Welcome to our dedicated page for GOLDMAN SACHS GROUP SEC filings (Ticker: GS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Goldman Sachs Group, Inc. files regulatory documents that cover operating results, material events, capital structure and corporate governance. Its 8-K filings document earnings releases, Regulation FD disclosures, debt and subordinated debt issuances under shelf registration statements, and changes involving directors or executive officers.
The filing record also identifies Goldman Sachs’ NYSE-listed common stock, preferred depositary shares, capital securities and medium-term notes issued by GS Finance Corp. Proxy materials disclose annual meeting matters, board governance, executive compensation and shareholder voting items, while registration-related exhibits document securities offerings and related terms.
GS Finance Corp. is offering callable, equity‑linked notes tied to the Class A common stock of Charter Communications, Inc. The notes pay a quarterly coupon of $45 per $1,000 face amount (4.5% quarterly, up to 18% per annum) if the index stock's closing price on a coupon observation date is at least 50% of the initial index stock price. The trade date is expected to be May 28, 2026, the original issue date expected to be June 2, 2026, and the stated maturity is expected to be June 1, 2029. The notes are automatically called if, on any call observation date, the index stock closing price is greater than or equal to the initial index stock price. At maturity, if the final index stock price is below 50% of the initial index stock price, principal is reduced proportionally by the index stock return. The estimated value on the trade date is stated as between $925 and $955 per $1,000 face amount.
GS Finance Corp. is offering fixed‑term, cash‑settled notes (guaranteed by The Goldman Sachs Group, Inc.) with an aggregate face amount of $2,885,000. The notes reference the S&P 500® Index and may be automatically called on the call observation date if the closing level is greater than or equal to the initial level; in that case each $1,000 face amount would pay $1,104 on the call payment date.
If not called, the cash settlement at the stated maturity depends on the final underlier level: upside participation of 200% when the final level exceeds the initial level, a principal return at or above the buffer level of 85%, or a downside exposure calculated using a 15% buffer and a 100% buffer rate. The notes do not bear interest and are subject to issuer and guarantor credit risk.
GS Finance Corp. offers market-linked notes with an aggregate face amount of $1,002,000 that mature on May 18, 2029 unless automatically called beginning with the May 24, 2027 call observation date. The notes are linked to three State Street sector ETFs (XLF, XLI, XLE) with initial levels of $51.10, $171.40 and $59.44, respectively, and a 70% trigger buffer. If not called, the maturity payout per $1,000 face amount is based on the lesser performing ETF: up to $1,607.50 if all underliers finish at or above initial levels (maturity premium 60.75%), $1,000 if all finish at or above 70% of initial levels but below initial levels, or a proportionate loss if the lesser performing ETF is below 70% (you may lose most or all principal). The notes do not pay interest; estimated value on the trade date was approximately $971 per $1,000. Payments depend on the creditworthiness of GS Finance Corp. and guarantor The Goldman Sachs Group, Inc.
GS Finance Corp. is offering structured notes linked to the common stock of Intuit Inc. The notes have a $1,000 face amount per note, an expected trade date of May 27, 2026, and an expected original issue date of June 1, 2026. The notes mature on December 1, 2027 unless earlier redeemed. Coupons of $12.50 per $1,000 (1.25% monthly, up to 15% per annum) are payable on each monthly coupon payment date only if the index stock closing price on the related coupon observation date is at or above 50% of the initial index stock price. At maturity holders receive either $1,000 (if final index stock price >= 50% of initial) plus any final coupon, or, if the final index stock price < 50% of initial, a pro rata cash settlement that can result in substantial loss (example: if final = 25% of initial, cash settlement = 25% of face). The company may redeem the notes at par plus any coupon on coupon dates from December 2026 through November 2027. The estimated value on the trade date is between $925 and $965 per $1,000 face amount.
GS Finance Corp. is offering index-linked notes due May 18, 2028 guaranteed by The Goldman Sachs Group, Inc. The notes pay no interest and will settle in cash at maturity based on the lesser performing of the Russell 2000® and the S&P 500® measured from the trade date (May 15, 2026) to the determination date (May 15, 2028), subject to the calculation agent's adjustments.
