Welcome to our dedicated page for Goldman Sachs Group SEC filings (Ticker: GS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Goldman Sachs Group, Inc. files regulatory documents that cover operating results, material events, capital structure and corporate governance. Its 8-K filings document earnings releases, Regulation FD disclosures, debt and subordinated debt issuances under shelf registration statements, and changes involving directors or executive officers.
The filing record also identifies Goldman Sachs’ NYSE-listed common stock, preferred depositary shares, capital securities and medium-term notes issued by GS Finance Corp. Proxy materials disclose annual meeting matters, board governance, executive compensation and shareholder voting items, while registration-related exhibits document securities offerings and related terms.
GS Finance Corp. is offering underlier-linked notes due May 19, 2027 (expected) that pay an amount tied to the lesser performing of the S&P 500® Index, the Russell 2000® Index and the State Street® Utilities Select Sector SPDR® ETF (XLU). Each $1,000 face amount can pay up to a capped $1,100 at maturity if all underliers finish at or above 75% of their initial levels; if any underlier finishes below 75% the notes suffer losses using a buffer mechanics (buffer = 25%, buffer rate ≈ 133.33%), and an investor may lose the entire investment. The estimated value at pricing is quoted between $925 and $955 per $1,000 face amount. Payments are unsecured obligations of GS Finance Corp. and guaranteed by The Goldman Sachs Group, Inc., exposing holders to issuer and guarantor credit risk.
GS Finance Corp. is offering callable, buffered, monthly S&P 500® index-linked range accrual notes due April 30, 2031, guaranteed by The Goldman Sachs Group, Inc. Interest (up to an interest factor of 7.25%) is determined monthly by the fraction of scheduled trading days the S&P 500 closing level is ≥ 85% of the initial level. Notes are callable at 100% of face on any interest payment date on or after April 30, 2027. At maturity investors receive $1,000 per $1,000 face if the final index level is ≥85% of the initial level; otherwise the cash settlement declines linearly below face and can produce a substantial loss. Estimated model value on the trade date is $886–$926 per $1,000 face.
GS Finance Corp. offers $5,245,000 of medium-term, S&P 500®-linked, principal-at-risk notes due April 6, 2028, fully and unconditionally guaranteed by The Goldman Sachs Group, Inc. The notes do not pay interest, participate in upside at a 150% rate if the final index level exceeds the initial level, and include an automatic call on April 15, 2027 if the S&P 500 closing level is greater than or equal to the initial level (call payment of $1,128 per $1,000 face amount if called). If not called, the cash payment at maturity depends on the final underlier level relative to the initial level and an 80% trigger buffer: holders receive full principal if the final level is at or above 80% of the initial level, but suffer proportional losses if the final level is below 80%, including the possibility of losing their entire investment.
GS Finance Corp. offers structured, principal-at-risk notes backed by a 6-stock equally weighted basket maturing April 6, 2028 with an automatic call feature on April 15, 2027. The notes pay no interest and deliver cash based on the basket return: an automatic call pays $1,203 per $1,000 face amount; at maturity upside participation is 125%, and there is a 15% downside buffer (buffer level = 85%, buffer rate ≈ 117.65%). The basket comprises six stocks (BA, CEG, ETN, KLAC, LHX, MP) with initial basket level 100 and aggregate face amount $4,111,000. Original issue price is 100% of face; underwriting discount is 1.5%, net proceeds 98.5%. The estimated model value on the trade date is approximately $953 per $1,000 face amount. Risks include issuer/guarantor credit exposure to Goldman Sachs entities and limited anti-dilution protection; GS&Co. is calculation agent and may exercise discretion affecting payout.
