GOLDMAN SACHS GROUP INC (GS) SEC Filings, May 28, 2026

GS Finance Corp. priced and issued an autocallable contingent coupon index-linked note program guaranteed by The Goldman Sachs Group, Inc., with an aggregate original face amount of $9,095,000 and an original issue date of May 29, 2026. The notes mature on June 5, 2029 unless automatically called beginning November 2026.

The notes pay a monthly coupon of $6.25 per $1,000 (0.625% monthly, up to 7.5% per annum) only when the closing level of each underlier on a coupon observation date is at least 70% of its initial level. Automatic redemption occurs if each underlier is ≥ 105% of its initial level on a call observation date. At maturity, if not called, the cash settlement depends solely on the performance of the lesser performing underlier; if any underlier is below 70% of its initial level, principal is reduced proportionally to that underlier return. The estimated value on the trade date was approximately $969 per $1,000 face amount.

GS Finance Corp. is offering structured, principal‑at‑risk notes linked to the EURO STOXX 50® Index. The notes pay no interest and settle in cash at maturity based on the underlier's performance from the trade date to the determination date, subject to a 90% buffer level and a capped payout.

If the final underlier level is at or above the buffer level, holders receive the maximum settlement amount of $1,210 per $1,000 face. If the final underlier level is below the buffer level, holders incur losses proportional to the decline: approximately 1.1111% of face lost for each 1% decline below the buffer, which could result in a total loss of principal. The offering's aggregate face amount is $4,290,000, original issue price is 100%, underwriting discount 1.5%, and net proceeds to issuer 98.5%. Terms are guaranteed by The Goldman Sachs Group, Inc.

GS Finance Corp. is offering $61,434,000 aggregate face amount of senior, index-linked notes guaranteed by The Goldman Sachs Group, Inc. The notes pay no interest, are linked to the Goldman Sachs Momentum Builder Focus ER Index and may be automatically called on annual observation dates if the index closes at or above 101% of the initial index level.

If not called, maturity payoff per $1,000 face depends on index performance: if the final index level exceeds the initial level, holders receive $1,000 plus participation at 100% of the index return; if the final index level is equal to or below the initial level, holders receive only the $1,000 face amount. The notes carry underwriting fees (4.375%) and an estimated trade-date value of $900 per $1,000 face.

GS Finance Corp. and The Goldman Sachs Group, Inc. are offering medium-term, non-interest-bearing structured notes linked to the EURO STOXX 50® Index with an aggregate face amount of $1,325,000. The notes may be automatically called on the call observation date; if called, each $1,000 face amount pays $1,136 on the call payment date. If not called, the cash settlement at maturity depends on the final underlier level versus the initial level and a 150% upside participation rate and a 75% trigger buffer. The notes do not pay interest, are subject to issuer and guarantor credit risk, and could result in a total loss of principal if the final underlier level is below the trigger buffer. Key dates include trade date May 26, 2026, original issue date May 29, 2026, call observation date May 26, 2027, call payment date June 3, 2027, determination date May 28, 2029, and stated maturity date June 4, 2029. Purchase economics show an original issue price of 100% of face amount with an underwriting discount of 3.6% (net proceeds 96.4%).

GS Finance Corp. offers $1,958,000 aggregate face amount of Fixed Coupon Buffered S&P 500® Volatility Plus Daily Risk Control Index‑Linked Notes due 2029, guaranteed by The Goldman Sachs Group, Inc. The notes pay a fixed quarterly coupon of $15 per $1,000 face amount and return at maturity depends on the S&P 500® Volatility Plus Daily Risk Control Index performance from May 26, 2026 to the determination date (May 21, 2029). If the final index level is ≥85% of the initial level (7,471.15), you receive $1,000 per $1,000 face amount; if below 85%, the cash settlement is reduced by the index return below the 15% buffer. The estimated value on the trade date was approximately $961 per $1,000 face amount; original issue price is 100% with a 3% underwriting discount (net proceeds 97%). The notes are unsecured obligations subject to issuer and guarantor credit risk and have no shareholder or dividend rights in any underlier stocks.

GS Finance Corp. is offering $4,972,000 of callable, buffered, monthly Russell 2000® index-linked range accrual notes due May 26, 2031, guaranteed by The Goldman Sachs Group, Inc. Interest, if any, is paid monthly and is calculated as the fraction of scheduled trading days in each interest period with the Russell 2000 closing at or above 85% of the initial level, multiplied by a 7.85% interest factor and a 30/360 accrued factor. The issuer may redeem the notes at 100% of face plus accrued interest on any monthly interest payment date on or after May 26, 2027. At maturity the principal is protected only if the final index level is at least 85% of the initial level; below that buffer the cash settlement is reduced pro rata and losses can be substantial. The estimated value at pricing was approximately $972 per $1,000 face amount; the original issue price is 100% with a 3.5% underwriting discount. These notes expose holders to index performance, issuer and guarantor credit risk, possible withholding and uncertain U.S. tax treatment.

GS Finance Corp. priced a structured, principal‑at‑risk note linked to an equally weighted basket of BAC, COF, MS, and WFC. The notes mature on June 1, 2028 and are subject to an automatic call on June 8, 2027 if the basket closing level on that call observation date is ≥ the initial basket level (100).

If called, each $1,000 face amount pays $1,177 on the call payment date. If not called, final payment at maturity depends on the basket return: a 125% upside participation for positive returns; full principal protected only down to a 15% buffer (buffer level = 85%); losses beyond the buffer are scaled by a buffer rate of ~117.65%. The issue price was 100% of face, the estimated model value was approximately $969 per $1,000, and underwriting discount was 1.5% (net proceeds 98.5%).

The issuer, GS Finance Corp., is offering medium‑term notes (aggregate face amount $27,493,000) tied to the performance of the S&P 500® Index. Payment at maturity depends on the final index level versus a buffer level (85%). If the final level is ≥ the buffer, holders receive a capped maximum settlement amount of $1,078.50 per $1,000 face amount; if below, losses apply at approximately 1.1765% of face amount per 1% decline below the buffer, and investors could lose their entire investment. The notes pay no interest and are guaranteed by The Goldman Sachs Group, Inc.

GS Finance Corp. is offering principal-protected-style notes linked to the S&P 500® Futures Volatility Plus Daily Risk Control Index (SPXFVPRE Index). The notes mature on June 3, 2031 unless automatically called on a call observation date between May 2027 and April 2031. Coupons are paid only for observation dates when the index closing level is at least 85% of the initial underlier level (1,029.89). If not called, the maturity payout per $1,000 face amount is $1,000 if the final underlier level is at least 85% of the initial level; otherwise the payment is reduced by the underlier return below the 15% buffer. The original issue price is $1,000 (100% of face), underwriting discount 3.75%, net proceeds 96.25%. The estimated model value at pricing was approximately $940 per $1,000 face amount.