Welcome to our dedicated page for Goldman Sachs Group SEC filings (Ticker: GS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Goldman Sachs Group, Inc. (NYSE: GS) files a wide range of documents with the U.S. Securities and Exchange Commission that provide detailed insight into its operations across Global Banking & Markets, Asset & Wealth Management and Platform Solutions. On this SEC filings page, you can review Forms 10-K and 10-Q for comprehensive annual and quarterly financial statements, along with segment operating results that break out net revenues, provision for credit losses, operating expenses and pre-tax earnings by business segment.
Goldman Sachs also uses Form 8-K to report material events and updates. Recent 8-K filings cover quarterly and annual earnings releases, changes to business segment presentation, information about the Apple Card program and its planned transition to a new issuer, and details of specific debt offerings under the firm’s shelf registration statement. Other 8-Ks describe the issuance of floating rate and fixed/floating rate notes with various maturities, along with related legal opinions and consents.
Investors can also use SEC filings to track the firm’s capital structure, including common stock, preferred stock depositary shares and listed medium-term notes, all registered under Section 12(b) of the Exchange Act. Segment disclosures explain how activities such as advisory and underwriting, FICC and Equities intermediation and financing, asset and wealth management services, investments, and Platform Solutions consumer activities contribute to overall results.
Stock Titan enhances access to these filings by providing real-time updates from EDGAR and AI-powered summaries that highlight key points from lengthy documents. This can help readers quickly understand how new 10-K, 10-Q and 8-K filings affect Goldman Sachs’ business mix, segment performance, credit costs, funding activities and strategic initiatives, without having to parse every line of the original SEC reports.
The Goldman Sachs Group, Inc. plans to issue senior unsecured fixed rate notes due 2032 under its Medium-Term Notes, Series N program. The notes will pay interest at a fixed rate of 4.35% per annum, with payments made on June 5 and December 5 of each year, starting June 5, 2026 and continuing until the stated maturity date of December 5, 2032. The notes will be issued in minimum denominations of $1,000 and integral multiples thereof, in U.S. dollars.
The notes will not be listed on any securities exchange and will be issued in book-entry form through DTC, with Goldman Sachs & Co. LLC acting as underwriter, calculation agent and an affiliate of the issuer. The structure includes standard U.S. federal income tax treatment for interest and capital gains, provisions for full and covenant defeasance, and detailed selling and distribution restrictions in the EEA, UK, Hong Kong, Singapore, Japan and Switzerland.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is issuing $1,763,000 of structured notes linked to the common stocks of NVIDIA, SoFi Technologies and Uber. These notes pay a contingent monthly coupon of $26.667 per $1,000 (about 2.6667% per month, up to roughly 32% per year) only if each stock closes at or above 60% of its initial level on the relevant observation date.
The notes can be automatically called quarterly if all three stocks are at or above their initial levels, in which case holders receive $1,000 per note plus the due coupon, with no further payments. If not called, principal repaid at maturity depends solely on the worst-performing stock: if its final level is at least 60% of its initial level, investors receive $1,000 per note; if it is below 60%, repayment is reduced one-for-one with that stock’s loss and can fall to $0, meaning a complete loss of invested principal. There is no upside above par, the notes are subject to Goldman Sachs credit risk, secondary market prices may be below issue price, and the U.S. tax treatment is described as uncertain.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering principal-at-risk notes linked to NVIDIA, CoreWeave and Tesla stock. The notes mature on November 18, 2027 and can be automatically called monthly from November 2026 if each stock is at or above its initial price. Investors may receive a contingent coupon of $18.875 per $1,000 per observation date (about 1.8875% monthly, up to 22.65% per annum) when all three stocks close at or above 50% of their initial prices. If at maturity all three stocks are below their initial prices and any is below 50% of its initial level, repayment is reduced in line with the worst-performing stock and can fall to zero. The initial estimated value is about $938 per $1,000, versus a 100% issue price on an aggregate face amount of $1,130,000, with a 1.5% underwriting discount and 98.5% net proceeds to the issuer.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering buffered notes linked to the S&P 500® Index that do not pay interest and are scheduled to mature on the expected stated maturity date of November 30, 2027. The cash payment at maturity per $1,000 face amount depends on index performance from the expected trade date of November 24, 2025 to the determination date, expected November 24, 2027. If the index gain is zero or positive, investors participate one-for-one in the index return up to a maximum upside settlement amount of $1,171, corresponding to a cap level of 117.1% of the initial index level. If the index is down but not by more than 20%, investors receive the absolute value of the loss as a positive return, so a -20% index return produces +20% on the notes. If the index falls by more than 20%, losses beyond that buffer are passed through, so an index return of -21% produces a -1% note return and deeper declines can result in a substantial loss of principal. The notes are unsecured obligations subject to the credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc., will not be listed on an exchange, and their estimated value on the trade date is expected to range from $925 to $955 per $1,000 face amount, reflecting offering costs and dealer economics.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering auto-callable notes linked to the common stock of Snowflake Inc. The notes pay fixed coupons of $25 per $1,000 each quarter (2.5% quarterly, up to 10% per year) until maturity or automatic call. The notes will be automatically redeemed at face amount plus the coupon if Snowflake’s share price on any call observation date is at or above the initial stock price. At maturity in 2028, if the notes have not been called and Snowflake’s final stock price is at least 50% of the initial price, investors receive the full face amount plus the final coupon; if it is below 50%, repayment of principal is reduced in line with the stock’s percentage decline, and investors can lose all or most of their investment. Payments are unsecured and subject to the credit risk of both GS Finance Corp. and The Goldman Sachs Group, Inc. The issuer estimates the value of each note at issuance at $925–$955 per $1,000 face amount.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering leveraged buffered notes linked to the S&P 500® Futures Excess Return Index. The notes pay no interest and return a cash amount at maturity based on index performance between the trade date and a determination date expected in late 2028.
