Welcome to our dedicated page for GOLDMAN SACHS GROUP SEC filings (Ticker: GS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Goldman Sachs Group, Inc. files regulatory documents that cover operating results, material events, capital structure and corporate governance. Its 8-K filings document earnings releases, Regulation FD disclosures, debt and subordinated debt issuances under shelf registration statements, and changes involving directors or executive officers.
The filing record also identifies Goldman Sachs’ NYSE-listed common stock, preferred depositary shares, capital securities and medium-term notes issued by GS Finance Corp. Proxy materials disclose annual meeting matters, board governance, executive compensation and shareholder voting items, while registration-related exhibits document securities offerings and related terms.
GS Finance Corp. offers callable Nasdaq-100 Futures Excess Return™ Index-linked notes due May 5, 2031, guaranteed by The Goldman Sachs Group, Inc. The notes pay no interest and their final cash payment per $1,000 face depends on the final underlier level versus the initial level of 720.8628 measured from the trade date April 29, 2026 to the determination date April 30, 2031. Investors participate at an upside participation rate of 245% if the final level exceeds the initial level. If the final level is between 80% and 100% of the initial level, holders receive the $1,000 face amount; if below 80%, holders suffer downside loss calculated as (underlier return + 20%) times $1,000. The notes are callable at issuer option on monthly call payment dates beginning in May 2027 through April 2031 at specified capped call premium amounts. The estimated value on the trade date is approximately $967 per $1,000 face amount; original issue price is 100%. The offering aggregates $766,000 face amount initially. Potential investors should review credit risk of GS Finance Corp. and the guarantor, the limited live history of the underlier, negative roll/contango effects from futures exposure, tax uncertainties, and the lack of interest payments.
GS Finance Corp. is offering leveraged, buffered S&P 500® Index‑linked notes due June 2, 2028, guaranteed by The Goldman Sachs Group, Inc. The notes pay no interest and return at maturity depends on the S&P 500 performance from the trade date to the determination date.
If the final index level exceeds the initial level, holders receive 200% of the upside return subject to a maximum settlement amount of $1,222.50 per $1,000. If the final level is between 90% and 100% of the initial level, holders receive the $1,000 face amount. If the final level is below 90% of the initial level, holders suffer dollar‑for‑dollar losses below the buffer and could lose a substantial portion of principal.
GS Finance Corp. priced a $3,830,000 issuance of medium‑term, S&P 500®‑linked cash‑settled notes guaranteed by The Goldman Sachs Group, Inc. The notes pay no interest, feature a 110% upside participation rate, an automatic call that yields $1,100 per $1,000 if the call trigger is met, and a stated maturity of May 7, 2029.
The notes may be automatically called on the call observation date if the closing level of the S&P 500® is at or above the initial level; if not called, at maturity each $1,000 face amount returns $1,000 plus upside participation on positive index returns but will return only the face amount if the underlier return is zero or negative. The offering carries an underwriting discount of 2.25% (net proceeds 97.75%) and is subject to issuer and guarantor credit risk and tax rules for contingent payment debt instruments.
GS Finance Corp. (guaranteed by The Goldman Sachs Group, Inc.) is offering market-linked medium-term notes linked to the Nasdaq-100 Index® due May 2, 2030. Each $1,000 note pays principal at maturity and participates 100% in upside in the index subject to a 30.00% cap (maximum maturity payment $1,300). The pricing date was April 29, 2026; the estimated value at pricing was $958 per $1,000 face amount and the original offering price is $1,000 per note. Payments remain subject to the issuer’s and guarantor’s credit risk.
GS Finance Corp. is offering Market Linked Securities—Auto-Callable with Contingent Coupon and Contingent Downside Principal at Risk linked to the Class C common stock of Dell Technologies Inc., with an original offering price of $1,000 per security and aggregate face amount $3,339,000. The securities pay a quarterly $51.875 contingent coupon per $1,000 (a 20.75% annualized rate) only if the underlying stock closes at or above the coupon threshold (60% of the starting price) on each calculation day.
