Welcome to our dedicated page for GOLDMAN SACHS GROUP SEC filings (Ticker: GS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Goldman Sachs Group, Inc. files regulatory documents that cover operating results, material events, capital structure and corporate governance. Its 8-K filings document earnings releases, Regulation FD disclosures, debt and subordinated debt issuances under shelf registration statements, and changes involving directors or executive officers.
The filing record also identifies Goldman Sachs’ NYSE-listed common stock, preferred depositary shares, capital securities and medium-term notes issued by GS Finance Corp. Proxy materials disclose annual meeting matters, board governance, executive compensation and shareholder voting items, while registration-related exhibits document securities offerings and related terms.
GS Finance Corp. offers $1,000 face‑amount autocallable contingent coupon index‑linked notes due May 22, 2031, guaranteed by The Goldman Sachs Group, Inc. The notes pay a contingent monthly coupon of 0.9167% per $1,000 (up to ~11.00% per annum) when each underlier meets its coupon trigger (70% of initial). The notes are linked to the Nasdaq-100, Russell 2000 and S&P 500 indices, are callable on observation dates beginning November 19, 2026, and settle at maturity based solely on the lesser performing underlier versus its initial level. If any underlier’s final level is below its trigger buffer (60% of initial), holders can suffer a loss up to the full principal amount. Trade date: May 19, 2026; original issue date: May 22, 2026. The notes are subject to issuer and guarantor credit risk and limited secondary‑market liquidity (CUSIP US40054RGY18).
The Goldman Sachs Group, Inc. is offering callable fixed rate notes due 2031. The notes pay interest at 4.10% per annum from and including the original issue date (expected May 20, 2026) to but excluding the stated maturity date (expected May 20, 2031). Interest is payable semiannually on expected payment dates of May 20 and November 20, with the first payment expected on November 20, 2026.
The notes are callable at the issuer’s option in whole, not in part, on each redemption date expected on May 20 on or after May 20, 2029, at a redemption price equal to 100% of principal plus accrued interest. The offering will settle through DTC in book‑entry form and is subject to FATCA withholding rules.
GS Finance Corp. offers principal‑protected‑style, equity‑linked medium‑term notes tied to the MSCI EAFE Index. Each note has a $1,000 face amount and pays no periodic interest; final payment at maturity depends on the index return and a 125% upside participation rate with a 50% trigger buffer. The notes are guaranteed by The Goldman Sachs Group, Inc., were issued at 100% of face with a 0.6% underwriting discount, and carry the aggregate face amount shown on the cover.
The notes may repay the face amount if the final index level stays at or above the 50% trigger buffer, provide enhanced upside if the index rises, and expose investors to full principal loss if the index declines below the trigger buffer. The tax, market‑liquidity and issuer/guarantor credit risks described in the supplement apply.
GS Finance Corp. offers market-linked notes tied to NVIDIA Corporation (NVDA). Each note has a $1,000 face amount and pays no interest; payment at maturity depends on the NVDA final closing level on the June 14, 2027 determination date with a stated maturity of June 16, 2027.
If the final underlier level is greater than or equal to a buffer level of 85% of the initial level, holders receive a capped maximum settlement amount of $1,245.70 per $1,000. If the final level is below 85%, the holder suffers losses equal to approximately 1.1765% of face for each 1% decline below the buffer, and could lose the entire investment. The notes are unsecured senior obligations of GS Finance Corp., fully guaranteed by The Goldman Sachs Group, Inc., offered in an aggregate face amount of $3,500,000. Original issue price is 100% of face; underwriting discount 0.82%; net proceeds 99.18%.
GS Finance Corp. proposes non‑interest bearing, equity‑linked notes backed by a guarantee of The Goldman Sachs Group, Inc. The notes reference three individual stocks and mature May 28, 2031 unless automatically called on the call observation date August 24, 2026. If called, each $1,000 face amount pays $1,220.002. At maturity, payout depends on the lesser performing index stock: up to 200% participation if all finish above initial prices, full return if all finish at or above 60% of initial prices, and a leveraged loss beyond the 60% buffer that can result in complete loss of principal.