If the index return is zero or positive, holders receive the face amount plus gains multiplied by at least 113.75%. If the index return is negative but not worse than -20%, investors still receive a positive return equal to the absolute index loss. If the index falls by more than 20%, investors lose principal, with losses increasing as the index declines further.
The notes’ estimated value on the trade date is expected to be between $925 and $965 per $1,000 face amount, below the issue price, reflecting dealer compensation and structuring costs. Investors face the credit risk of both GS Finance Corp. and The Goldman Sachs Group, Inc., exposure to futures-related effects such as financing costs and negative roll yield, limited liquidity, and uncertain U.S. tax treatment as a pre-paid derivative contract.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering S&P 500® Futures Excess Return Index-linked notes with an aggregate face amount of $2,208,000. The notes pay no interest and mature on November 18, 2030. At maturity, investors receive $1,000 per note plus 165% of any positive index return. Principal is protected only down to a 15% buffer: if the index has fallen by 15% or less, investors receive the $1,000 face amount; if it falls by more than 15%, repayment is reduced dollar-for-dollar with the additional decline, so a substantial loss of principal is possible. The product references E-mini S&P 500 futures rather than the cash S&P 500 index, and performance may be eroded by financing costs and negative roll yield. Key risks include the credit of GS Finance Corp. and its parent, limited liquidity, market volatility, and uncertain U.S. tax treatment.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering auto-callable income notes linked to the common stock of NVIDIA, Celestica and Tesla. The notes pay a conditional monthly coupon of $15.375 per $1,000 face amount (1.5375% monthly, up to 18.45% per year) whenever all three stocks close at or above 50% of their initial prices on an observation date.
Beginning in November 2026, the notes are automatically called if all three stocks are at or above their initial prices on a call observation date, returning principal plus the due coupon. If not called, and on the final date all three stocks are below their initial prices and any is below 50%, repayment is reduced in line with the worst-performing stock, potentially to zero. The estimated value at pricing is expected between $925 and $955 per $1,000, and all payments are subject to the credit risk of GS Finance Corp. and its guarantor.
Goldman Sachs Group Inc. (GS) filed a Form 13F Holdings Report listing institutional equity positions. The report shows 13,001 entries in the information table with an aggregate reported value of $817,379,021,695 (round to nearest dollar). The filing includes 7 other included managers across affiliated Goldman entities. The report is signed by Sam Prashanth, Vice-President, in Dallas, TX on 11-14-2025.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., filed a preliminary prospectus supplement for auto‑callable monthly coupon notes linked to the common stocks of MercadoLibre and NVIDIA and an ADS of Sea Limited. The notes mature on the expected November 24, 2028 and may be automatically called on monthly observation dates starting in November 2026 if each index stock is at or above its initial price set on the expected trade date of November 19, 2025.
Monthly observation dates are expected to be the 19th of each month. A coupon accrues only when each index stock closes at or above 50% of its initial price; the coupon formula is $9.167 per $1,000 (0.9167% monthly, with potential up to approximately 11% per annum) less any prior coupons paid. If not called, a “trigger event” occurs if each final price is below its initial price; maturity payment then depends on the lesser performing stock and can be significantly below principal.
Authorized denominations are $1,000. The estimated value at pricing is expected between $925 and $955 per $1,000. Payments are subject to the credit risk of GS Finance Corp. and the guarantor.