If any quarterly call date from July 2026 to January 2029 has the stock closing price at or above the starting price, the notes will be automatically called and redeemed at face amount plus the final contingent coupon. If not called, maturity is May 3, 2029; repayment at maturity depends on the ending price relative to the downside threshold (50% of the starting price). The estimated value at pricing was approximately $961 per $1,000 face amount. Payments are unsecured obligations of GS Finance Corp. and guaranteed by The Goldman Sachs Group, Inc., and are subject to issuer/guarantor credit risk and tax and liquidity considerations.
GS Finance Corp. is offering leveraged, buffered basket-linked notes due May 3, 2029, guaranteed by The Goldman Sachs Group, Inc. Each note links payoff to a weighted basket of five equity indices with an initial basket level of 100. The notes pay 1.5× the basket return on gains up to a cap (cap level ≈ 130.333%), provide a 5% buffer that preserves principal for declines up to 5%, and expose holders to losses beyond the buffer. The estimated value on the trade date was ~$979 per $1,000 face amount; original issue price is 100% with an underwriting discount of 1.2%. Credit risk is that of GS Finance Corp. and The Goldman Sachs Group, Inc.; payments depend on closing index levels on the determination date.
GS Finance Corp. priced contingent monthly‑coupon, autocallable notes guaranteed by The Goldman Sachs Group, Inc. The offering totals $3,142,000 of notes with a $1,000 face amount per note, an original issue price equal to face, and an underwriting discount of 2.225%. Coupons of $7.917 per $1,000 (0.7917% monthly, ~9.50% per annum) are paid only when each underlier is at or above a 75% coupon trigger on observation dates. An automatic call occurs if all three underliers close at or above their initial levels on a call observation date. If not called, the maturity cash settlement is based on the lesser performing underlier and may result in the loss of all principal; the determination date is October 29, 2027 and stated maturity is November 5, 2027.
GS Finance Corp. issues $4,506,000 of Leveraged Buffered Basket‑Linked Notes due 2028, guaranteed by The Goldman Sachs Group, Inc. Each note has a $1,000 face amount and matures on May 4, 2028. The payout is linked to a weighted basket (S&P 500® 40%, MSCI EAFE 25%, S&P MidCap 400® 14%, Russell 2000® 11%, MSCI Emerging Markets 10%) measured from the trade date (April 29, 2026) to the determination date (May 1, 2028). Positive basket returns pay 150% participation subject to a cap (approximately 117.833% of initial basket level) and a maximum settlement of $1,267.5 per $1,000 face. A buffer protects declines up to 10%; declines beyond that expose holders to proportional losses. The estimated value on the trade date was approximately $984 per $1,000 face; the original issue price was 100% with an underwriting discount of 0.8%.
GS Finance Corp. issued $884,000 aggregate face amount of S&P 500® Daily Risk Control 5% USD Excess Return Index–linked notes due May 3, 2029, guaranteed by The Goldman Sachs Group, Inc. The notes pay no interest and return at maturity is based on the Excess Return index performance from the trade date April 29, 2026 to the determination date April 30, 2029.
Key economic terms: upside participation rate 169%, initial index level 179.26, maximum downside settlement amount $2,000 per $1,000 face. Notes estimated value at pricing was approximately $967 per $1,000 face; original issue price was 100% with an underwriting discount of 2.25%. Notes are unsecured obligations subject to issuer and guarantor credit risk and to index methodology, SOFR-based borrowing-cost adjustments, market-disruption and successor-index provisions.
GS Finance Corp. is offering contingent quarterly coupon, autocallable medium-term notes linked to Marvell Technology, Inc. common stock ("MRVL"). The notes pay a quarterly contingent coupon of $77 per $1,000 face amount if the underlier closes at or above 60% of the initial level on an observation date and are automatically called if the underlier closes at or above the initial level on any call observation date. At maturity, if not called, cash settlement per $1,000 depends on the final underlier level: investors receive $1,000 if the final level is at or above a 60% trigger buffer or a pro rata cash amount (which could be zero) if below, exposing holders to possible total loss of principal. The notes are senior unsecured obligations of GS Finance Corp., unlisted, fully guaranteed by The Goldman Sachs Group, Inc., and subject to issuer/guarantor credit risk, model valuation discounts, limited liquidity, and uncertain U.S. federal income tax treatment.