Welcome to our dedicated page for Goldman Sachs Group SEC filings (Ticker: GS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Goldman Sachs Group, Inc. (NYSE: GS) files a wide range of documents with the U.S. Securities and Exchange Commission that provide detailed insight into its operations across Global Banking & Markets, Asset & Wealth Management and Platform Solutions. On this SEC filings page, you can review Forms 10-K and 10-Q for comprehensive annual and quarterly financial statements, along with segment operating results that break out net revenues, provision for credit losses, operating expenses and pre-tax earnings by business segment.
Goldman Sachs also uses Form 8-K to report material events and updates. Recent 8-K filings cover quarterly and annual earnings releases, changes to business segment presentation, information about the Apple Card program and its planned transition to a new issuer, and details of specific debt offerings under the firm’s shelf registration statement. Other 8-Ks describe the issuance of floating rate and fixed/floating rate notes with various maturities, along with related legal opinions and consents.
Investors can also use SEC filings to track the firm’s capital structure, including common stock, preferred stock depositary shares and listed medium-term notes, all registered under Section 12(b) of the Exchange Act. Segment disclosures explain how activities such as advisory and underwriting, FICC and Equities intermediation and financing, asset and wealth management services, investments, and Platform Solutions consumer activities contribute to overall results.
Stock Titan enhances access to these filings by providing real-time updates from EDGAR and AI-powered summaries that highlight key points from lengthy documents. This can help readers quickly understand how new 10-K, 10-Q and 8-K filings affect Goldman Sachs’ business mix, segment performance, credit costs, funding activities and strategic initiatives, without having to parse every line of the original SEC reports.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering leveraged notes linked to the S&P 500® Futures Excess Return Index, maturing in 2031. These notes pay no interest and the amount you receive at maturity depends entirely on the index performance.
If the final index level is above the initial level, the notes provide 193% upside participation on the index gain. If the final level is at or above 50% of the initial level, investors receive the full face amount. If the index falls below this 50% trigger buffer, repayment is reduced one-for-one with the index loss, and investors can lose their entire investment.
The notes are unsecured obligations of GS Finance Corp., fully and unconditionally guaranteed by The Goldman Sachs Group, Inc., and are subject to their credit risk. They are not bank deposits, are not insured by the FDIC, and will not be listed on any securities exchange. Extensive risk factors highlight valuation uncertainty, potential illiquidity, futures-specific risks such as negative roll yield, and uncertain U.S. tax treatment.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering trigger callable contingent yield notes linked to the worst performer of the S&P 500®, Russell 2000® and EURO STOXX 50® indices. The notes have a $10 face amount and pay a $0.275 quarterly contingent coupon (up to 11.00% per annum) only if, on every trading day in the prior observation period, each index stays at or above 70% of its initial level.
Starting in May 2026 through February 2029, the issuer may redeem the notes on any coupon payment date at 100% of face amount plus any due coupon. If not redeemed, principal is protected at maturity only if each index is at or above 60% of its initial level; otherwise repayment is reduced one-for-one with the decline of the worst index, and investors can lose their entire investment. The estimated value at pricing is expected to be between $9.65 and $9.95 per $10, below the 100% issue price.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering S&P 500® Index-linked notes maturing in 2028 as part of its Medium-Term Notes, Series F program.
Each $1,000 note pays at maturity based on the index performance from the trade date to the determination date. If the S&P 500® finishes above its initial level, holders receive $1,000 plus the index return, but this is capped at a maximum settlement amount of $1,114 per $1,000. If the final index level is at or below the initial level, investors receive only the $1,000 face amount.
The notes pay no periodic interest, are unsecured obligations exposed to the credit risk of both GS Finance Corp. and its parent guarantor, and may trade below the original issue price because the initial estimated value is lower than the issue price. They are treated as contingent payment debt instruments for U.S. tax purposes, generally requiring U.S. holders to accrue taxable income over the term even though cash is only paid at maturity.
The Goldman Sachs Group, Inc. is issuing $25,000,000 of unsecured floating rate notes due February 5, 2031. The notes pay quarterly interest at compounded SOFR plus 0.93% per annum, subject to a minimum rate of 0.00% and a maximum rate of 5.50%.
The notes are issued at 100% of principal amount in $1,000 denominations, with a 0.6% underwriting discount, resulting in 99.4% of principal as net proceeds to Goldman Sachs. The notes are not bank deposits, are not FDIC insured, will not be listed on an exchange, and are not subject to redemption before maturity.
