Welcome to our dedicated page for Goldman Sachs Group SEC filings (Ticker: GS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Goldman Sachs Group, Inc. files regulatory documents that cover operating results, material events, capital structure and corporate governance. Its 8-K filings document earnings releases, Regulation FD disclosures, debt and subordinated debt issuances under shelf registration statements, and changes involving directors or executive officers.
The filing record also identifies Goldman Sachs’ NYSE-listed common stock, preferred depositary shares, capital securities and medium-term notes issued by GS Finance Corp. Proxy materials disclose annual meeting matters, board governance, executive compensation and shareholder voting items, while registration-related exhibits document securities offerings and related terms.
GS Finance Corp. (guaranteed by The Goldman Sachs Group, Inc.) is offering structured notes linked to the common stock of Advanced Micro Devices, Inc. The notes reference an initial index stock price of $245.04 set on April 10, 2026, pay contingent coupons when the stock closes at or above 65% of that price on specified observation dates, and mature on April 29, 2027 unless automatically called earlier. If the final index stock price is below the 65% buffer, principal at maturity is reduced using a buffer rate of approximately 153.85%, and no coupon is paid. The estimated value at pricing was approximately $988 per $1,000 face amount and the original issue price was 100%.
GS Finance Corp. (guaranteed by The Goldman Sachs Group, Inc.) is offering principal-protected contingent notes linked to the S&P 500 Index. Each $1,000 face amount pays no interest, may be automatically called on April 19, 2027 for $1,120 if the call observation closing level is ≥ the initial level, and otherwise pays at maturity on April 19, 2029 an amount tied to the S&P 500 performance using a 165% upside participation and a 15% downside buffer (buffer level = 85% of the initial level). The notes carry issuer and guarantor credit risk and may result in a substantial loss of principal if the underlier falls below the buffer level.
GS Finance Corp. is offering principal-protected-style notes linked to the Class A common stock of Vertiv Holdings Co with an initial index stock price of $295.11. The notes mature on April 29, 2027 and can be automatically called on observation dates beginning in July 2026. Coupons are payable only if the index stock closes at or above 65% of the initial price on observation dates; a buffer protects losses up to 35% of the initial price, after which investors absorb amplified downside via a ~153.85% buffer rate. Estimated value at issuance is approximately $999 per $1,000 face amount.
GS Finance Corp. is offering autocallable contingent coupon index-linked notes due April 27, 2029, guaranteed by The Goldman Sachs Group, Inc.. The notes reference the Nasdaq-100, Russell 2000 and S&P 500 and pay a contingent monthly coupon of 0.9167% per $1,000 ( ~11.00% annualized) only if each underlier meets a coupon trigger of 70% on observation dates.
Notes are automatically called if every underlier is at or above its initial level on a call observation date; maturity payoff (if not called) depends solely on the lesser performing underlier relative to a trigger buffer of 60%. Trade date is April 20, 2026 and original issue date is April 27, 2026. The prospectus warns investors they could lose their entire investment.
GS Finance Corp. is offering $3,250,000 in trigger autocallable GEARS linked to the Russell 2000® Index due April 17, 2031, guaranteed by The Goldman Sachs Group, Inc. The notes pay no coupons, may be automatically called on April 21, 2027 if the index closes at or above the autocall barrier, and at maturity pay an amount tied to the Russell 2000® performance with upside gearing 1.34 and a downside threshold 75.00% of the initial index level.
The securities are unsecured obligations subject to issuer/guarantor credit risk, include a 15.00% capped call return on an early autocall, and had an estimated value of approximately $9.73 per $10 face amount on the trade date. The original issue price is 100.00% of face amount with a 2.00% underwriting discount.
GS Finance Corp. is offering structured, autocallable notes linked to the common stock of Advanced Micro Devices, Inc., Apple Inc. and Western Digital Corporation. Each $1,000 note pays conditional monthly coupons and matures April 19, 2029, unless automatically called beginning April 2027. Coupons are paid only if each index stock meets a 50% trigger on observation dates; automatic calls occur if all three stocks are at or above their initial prices. At maturity, if a trigger event (all final prices below initial prices) occurs, repayment is based on the lesser performing stock and could be substantially below face amount. The estimated value at pricing was approximately $968 per $1,000 face amount; original issue price is 100% of face.
GS Finance Corp. is offering capped, buffer-structured, non-interest-bearing notes linked to the Class A common stock of CrowdStrike Holdings, Inc. (initial index stock price $379.02). The notes have a trade date April 14, 2026, an original issue date April 17, 2026, an automatic call observation on April 23, 2027 and a stated maturity of April 13, 2028. If automatically called, each $1,000 face amount pays $1,257.50 on the call payment date; at maturity payments depend on index performance with a 25% buffered downside and a threshold settlement amount of $1,515. The estimated model value at pricing was approximately $966 per $1,000 face amount; original issue price is 100% with a 1.5% underwriting discount.
GS Finance Corp. is offering structured notes linked to the S&P 500® Index, the EURO STOXX 50® Index and the SPDR® Gold Trust that mature on October 17, 2029 unless earlier redeemed. Coupons of $11.667 per $1,000 may be paid monthly only if each underlier closes at or above 70% of its initial level on coupon observation dates; otherwise the coupon is $0. At maturity the cash payment depends solely on the lesser performing underlier: full principal is preserved only if that underlier is at or above its 60% trigger buffer (with a final coupon if at/above 70%); otherwise investors can suffer substantial principal loss tied to the lesser performing underlier. The estimated value at pricing was approximately $981 per $1,000 face amount and the original issue price is 100% of face amount.
GS Finance Corp. offers structured notes linked to HubSpot, Inc. common stock with $1,000,000 aggregate face amount and $1,000 face amount per note. The notes trade April 14, 2026, original issue date April 17, 2026, and mature April 28, 2027, unless automatically called on specified observation dates.
Coupons are payable only if the index stock closing price on coupon observation dates meets a 65% trigger of the initial index stock price of $205.04. If the final index stock price is below that 65% buffer, principal is reduced proportionally to the index stock return; the estimated value at trade date was approximately $972 per $1,000 face amount.
GS Finance Corp. offers $9,932,000 of autocallable, buffered EURO STOXX 50® index-linked notes due April 13, 2028, guaranteed by The Goldman Sachs Group, Inc. The notes pay no interest, carry an automatic call on April 23, 2027 with a capped cash payment of $1,156 per $1,000 face amount, and otherwise provide 125% participation in positive index returns and a 15% buffer (buffer rate ≈117.65%) on downside exposure. The estimated value at pricing was approximately $985 per $1,000 face amount and the original issue price is 100% with a 1.5% underwriting discount.