenues, provision for credit losses, operating expenses and pre-tax earnings by business segment.
Goldman Sachs also uses Form 8-K to report material events and updates. Recent 8-K filings cover quarterly and annual earnings releases, changes to business segment presentation, information about the Apple Card program and its planned transition to a new issuer, and details of specific debt offerings under the firm’s shelf registration statement. Other 8-Ks describe the issuance of floating rate and fixed/floating rate notes with various maturities, along with related legal opinions and consents.
Investors can also use SEC filings to track the firm’s capital structure, including common stock, preferred stock depositary shares and listed medium-term notes, all registered under Section 12(b) of the Exchange Act. Segment disclosures explain how activities such as advisory and underwriting, FICC and Equities intermediation and financing, asset and wealth management services, investments, and Platform Solutions consumer activities contribute to overall results.
Stock Titan enhances access to these filings by providing real-time updates from EDGAR and AI-powered summaries that highlight key points from lengthy documents. This can help readers quickly understand how new 10-K, 10-Q and 8-K filings affect Goldman Sachs’ business mix, segment performance, credit costs, funding activities and strategic initiatives, without having to parse every line of the original SEC reports.
GS Finance Corp. is offering autocallable contingent coupon index-linked notes due 2029, fully and unconditionally guaranteed by The Goldman Sachs Group, Inc. The notes are linked to the Nasdaq-100 Technology Sector Index, the Russell 2000 Index and the S&P 500 Index.
Investors receive a monthly coupon of $10.75 per $1,000 face amount (1.075% monthly, up to 12.9% per year) only if each index is at or above 75% of its initial level on the observation date. The notes may be automatically called if all indexes are at or above their initial levels on specified call observation dates, returning $1,000 per note plus the due coupon.
If the notes are not called and, at maturity, any index finishes below 70% of its initial level, repayment of principal is reduced based on the worst-performing index, and investors can lose up to their entire investment. Payments depend on the credit of GS Finance Corp. and The Goldman Sachs Group, Inc., and the estimated value of the notes on the trade date is less than the original issue price.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering auto-callable notes linked to the Russell 2000® Index, Nasdaq-100 Index® and State Street® Energy Select Sector SPDR® ETF.
The notes pay no interest and may be automatically called between February 2027 and February 2028 if all three underliers close at or above step-down call levels, triggering repayment of principal plus a call premium of 22%, 33% or 44% per $1,000, depending on call date.
If not called, at maturity in February 2031 holders receive, per $1,000, either a minimum of $1,500 or 125% of the gain of the worst underlier if all underliers are at least 96% of initial, full principal back if all are at least 70%, or a proportional loss based on the worst underlier if any finishes below 70%, risking up to a total loss of principal.
The estimated initial value is $885–$925 per $1,000, and payments are subject to the unsecured credit risk of GS Finance Corp. and its parent; the notes are not FDIC insured.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is issuing $25,748,750 of Trigger Autocallable Contingent Yield Notes due 2031 linked to the worst performer of the State Street SPDR S&P 500 ETF Trust (SPY) and the State Street Energy Select Sector SPDR ETF (XLE).
The notes pay a quarterly contingent coupon of $0.2325 per $10 (up to 9.30% per annum) only if on each observation date both ETFs close at or above 70% of their initial prices, which also serve as downside thresholds. Starting in February 2027, the notes are automatically called if both ETFs are at or above their initial prices, returning face amount plus the coupon then due.
If not called and on the 2031 determination date either ETF finishes below its 70% downside threshold, repayment is reduced one-for-one with the decline of the lesser-performing ETF, and investors can lose all of their principal and receive no final coupon. The notes are unsecured and fully subject to the credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc. The estimated value at pricing is about $9.63 per $10 face amount versus a 100% issue price.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering market-linked, auto-callable notes tied to Advanced Micro Devices common stock, maturing February 15, 2029. These $1,000 denomination securities pay a monthly contingent coupon of at least $11.334 (about 13.60% per year) only when AMD’s closing price on the relevant calculation day is at or above 50% of the starting price, with a memory feature that can repay missed coupons later.
The notes are automatically called from August 2026 to January 2029 if AMD’s closing price on a call date is at or above the starting price, returning face amount plus the applicable coupons. If not called and AMD’s final price is at or above 50% of the starting price, investors receive only their $1,000 principal back. If the final price is below that 50% downside threshold, repayment is proportional to AMD’s decline from the starting price, so more than half and up to all principal can be lost.