Key commercial terms: aggregate face amount $998,000, original issue price 100%, estimated value at issuance ~$984 per $1,000 face, maximum settlement $1,277.50 per $1,000, and minimum settlement $950 per $1,000. The principal payable at maturity equals either the capped upside tied to the lesser performing underlier return or, if negative, the greater of the $950 minimum or the $1,000 adjusted by that lesser performing underlier return.
GS Finance Corp. is offering structured notes linked to The Trade Desk, Inc. Class A common stock that mature on May 22, 2029 unless automatically called earlier. The notes reference an initial index stock price of $21.15 and a trigger/coupon threshold equal to 50% of that price. Coupons accrue quarterly at $62.50 per $1,000 face amount (6.25% quarterly, up to 25% per annum) only when observation-date closing prices meet or exceed the coupon trigger price. If a call observation date closing price is at or above the initial index stock price, the notes will be automatically called and holders receive face amount plus accrued coupon. At maturity, if the final index stock price is below 50% of the initial index stock price, holders receive a declining cash settlement equal to $1,000 multiplied by (1 + index stock return), which can result in a loss of more than half of principal. The estimated value at pricing was approximately $975 per $1,000 face amount.
GS Finance Corp. offers principal-protected-style callable notes linked to the S&P 500® Futures 40% VT Adaptive Response 6% Decrement Index (USD) ER. The notes do not pay interest, may be automatically called beginning February 16, 2027 if the underlier is ≥85% of the initial level, and mature on May 22, 2031. If not called, maturity payments depend on the index level on the determination date (May 15, 2031), with a capped maximum settlement of $1,915 per $1,000 face amount and a trigger buffer at 60% of the initial underlier level. The pricing supplement states an estimated value of approximately $956 per $1,000 face amount at issuance and an original issue price of 100% of face amount.
GS Finance Corp. offers Trigger Autocallable Contingent Yield Notes due 2029, guaranteed by The Goldman Sachs Group, Inc. The notes link to the lesser performing of the Nasdaq-100 and the Dow Jones Industrial Average, pay quarterly contingent coupons (per $10 face amount) only if both indices meet coupon barriers, and may be automatically called beginning on November 20, 2026. Trade date is expected to be May 20, 2026 and stated maturity is May 24, 2029. Principal repayment at maturity is contingent on each index staying at or above a 70.00% downside threshold; if the lesser performing index is below that threshold at maturity, holders can lose a significant portion or all of their investment.
GS Finance Corp. is offering autocallable S&P 500® Index-linked notes due 2028, guaranteed by The Goldman Sachs Group, Inc. The notes pay no interest, may be automatically called on the call observation date for a $1,100 cash payment per $1,000 face if the underlier is at or above its initial level, and otherwise deliver a cash settlement at maturity tied to S&P 500 performance with an upside participation rate of at least 190% and a 10% downside buffer (buffer level = 90% of initial level). The trade date is May 22, 2026, original issue date May 28, 2026, determination date May 22, 2028, and stated maturity May 25, 2028. The offering price is 100% of face amount with a 1.5% underwriting discount (net proceeds 98.5%). The notes are subject to the credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc., have uncertain U.S. tax treatment, and investors could lose their entire investment if the final underlier level is below the buffer level.
GS Finance Corp. is offering autocallable contingent coupon equity-linked notes linked to the common stock of NVIDIA Corporation (Bloomberg: "NVDA UW"). The notes have a $1,000 face amount per note, trade date June 2, 2026, original issue date June 5, 2026, and stated maturity July 8, 2027. Monthly contingent coupons pay only if the underlier closes at or above a coupon trigger of 60% of the initial level; each coupon accrues at a reference increment of $10.334 per coupon observation count. The notes are automatically called if the underlier closes at or above the initial level on any call observation date. At maturity (if not called), cash settlement per $1,000 is capped at 100% of face amount or decreases pro rata with the underlier; a final underlier level below the 60% trigger buffer may cause substantial loss, including total loss of invested principal.