GS Finance Corp. is offering autocallable index-linked notes due April 7, 2031, guaranteed by The Goldman Sachs Group, Inc. The notes reference the S&P 500, Russell 2000 and Nasdaq-100 Technology Sector indexes, pay no interest and include automatic call features beginning April 9, 2027. If all three underliers are at or above their initial levels on a call observation date, notes are automatically redeemed with a capped cash payment equal to principal plus a specified call premium. If not called, the maturity payment is linked to the performance of the lesser performing underlier, with a trigger buffer at 85% of initial levels and a maturity cap of 175.75% of face amount. The offering aggregates $9,560,000 in face amount and the estimated value at trade is about $985 per $1,000 face amount.
GS Finance Corp. offers $4,047,000 of NVDA-linked contingent coupon notes, guaranteed by The Goldman Sachs Group, Inc. The notes pay a quarterly contingent coupon of up to $54.35 per $1,000 face amount when the underlier meets an 80% trigger and feature an automatic call if NVIDIA closes at or above the initial level on any call observation date. If not called, maturity payoff depends on final underlier performance with a 20% buffer (buffer rate 125%); investors can lose their entire investment if the final underlier level falls sufficiently. Original issue price is 100% of face; underwriting discount 1%.
Goldman Sachs is marketing notes issued by GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., linked to the S&P 500® Futures 40% VT Adaptive Response 6% Decrement Index ("SPAR4V6"). The Index targets a 40% realized volatility and applies a 6% per annum daily decrement, and may use up to 500% maximum leverage with a 100% cap on daily leverage changes. The presentation relies on hypothetical backtested performance through December 27, 2024 and realized data thereafter (data range January 1, 2005 to March 31, 2026). Materials emphasize complex, rule‑based calendar and price signals (mean reversion, FOMC, turn‑of‑month), leverage and decrement risks, limited live history, and that notes are unsecured, subject to issuer/guarantor credit risk. The document is illustrative; specific offering terms appear in applicable pricing supplements.
GS Finance Corp. (guaranteed by The Goldman Sachs Group, Inc.) is offering medium-term structured notes linked to the EURO STOXX 50® Index. For each $1,000 face amount, the cash settlement at maturity on April 7, 2031 depends on the underlier return measured from the trade date to the determination date. If the final level is at or above the initial level you receive the greater of a $1,600 threshold settlement amount or $1,000 plus the indexed return. If the final level is between the buffer level (90% of initial) and the initial level you receive $1,000. If the final level is below the buffer level you suffer a linear loss tied to the decline below the buffer (buffer amount 10%, buffer rate 100%). The notes pay no interest, are subject to issuer and guarantor credit risk, and have limited liquidity.
GS Finance Corp. is offering principal‑protected‑style linked notes tied to the MSCI EAFE Index. The notes pay no interest, have an upside participation rate of 125% capped by a maximum settlement amount of $1,382.50 per $1,000 face, and include a 25% downside buffer (buffer level 75%). Trade date is April 2, 2026, original issue date April 8, 2026, stated maturity April 6, 2029 (determination date April 3, 2029), and the aggregate face amount is $1,500,000. If the final index level is below the buffer, investors suffer a pro rata principal loss; if the final level is above the initial level, upside is subject to the participation rate and the stated cap. Notes are senior unsecured obligations of GS Finance Corp., fully and unconditionally guaranteed by The Goldman Sachs Group, Inc.
GS Finance Corp. is offering Autocallable TOPIX-Linked Notes due 2029, guaranteed by The Goldman Sachs Group, Inc. The notes pay no interest and are linked to the TOPIX index. If the underlier is at or above the initial level on the call observation date, the notes will be automatically called and pay $1,090.50 per $1,000 on the call payment date. If not called, at maturity the cash settlement per $1,000 face amount equals $1,000 + $1,000 × 100% × underlier return if the final underlier level is above the initial level, or $1,000 if the final underlier level is equal to or below the initial level. Key dates include trade date April 24, 2026, original issue date April 29, 2026, call observation date April 26, 2027, determination date April 24, 2029, and stated maturity April 27, 2029. Investors remain exposed to issuer and guarantor credit risk, limited upside on an early call, foreign-market risks tied to TOPIX, and complex U.S. tax treatment as contingent payment debt instruments.