Holders do not participate in any upside of AMD above the starting price and receive no dividends on the stock. The notes are unsecured obligations of GS Finance Corp., fully exposed to the credit risk of both the issuer and the Goldman Sachs Group guarantor, and are not listed on an exchange. The estimated value on the pricing date is expected to be between $925 and $955 per $1,000 face amount, below the original offering price.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering auto-callable notes linked to Micron, Meta, Tesla and Seagate shares. The notes pay a monthly conditional coupon of $10.834 per $1,000 face amount (1.0834% monthly, up to about 13% per year) when each stock’s closing price is at least 65% of its initial level on the observation date.
The notes can be automatically called quarterly from February 2027 through November 2030 if each stock is at or above its initial price, returning face amount plus the applicable coupon. If not called, they mature in February 2031 at $1,000 per $1,000 face amount plus any final coupon. Estimated value at pricing is expected between $885 and $925 per $1,000, reflecting fees and hedging costs. Investors face the credit risk of GS Finance Corp. and the guarantor, may receive no coupons, and may have limited or no secondary market liquidity.
The Goldman Sachs Group, Inc. is offering fixed rate senior notes due February 24, 2031 as part of its Medium-Term Notes, Series N program. The notes bear interest at 4.40% per annum, paid semiannually on February 24 and August 24, beginning August 24, 2026.
The notes are issued in minimum denominations of $1,000, will not be listed on any securities exchange, and are not redeemable at the issuer’s option before maturity. Interest is calculated using the 30/360 (ISDA) day-count convention, and the notes are subject to standard U.S. federal income tax rules for debt, including FATCA withholding.
Goldman Sachs & Co. LLC acts as underwriter, may conduct market-making, and has a FINRA Rule 5121 “conflict of interest” as an affiliate of the issuer. The offering is restricted in the EEA, United Kingdom, Hong Kong, Singapore, Japan and Switzerland, with sales largely limited to institutional or professional investors under local regulations.
The Goldman Sachs Group, Inc. is offering fixed rate notes due February 24, 2033 as part of its Medium-Term Notes, Series N program. The notes pay interest at 4.75% per annum, with payments on February 24 and August 24 each year, starting August 24, 2026.
The notes are issued in minimum denominations of $1,000, in U.S. dollars, and will not be listed on any securities exchange. They are senior debt securities under a 2008 indenture, issued in book-entry form through DTC, with Goldman Sachs & Co. LLC acting as calculation agent and underwriter.
Interest is calculated using a 30/360 (ISDA) day count convention, and the notes are not subject to issuer redemption before maturity. U.S. holders generally recognize ordinary interest income and capital gain or loss on disposition, and the notes are generally subject to FATCA withholding rules.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering buffered digital notes linked to the S&P 500® Futures Excess Return Index, maturing in 2030.
For each $1,000 note, if the final index level is at or above 75% of the initial level, investors receive a capped payoff of $1,303, or 130.3% of face value. If the final level is below 75%, principal is reduced 1% for each 1% drop beyond that buffer, with losses potentially large.
The notes pay no interest, are unsecured obligations of GS Finance Corp. with a full and unconditional guarantee from The Goldman Sachs Group, Inc., and are not listed on any exchange. Key risks include issuer and guarantor credit risk, secondary market illiquidity, futures-specific risks such as negative roll yield and financing costs, and uncertain U.S. tax treatment.
The Goldman Sachs Group, Inc. is offering fixed-rate senior notes due February 26, 2029, paying interest at 4.10% per annum in U.S. dollars. The notes are issued in $1,000 denominations under Goldman Sachs’ Medium-Term Notes, Series N program and will not be listed on any securities exchange.
Interest is paid semi-annually on February 24 and August 24 of each year, beginning August 24, 2026, using a 30/360 (ISDA) day-count convention. The notes are issued in book-entry form through DTC, with Goldman Sachs & Co. LLC acting as underwriter and calculation agent. The notes are intended for institutional and professional investors, with specific selling and marketing restrictions in the EEA, United Kingdom, Hong Kong, Singapore, Japan and Switzerland.
GS Finance Corp., fully guaranteed by The Goldman Sachs Group, Inc., is offering callable contingent coupon index-linked notes due February 20, 2029. The notes are linked to the Nasdaq-100, Russell 2000 and S&P 500 indices.
Investors may receive a monthly coupon of $8.709 per $1,000 (0.8709%, up to about 10.45% per year) only if, on each observation date, the closing level of every index is at or above 70% of its initial level; otherwise the coupon is zero.
At maturity, if the notes have not been redeemed and the worst-performing index is at or above 70% of its initial level, investors receive the full $1,000 per note (plus any final coupon). If the worst index finishes below 70%, repayment is reduced one-for-one with that index’s loss, and investors can lose up to their entire principal.
Goldman Sachs may, at its option, redeem the notes in whole on any coupon payment date from February 2027 through January 2029 at $1,000 per note plus any due coupon. The notes are unsecured obligations subject to the credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc., may trade below issue price, are not listed on any exchange, and have complex tax and valuation characteristics.