Welcome to our dedicated page for Goldman Sachs Group SEC filings (Ticker: GS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Goldman Sachs Group, Inc. files regulatory documents that cover operating results, material events, capital structure and corporate governance. Its 8-K filings document earnings releases, Regulation FD disclosures, debt and subordinated debt issuances under shelf registration statements, and changes involving directors or executive officers.
The filing record also identifies Goldman Sachs’ NYSE-listed common stock, preferred depositary shares, capital securities and medium-term notes issued by GS Finance Corp. Proxy materials disclose annual meeting matters, board governance, executive compensation and shareholder voting items, while registration-related exhibits document securities offerings and related terms.
The Goldman Sachs Group, Inc. is offering $6,500,000 principal of fixed rate medium-term notes due May 15, 2031. The notes pay interest at 4.75% per annum from the original issue date through but excluding maturity, with semiannual payments on May 15 and November 15, commencing November 15, 2026.
The notes will be issued at 100% of principal (original issue price) with an underwriting discount of 0.638%, producing net proceeds to the issuer of 99.362% of principal. They will be issued in book-entry form through DTC, will not be exchange-listed, and may be resold in market-making transactions by affiliates.
Goldman Sachs Bank USA is offering $30,000,000 of callable fixed rate bank notes due May 15, 2029, issued on May 15, 2026. The notes pay interest at 4.60% per annum on May 15 and November 15, commencing November 15, 2026.
The notes are subordinated, unsecured bank obligations, not FDIC insured and not registered under the Securities Act; they are being sold in reliance on Section 3(a)(2) of the Securities Act. The issuer may redeem the notes in whole (but not in part) on scheduled quarterly redemption dates on or after November 15, 2027 at a price equal to 100% of principal plus accrued interest.
The Goldman Sachs Group, Inc. is offering fixed‑rate notes with a stated principal amount of $1,000,000. The notes bear interest at 5.50% per annum from the original issue date May 15, 2026 to the stated maturity date May 15, 2046, with annual interest payments each May 15 commencing May 15, 2027.
They will be issued at an original issue price of 100% of principal, with an underwriting discount of 1.5% and net proceeds to the issuer of 98.5% of principal. The notes will be issued in book‑entry form as a master global note and will not be listed on any exchange.
GS Finance Corp. is offering $1,925,000 aggregate face amount of callable 10‑Year CMT rate‑linked range accrual notes due May 15, 2031, guaranteed by The Goldman Sachs Group, Inc. Interest, if any, is payable monthly on the 15th, beginning June 15, 2026, and is determined by multiplying an interest factor of 8.50% by the fraction of scheduled reference dates in each interest period on which the 10‑year CMT rate is ≤ 4.80%. The notes may be redeemed at the issuer’s option on any monthly interest payment date on or after May 15, 2027 at 100% of face plus accrued interest. The prospectus discloses an estimated value at pricing of $959.7 per $1,000 and an original issue price of 100% with an underwriting discount of 2.15% (net proceeds 97.85% of face). Key risks highlighted include credit risk of the issuer and guarantor, limited or no secondary market liquidity, model‑derived estimated value below issue price, issuer redemption optionality, and calculation‑agent discretion over reference rates and related determinations.
The Goldman Sachs Group, Inc. is offering fixed rate medium-term notes with a principal amount of $4,037,000. The notes pay interest at 4.40% per annum, are U.S. dollar‑denominated, issued May 15, 2026, and mature May 15, 2029. Interest dates are May 15 and November 15, commencing November 15, 2026.
The original issue price is 100% of principal; underwriting discount is 0.55%, leaving net proceeds of 99.45% to the issuer. The notes will be issued in book‑entry form through DTC, are not listed, and may be resold in market‑making transactions by affiliates.
GS Finance Corp. priced $6,260,200 of Capped Buffer GEARS linked to the SPDR Gold Trust, guaranteed by The Goldman Sachs Group, Inc. These unsecured notes mature in May 2028 and provide 2.00x upside gearing subject to a 27.30% cap and a 10.00% buffer (downside threshold at 90.00% of the initial ETF price). The initial ETF price is $430.50; the maximum settlement amount per $10 face is $12.73. The securities do not pay interest, are subject to issuer and guarantor credit risk, may have limited secondary-market liquidity, and have an estimated value of approximately $9.67 per $10 face amount on the trade date.
Purchase minimum is $1,000; original issue price is 100.00% of face less a 2.00% underwriting discount (net proceeds 98.00%). The return at maturity depends solely on the final closing price of GLD on the determination date May 15, 2028, subject to the cap and buffer.
GS Finance Corp. offers callable, three-year structured notes linked to the S&P 500® Index, the State Street® Technology Select Sector SPDR® ETF (XLK) and the State Street® Real Estate Select Sector SPDR® ETF (XLRE). The notes mature May 29, 2029 (expected) and pay monthly coupons of $6.459 per $1,000 only if each underlier on the related observation date is at or above 50% of its initial level. If not redeemed, principal at maturity is based on the lesser performing underlier: full face amount if that underlier is ≥50% of initial level, or a pro rata loss equal to the lesser performing underlier return times the $1,000 face amount if below 50%. The issuer may redeem notes at par plus any coupon on monthly coupon dates beginning June 1, 2027. Estimated value at pricing is $925–$955 per $1,000 face amount, below the issue price.
GS Finance Corp. is offering Digital EURO STOXX 50® Index-Linked Notes due 2031, guaranteed by The Goldman Sachs Group, Inc. The notes pay no interest and return at maturity depends on the EURO STOXX 50® performance from the May 28, 2026 trade date to the May 28, 2031 determination date.
If the final index level is ≥ the trigger buffer level (75% of the initial level), holders receive at least a threshold settlement amount of $1,376 per $1,000 face amount or $1,000 plus the index return, whichever is greater. If the final level is below the trigger buffer level, holders lose 1% of principal for each 1% decline and could lose their entire investment. The original issue price is 100% of face, underwriting discount 3%, net proceeds 97% of face.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., offers fixed-coupon notes linked to the S&P 500® Futures Excess Return Index. The notes pay a fixed coupon of $5 per $1,000 on each quarterly coupon date through May 2030 and have an expected stated maturity of May 20, 2031. The cash payment at maturity is determined by the underlier return versus an initial level set on the trade date (expected May 15, 2026) with a threshold settlement amount of $1,450 and a trigger buffer level of 80%. If the final underlier level is below the trigger buffer level, investors can lose principal; the estimated value at pricing is about $885–$925 per $1,000 face amount, below the original issue price. The notes are unsecured obligations subject to issuer and guarantor credit risk and have limited liquidity.
GS Finance Corp. priced trigger autocallable notes linked to the S&P 500® Index, guaranteed by The Goldman Sachs Group, Inc. The notes have annual call observation dates beginning about one year after the trade date and a final determination date expected on May 14, 2031 with stated maturity May 19, 2031. The autocall barrier is 100.00% of the initial index level and the downside threshold is 75.00% of the initial index level. If called, holders receive the $10 face amount plus a call return that increases by call date (annualized range 7.60%-8.10%); if not called and the final index level is below the downside threshold, holders suffer a loss pari passu with the index and could lose their investment. The original issue price is 100.00% of face amount, underwriting discount 2.50%, and minimum purchase $1,000.