Welcome to our dedicated page for Goldman Sachs Group SEC filings (Ticker: GS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Goldman Sachs Group, Inc. files regulatory documents that cover operating results, material events, capital structure and corporate governance. Its 8-K filings document earnings releases, Regulation FD disclosures, debt and subordinated debt issuances under shelf registration statements, and changes involving directors or executive officers.
The filing record also identifies Goldman Sachs’ NYSE-listed common stock, preferred depositary shares, capital securities and medium-term notes issued by GS Finance Corp. Proxy materials disclose annual meeting matters, board governance, executive compensation and shareholder voting items, while registration-related exhibits document securities offerings and related terms.
GS Finance Corp. (guaranteed by The Goldman Sachs Group, Inc.) is offering structured notes linked to the EURO STOXX 50®, the S&P 500® and the State Street® Technology Select Sector SPDR® ETF. The notes pay a monthly coupon of $8.75 per $1,000 face amount if each underlier is at or above 60% of its initial level on coupon observation dates, are subject to automatic call beginning May 2027, and mature on the stated maturity date expected to be May 7, 2029. At maturity, if any underlier is below 60% of its initial level, the cash settlement depends on the lesser performing underlier and may result in a substantial loss of principal. The estimated value at pricing is between $925 and $955 per $1,000 face amount, below the original issue price.
GS Finance Corp. is offering $36,444,000 aggregate face amount of autocallable, buffered S&P 500® index-linked notes due April 20, 2028, guaranteed by The Goldman Sachs Group, Inc. The notes pay no interest, carry an automatic call if the S&P 500 on the call observation date (April 30, 2027) is ≥ the initial level 7,126.06, and would pay $1,095.20 per $1,000 if called. If not called, maturity payoffs depend on the final index level on the determination date (April 17, 2028): a capped upside (threshold settlement $1,190.40 per $1,000 and 100% participation) if the final level ≥ initial, return of principal if final level declines ≤ 15%, and downside exposure below that buffer (buffer rate ≈ 117.65%) that can materially reduce principal. Trade date was April 17, 2026; original issue date April 22, 2026. The estimated value at pricing was approximately $983 per $1,000 face; original issue price is 100% with a 1.5% underwriting discount (net proceeds 98.5%). The notes are unsecured obligations and subject to issuer and guarantor credit risk.
GS Finance Corp. is offering structured medium-term notes (aggregate face amount $4,073,000) that pay a contingent monthly coupon of $7.709 per $1,000 (0.7709% monthly, potential up to ~9.25% per annum) subject to coupon trigger tests.
Payments and principal at the stated maturity (April 24, 2029) depend on the performance of the lesser performing underlier (Dow Jones Industrial Average, Nasdaq-100, Russell 2000). Notes are automatically called if each underlier meets or exceeds its initial level on a call observation date. Investors bear issuer/guarantor credit risk and may lose their entire investment if the lesser performing underlier falls below the trigger buffer level. Trade date: April 17, 2026; original issue date: April 22, 2026.
GS Finance Corp. is offering index-linked notes due April 27, 2027, guaranteed by The Goldman Sachs Group, Inc., with an aggregate face amount of $44,732,000 on the original issue date. The notes reference the S&P 500®, the Dow Jones Industrial Average® and the S&P 500® Equal Weight Index and pay at maturity based on the performance of the lesser performing underlier. If each final index level is ≥75% of its initial level (initial levels set on the trade date April 17, 2026), holders receive the maximum settlement amount of $1,080 per $1,000 face amount. If any index finishes below 75% of its initial level, investors incur losses (approximately 1.3333% loss of face amount per 1% decline below the 75% threshold), potentially losing the entire investment. The original issue price is 100% of face; the estimated value at pricing was approximately $997 per $1,000. The offering includes an underwriting discount of 0.2% (net proceeds 99.8% of face). The securities do not bear interest and are subject to issuer and guarantor credit risk, tax uncertainty, and limited liquidity.
GS Finance Corp. offers $6,006,000 face amount of medium-term contingent coupon notes, fully guaranteed by The Goldman Sachs Group, Inc. The notes pay a contingent quarterly coupon of $18.375 per $1,000 (1.8375% quarterly; up to 7.35% per annum) if each underlier is at or above its coupon trigger (55% of initial level) on the related observation date. At maturity (stated maturity April 22, 2031), the cash settlement per $1,000 depends on the performance of the lesser performing underlier (Russell 2000 and S&P 500), with full principal returned only if that underlier is ≥ its trigger buffer level (55% of initial). The issuer may redeem in whole on coupon payment dates beginning October 22, 2026. The notes are subject to issuer and guarantor credit risk, limited upside at maturity, possible complete loss of principal, tax uncertainty, and limited secondary-market liquidity.
GS Finance Corp. offers structured, MSFT-linked contingent coupon notes with an aggregate face amount of $11,335,000. The notes pay quarterly contingent coupons and are subject to automatic call if Microsoft’s closing level on a call observation date is at or above the initial level of $422.79. At maturity the cash settlement depends on the final underlier level relative to a 70% trigger buffer; investors may lose their entire investment if the final level is below the trigger buffer.
GS Finance Corp. offers contingent quarterly-coupon, auto-callable notes linked to the S&P 500 Index. The pricing supplement sets an aggregate face amount of $780,000, an original issue price of 100% of face amount, a quarterly coupon of $20.125 per $1,000 (2.0125% quarterly, up to 8.05% per annum) payable only if the underlier is at or above a 70% coupon trigger level on each observation date. The notes are automatically called if the S&P 500 closes at or above the initial level on any call observation date; otherwise the cash settlement at maturity depends on the final underlier level and can result in total loss of principal. The notes are senior unsecured obligations of GS Finance Corp., fully and unconditionally guaranteed by The Goldman Sachs Group, Inc.
GS Finance Corp. priced callable, buffer-structured notes linked to the S&P 500® Futures Excess Return Index. The offering aggregates $2,117,000 of face amount with an original issue price of 100% and a stated maturity of April 24, 2031. The notes pay no interest, carry credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc., and include an automatic call feature on annual observation dates. If not called, maturity payoffs depend on the final underlier level versus a 20% buffer (buffer level = 80% of initial). The maturity payoff is capped (maturity date premium = 55.00%) and losses can be substantial if the final underlier level falls below the buffer.
GS Finance Corp. offers $3,745,000 face amount of principal-at-risk notes linked to the EURO STOXX 50® Index, guaranteed by The Goldman Sachs Group, Inc. The notes pay no interest, carry a 150% upside participation rate, a trigger buffer at 80% of the initial level, and may be automatically called on the call observation date for a fixed call payment of $1,208 per $1,000 face amount if the underlier closes at or above the initial level.
The notes mature in April 2029, are cash-settled, and expose investors to issuer/guarantor credit risk and complete downside principal loss if the final underlier level is below the trigger buffer.
GS Finance Corp. is offering Buffered Digital S&P 500 Index-Linked Notes due 2027 guaranteed by The Goldman Sachs Group, Inc. The notes pay no interest and return at maturity depends on the S&P 500 performance from the April 24, 2026 trade date to the May 7, 2027 determination date.
If the final underlier level is at or above the buffer level (85%), holders receive a capped $1,076.40 maximum settlement per $1,000 face amount. If the final level is below 85%, holders lose approximately 1.1765% of face for each 1% decline below the buffer and could lose their entire investment.