Interest starts accruing on February 5, 2026, with payments every February 5, May 5, August 5 and November 5, beginning May 5, 2026. Investors are exposed to Goldman Sachs’ credit risk and to SOFR fluctuations, and U.S. tax rules treat the notes as variable rate debt instruments.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering autocallable notes linked to the Nasdaq-100 Index® maturing in 2031. The notes pay no interest and repayment depends entirely on index performance and Goldman Sachs credit risk.
The notes may be automatically called in 2027 if the index is at or above its initial level, paying $1,104 per $1,000 face amount. If held to maturity and not called, investors get 175% upside participation and full principal back if the index finishes at or above 75% of its initial level. Below that 75% trigger buffer, repayment falls one-for-one with the index and investors can lose their entire investment.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering autocallable buffered notes linked to the State Street® SPDR® S&P® Bank ETF (KBE). The notes pay no interest and are scheduled to mature in February 2028 unless automatically called in February 2027.
If on the call observation date the ETF’s level is at or above its initial level, the notes are automatically redeemed for at least $1,140 per $1,000 face amount. If not called, maturity repayment depends on KBE’s performance: gains are enhanced by a 125% upside participation rate, there is a 10% downside buffer, and losses beyond that buffer reduce principal. Investors face the credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc., and the estimated initial value is $925–$955 per $1,000, below the issue price.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering income-bearing auto-callable notes linked to the common stock of Broadcom Inc., Advanced Micro Devices, Inc. and JPMorgan Chase & Co. The notes pay contingent monthly coupons of $12.917 per $1,000 face amount (1.2917% monthly, with the potential for up to approximately 15.5% per year) whenever on a coupon observation date the closing price of each stock is at least 60% of its initial level set on February 3, 2026.
Starting in August 2026 through January 2029, the notes are automatically called if on any call observation date all three stocks are at or above their initial prices, returning the $1,000 face amount plus the due coupon. If the notes are not called, principal repayment at maturity in February 2029 depends on the worst-performing stock. If at least one stock finishes at or above its initial price, investors receive full principal back, and if all three are at or above 60% of initial, they also receive the final coupon. If all three finish below their initial prices and any stock closes below 50% of its initial price, repayment is reduced in proportion to the lesser-performing stock’s loss, with potential losses greater than 50% of principal and no coupon. The estimated value on the trade date is expected between $890 and $955 per $1,000, and all payments are subject to the credit risk of GS Finance Corp. and its guarantor, with no stock ownership, dividends, or listing and only limited anti-dilution protection.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering Ethereum-linked structured notes tied to the iShares Ethereum Trust ETF (ETHA). The notes pay no interest and return principal at maturity if the ETF’s final level is at or below its initial level.
If the ETF rises, investors receive 100% participation in the ETF return, but the payout is capped at a maximum settlement amount of $1,840 per $1,000 face amount, corresponding to a cap level of 184% of the initial ETF level. The notes are unsecured obligations subject to the credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc.
The product is exposed to ether’s extreme volatility and numerous digital-asset risks, including valuation challenges, security threats, fraud and manipulation, regulatory uncertainty, and potential forks of the Ethereum network. The estimated value on the trade date is expected to be between $885 and $935 per $1,000, below the original issue price, and the notes will be treated as contingent payment debt instruments for U.S. tax purposes, requiring annual accrual of taxable income before any cash is received.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering principal-at-risk contingent income auto-callable notes linked to the worst-performing of the S&P 500, Russell 2000 and Nasdaq-100 indexes, maturing in February 2028.
Investors may receive a quarterly contingent coupon of at least $21 per $1,000 if on each observation date every index is at or above 70% of its initial level. The notes auto-call if all indexes are at or above their initial levels on a call observation date, returning principal plus that coupon. If never called and any index finishes below 70% at maturity, repayment is reduced 1-to-1 with the worst index and can fall to zero. The estimated value is between $920 and $980 per $1,000, with a 2% underwriting discount and no listing on an exchange.
Goldman Sachs’ GS Finance Corp. is offering contingent income auto-callable securities linked to the common stock of GE Vernova Inc., maturing on February 16, 2029. These unsecured notes are fully principal at risk and guaranteed by The Goldman Sachs Group, Inc.
Investors receive a contingent quarterly coupon of at least $33.375 per $1,000 per observation period only when GE Vernova’s share price is at or above a downside threshold set at 50% of the initial price. The notes auto-call if the stock is at or above its initial price on any call observation date, paying back principal plus the due coupon, with no further payments. If held to maturity and the final share price is below the threshold, repayment falls in line with the stock’s decline and can be substantially below principal, down to zero. The estimated value is disclosed between $910 and $970 per $1,000 issue price, and the securities will not be listed on any exchange, exposing holders to both market and Goldman Sachs credit risk.