Welcome to our dedicated page for Goldman Sachs Group SEC filings (Ticker: GS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Goldman Sachs Group, Inc. (NYSE: GS) files a wide range of documents with the U.S. Securities and Exchange Commission that provide detailed insight into its operations across Global Banking & Markets, Asset & Wealth Management and Platform Solutions. On this SEC filings page, you can review Forms 10-K and 10-Q for comprehensive annual and quarterly financial statements, along with segment operating results that break out net revenues, provision for credit losses, operating expenses and pre-tax earnings by business segment.
Goldman Sachs also uses Form 8-K to report material events and updates. Recent 8-K filings cover quarterly and annual earnings releases, changes to business segment presentation, information about the Apple Card program and its planned transition to a new issuer, and details of specific debt offerings under the firm’s shelf registration statement. Other 8-Ks describe the issuance of floating rate and fixed/floating rate notes with various maturities, along with related legal opinions and consents.
Investors can also use SEC filings to track the firm’s capital structure, including common stock, preferred stock depositary shares and listed medium-term notes, all registered under Section 12(b) of the Exchange Act. Segment disclosures explain how activities such as advisory and underwriting, FICC and Equities intermediation and financing, asset and wealth management services, investments, and Platform Solutions consumer activities contribute to overall results.
Stock Titan enhances access to these filings by providing real-time updates from EDGAR and AI-powered summaries that highlight key points from lengthy documents. This can help readers quickly understand how new 10-K, 10-Q and 8-K filings affect Goldman Sachs’ business mix, segment performance, credit costs, funding activities and strategic initiatives, without having to parse every line of the original SEC reports.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is issuing $130,000,000 of callable 5-year CMT rate-linked range accrual notes due February 17, 2031. The notes pay quarterly interest, with a fixed 6.11% per annum rate on the first interest payment date in May 2026.
From August 2026 onward, interest for each period equals 6.11% multiplied by the fraction of scheduled U.S. government securities business days when the 5-year constant maturity Treasury (CMT) rate is at or below 5.00%. If the 5-year CMT is above 5.00% on every reference date in a period, no interest is paid for that quarter.
The notes are callable at the issuer’s option at 100% of face amount plus accrued interest on any quarterly interest payment date on or after February 17, 2027. They are unsecured obligations of GS Finance Corp., fully guaranteed by The Goldman Sachs Group, Inc., and subject to their credit risk. The issue price is 100% of face amount with no underwriting discount, and the estimated value is approximately $992.6 per $1,000 at pricing.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering leveraged buffered equity-linked notes maturing in March 2028 tied to the common stock of Amazon.com, Inc.
For each $1,000 note, if Amazon’s final level is above its initial level, holders receive $1,000 plus 150% of the stock’s percentage gain, capped at a maximum settlement amount of $1,417.50. If the final level is at or below the initial level but at or above 80% of the initial level (the 20% buffer), investors receive only the $1,000 face amount.
If Amazon’s final level is below 80% of the initial level, principal is reduced dollar-for-dollar with the stock’s decline beyond the buffer, and investors can lose a substantial portion of their investment. The notes pay no interest, have limited upside due to the cap, are subject to secondary market price fluctuations, and expose holders to the credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is issuing $500,000 of index-linked notes due February 14, 2030. The notes pay no interest and repay principal based on the lesser performer of the S&P 500® Futures Excess Return Index and the Nasdaq-100 Futures Excess Return™ Index.
If both final index levels are at or above their initial levels (562.82 and 672.9745), holders receive $1,000 plus 2.18 times the lesser index gain per $1,000. If any index finishes below its initial level but both stay at or above 60% of initial, investors receive $1,000. If any index finishes below 60% of initial, repayment falls in line with the lesser index return and principal losses can reach 100%.
The estimated value at pricing is about $971 per $1,000 face amount, reflecting structuring and distribution costs, including a structuring fee of up to 0.8% of face. The notes carry full credit risk of GS Finance Corp. and the guarantor and are not insured or exchange-listed.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering auto-callable notes linked to the S&P 500® Futures 40% VT Adaptive Response 6% Decrement Index (USD) ER.
The notes pay no interest and may be called quarterly starting in February 2027 if the index meets step-down call levels, returning principal plus a call premium. If not called and the index is at least 60% of its initial level at maturity in February 2031, holders receive a capped maximum of $1,950.04 per $1,000 face amount. If the index falls more than 40%, repayment is fully exposed to losses and investors can lose their entire principal.