Key structural points: upside participation rate is 200%, buffer price is 60%, buffer rate approximately 166.67%, estimated initial model value is between $885 and $925 per $1,000 face amount, trade date is May 22, 2026. The notes carry issuer and guarantor credit risk and limited anti‑dilution protections; the calculation agent (GS&Co.) has broad discretion affecting prices and adjustments.
GS Finance Corp. offers structured medium-term notes backed by a guarantee from The Goldman Sachs Group, Inc. The offering comprises an aggregate face amount of $3,184,000 of contingent monthly coupon, principal-at-risk notes that mature on May 18, 2029, subject to the issuer's optional redemptions beginning in November 2026.
Each $1,000 note may pay a monthly contingent coupon of $9.375 if every underlier is at or above its coupon trigger (70% of initial level) on the observation date. At maturity the cash settlement for each $1,000 face amount is either $1,000 (if all final underlier levels meet trigger-buffer thresholds) or $1,000 + $1,000 × lesser performing underlier return, exposing holders to the full loss of principal if the lesser performing underlier falls to 0% of its initial level.
GS Finance Corp. is offering $763,000 aggregate face amount of ETF‑linked notes due May 16, 2031, guaranteed by The Goldman Sachs Group, Inc. The notes pay no interest and the cash payment at maturity is tied to the lesser performing of Invesco QQQ, Series 1 ("QQQ") and State Street SPDR S&P 500 ETF ("SPY").
If both ETFs finish at or above their initial levels, holders receive $1,000 plus 108.2% participation of the lesser performing ETF return. If either ETF finishes below its initial level but at or above 85% (buffer), holders receive $1,000. If any ETF finishes below 85% of initial, holders suffer a loss equal to the lesser performing ETF return plus 15% times $1,000. The estimated value on the trade date was approximately $954 per $1,000. Original issue price is 100% with an underwriting discount of 4.125% and net proceeds to issuer of 95.875%.
GS Finance Corp. is offering market-linked, contingent quarterly coupon notes guaranteed by The Goldman Sachs Group, Inc. The notes have a $1,000 face amount, aggregate face amount of $26,524,000, trade date May 13, 2026, original issue date May 18, 2026, and stated maturity May 17, 2029. Coupons of $34.125 per $1,000 (3.4125% quarterly; up to 13.65% annually) are paid only if each underlier on an observation date equals or exceeds 70% of its initial level. Automatic early redemption occurs on a call date if each underlier equals or exceeds its initial level. If not called, the cash settlement at maturity is based solely on the performance of the lesser performing underlier and may result in the loss of up to 100% of principal; trigger/threshold levels are set at 70% of each initial underlier level.
GS Finance Corp. is offering index-linked notes due May 18, 2028 with an aggregate face amount of $1,145,000, guaranteed by The Goldman Sachs Group, Inc. The notes pay at maturity an amount tied to the lesser performing of the Russell 2000® and the S&P 500®, measured from the trade date May 13, 2026 to the determination date May 15, 2028. For each $1,000 face amount, holders receive either (i) up to a capped payment of $1,197.50 if both indexes are positive (cap = 119.75% of initial levels), or (ii) the greater of a minimum of $950 or the $1,000 adjusted by the lesser performing index return. The estimated value at pricing was approximately $968 per $1,000 face amount; original issue price was 100% with a 2.55% underwriting discount. The notes do not bear interest and are subject to issuer and guarantor credit risk.
GS Finance Corp. (guaranteed by The Goldman Sachs Group, Inc.) is offering equity‑linked notes tied to Amazon.com, Inc. stock with an aggregate face amount of $70,000. The notes pay no interest and pay at maturity a cash amount per $1,000 face amount that is either the maximum settlement amount of $1,161.60 if the final underlier level is >= the buffer level (85% of the initial level), or otherwise a formula that applies a buffer rate (~117.65%) to the underlier return and buffer amount, exposing holders to downside (you could lose your entire investment). The trade date is May 13, 2026, original issue date May 18, 2026, determination date June 14, 2027 and stated maturity date June 16, 2027. The notes are part of the Medium‑Term Notes, Series F program and are offered at 100% of face (underwriting discount 0.82%).