The underlying index uses up to 500% leverage and a 6% per annum daily decrement, which magnify downside moves and systematically drag performance versus a similar index without a decrement. The indicative model value at pricing is expected between $885 and $925 per $1,000, below the 100% issue price, and secondary market prices may be further reduced by dealer spreads and market factors.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering autocallable contingent coupon (with memory) barrier notes linked to ordinary shares of FTAI Aviation Ltd. Each note has a $10 principal amount and pays quarterly contingent coupons only if the share price is at least 55% of the starting value.
The contingent coupon for a single period is expected to be between $0.4375 and $0.4625 per unit, equivalent to about 17.50%–18.50% per year, with a memory feature that can make up missed coupons later if conditions are met. The notes can be called automatically on semi-annual dates if the share price is at or above the starting value, returning principal plus the due coupon.
If the notes are not called and the share price has fallen more than 45% at maturity, investors take one‑for‑one losses below the starting value, with up to the entire principal at risk. The estimated value on the pricing date is expected between $9.25 and $9.55 per $10 note, reflecting structuring and distribution costs, and the notes have limited liquidity, a $100,000 minimum purchase, and are fully exposed to the credit risk of GS Finance Corp. and its guarantor.
The Goldman Sachs Group, Inc. reported that Kathryn H. Ruemmler has decided to retire from her positions as Chief Legal Officer and General Counsel. Her retirement will be effective June 30, 2026. The filing does not describe any other management changes or related compensatory arrangements.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering $5,000,000 of floating rate notes due February 17, 2033. The notes pay quarterly interest at compounded SOFR plus 0.95% per annum, subject to a minimum rate of 0.50% per annum, on $1,000 denominations.
The original issue price is 100% of principal, with a 1.15% underwriting discount and net proceeds of 98.85% of principal. The notes are unsecured obligations exposed to the credit risk of GS Finance Corp. and its guarantor, are not bank deposits, and are not FDIC insured.
The notes are not redeemable before maturity and are not expected to be listed, so secondary liquidity may be limited and prices may fall if interest rates rise. Interest is treated as ordinary income for U.S. tax purposes, and the notes are generally subject to FATCA and ERISA-related investment constraints for certain plans.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering medium-term autocallable contingent coupon barrier notes linked to Tesla, Inc. stock. Each unit has a $10 principal amount, with an expected two-year term if the notes are not called early.
Investors may receive quarterly contingent coupons between $0.325 and $0.35 per unit (a 13.00%–14.00% annualized rate) only when Tesla’s stock is at or above 50% of its starting value on the observation dates, with a memory feature that can make up missed coupons later.
The notes can be automatically called semi-annually if Tesla’s share price is at or above the starting value, returning principal plus the due coupon and ending the investment. If not called and Tesla has fallen more than 50% at maturity, repayment is reduced 1-to-1, putting up to 100% of principal at risk. The estimated initial value is between $9.25 and $9.55 per $10, below the public price, and secondary market liquidity is expected to be limited. All payments depend on the credit of GS Finance Corp. and The Goldman Sachs Group, Inc.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering autocallable notes linked to the State Street SPDR S&P 500 ETF Trust (SPY), maturing in 2031. The notes pay no interest and repayment depends on SPY’s performance.
The notes may be automatically called in March 2027 if SPY is at or above its initial level, in which case investors receive $1,137 per $1,000 face amount. If not called, principal is protected only down to a 10% buffer; below 90% of the initial level at maturity, losses increase one-for-one with further declines.
The pricing supplement highlights that the model-based estimated value on the trade date is lower than the issue price, that secondary market values may be volatile and illiquid, and that investors face full issuer and guarantor credit risk. It also explains complex and uncertain U.S. tax treatment, including potential application of Section 1260 constructive ownership rules and FATCA withholding.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering buffered notes linked to the S&P 500® Index that pay no interest and are scheduled to mature on March 7, 2029. Your return depends entirely on the index level on a single determination date near maturity.
At maturity, for each $1,000, you receive $1,000 plus 95.5% of any positive index gain. If the index is flat or down by up to 30%, you still receive $1,000, so modest declines are absorbed by a buffer. If the index is down more than 30%, your payoff falls one‑for‑one with the index loss, and you can lose your entire investment.
The notes are unsecured obligations of GS Finance Corp. and subject to the credit risk of both the issuer and the guarantor. The bank estimates the initial economic value at between $925 and $965 per $1,000, below the 100% issue price, reflecting fees, hedging costs and dealer margins. Liquidity is not assured, and secondary prices may be volatile and sensitive to rates, volatility and credit spreads.