Welcome to our dedicated page for Goldman Sachs Group SEC filings (Ticker: GS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Goldman Sachs Group, Inc. files regulatory documents that cover operating results, material events, capital structure and corporate governance. Its 8-K filings document earnings releases, Regulation FD disclosures, debt and subordinated debt issuances under shelf registration statements, and changes involving directors or executive officers.
The filing record also identifies Goldman Sachs’ NYSE-listed common stock, preferred depositary shares, capital securities and medium-term notes issued by GS Finance Corp. Proxy materials disclose annual meeting matters, board governance, executive compensation and shareholder voting items, while registration-related exhibits document securities offerings and related terms.
GS Finance Corp. is offering structured notes linked to the S&P 500® Index that mature in March 2033. The notes pay no interest and return at maturity depends on the final index level versus a buffer level of 85% of the initial index. If the final level is ≥ the buffer level, each $1,000 face amount pays the capped $1,598. If the final level is below the buffer level, holders lose 1% of face for each 1% decline below the buffer (subject to the stated formula), exposing investors to substantial principal loss. Trade date was March 23, 2026, original issue date March 26, 2026, stated maturity date March 31, 2033. The offering aggregate face amount shown is $1,347,000, the underwriting discount is 4.25%, and net proceeds to issuer are 95.75% of face. The notes are senior unsecured obligations of GS Finance Corp., fully and unconditionally guaranteed by The Goldman Sachs Group, Inc., so investors bear the credit risk of both entities.
GS Finance Corp. is offering S&P 500® Index-Linked Notes due 2030, fully and unconditionally guaranteed by The Goldman Sachs Group, Inc. The notes pay no interest and on the stated maturity will deliver for each $1,000 face amount either the face amount or a cash payment equal to $1,000 plus the underlier return, capped at a $1,465 maximum settlement amount. The trade date is April 17, 2026, the original issue date is April 22, 2026, the determination date is October 17, 2030 and the stated maturity date is October 22, 2030. The underlier is the S&P 500® Index (Bloomberg: "SPX Index"). The pricing supplement highlights that the original issue price exceeds the model-estimated value (reflecting underwriting discounts and a structuring fee) and that holders bear the credit risk of the issuer and guarantor, potential illiquidity, capped upside and complex U.S. tax treatment as a contingent payment debt instrument.
GS Finance Corp. is offering Autocallable Participation Notes linked to the S&P 500® Index. The notes trade in $10 principal units, have an approximate three-year term to April, 2029, and may be automatically called on an observation roughly one year after pricing (Call Observation Date around April, 2027).
The notes pay no periodic interest, provide a 100.00% participation rate above a 90.00% Threshold Value, and, if called, would pay a Call Payment of approximately $10.95 to $11.10 per unit. Estimated initial value is between $9.25 and $9.55 per $10 principal amount. Minimum initial purchase is $100,000, and payments are subject to the credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc.
GS Finance Corp. (guaranteed by The Goldman Sachs Group, Inc.) is offering structured, non‑interest bearing notes linked to the S&P 500® Index. The notes measure performance from March 20, 2026 (initial underlier level 6,506.48) to the determination date and mature on April 8, 2027.
The notes feature a 15% buffer (buffer level = 85% of the initial level). If the final underlier level is ≥ the buffer level, holders receive the capped maximum settlement of $1,087.70 per $1,000 face amount. If the final underlier level is below the buffer level, the investor loses approximately 1.1765% of face amount for each 1% decline below the buffer and could lose the entire investment. The notes pay no interest.
Key commercial terms: aggregate face amount $10,850,000; original issue price 100% of face; underwriting discount 1%; net proceeds to issuer 99%. Trade date was March 23, 2026 and original issue date March 26, 2026. Cash‑flow treatment, credit risk, tax treatment, limited secondary market liquidity and other risks are described in the supplement.
GS Finance Corp. offers leveraged buffered S&P 500® Futures Excess Return Index‑linked notes due 2031, guaranteed by The Goldman Sachs Group, Inc. The notes reference the S&P 500® Futures Excess Return Index with an upside participation rate of 190%, a buffer amount of 20% (buffer level 80%) and a face amount calculation per note of $1,000. The trade date is March 25, 2026, original issue date March 30, 2026, determination date February 25, 2031 and stated maturity date February 28, 2031. The notes pay no interest and are cash‑settled at maturity based on the underlier return. If the final underlier level is below the buffer level, investors suffer a leveraged loss tied to the decline; hypothetical examples show losses up to 60% of face amount at very low underlier levels. The underlier tracks E‑mini S&P 500 futures (not the equity index), exposing holders to roll yield, futures/contango effects, market disruption rules and the credit risk of the issuer and guarantor.
GS Finance Corp. is offering $5,500,000 aggregate face amount of leveraged, non‑interest bearing notes due March 27, 2028, linked to the iShares MSCI USA Quality Factor ETF (QUAL), with trade date March 23, 2026 and original issue date March 26, 2026.
For each $1,000 face amount, holders receive at maturity either (a) $1,000 + 3× ETF return (up to a $1,255.9 cap) if the ETF finishes above the initial level of $193.95, or (b) $1,000 + ETF return if the ETF is flat or down. The notes do not pay interest, are unsecured, and are guaranteed by The Goldman Sachs Group, Inc.. The estimated value at issuance is approximately $975 per $1,000. The offering includes a 1.5% underwriting discount.
GS Finance Corp. is offering callable, cash‑settled notes linked to the common stock of Advanced Micro Devices, Inc. (underlier). The offering has an aggregate face amount of $2,000,000 and an original issue price equal to 100% of face amount.
The notes pay no interest and feature an automatic call on the call observation date (March 23, 2027) if the closing level of the underlier is ≥ the initial underlier level; in that case each $1,000 face amount pays $1,298 on the call payment date. If not called, maturity payoff (determination date March 23, 2028, stated maturity March 30, 2028) depends on the final underlier level: 100% upside participation, a 20% buffer (buffer level = 80% of initial), and examples showing downside losses up to 60% of face amount. Investors bear credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc., and the notes are not bank deposits or FDIC insured.
GS Finance Corp. is offering autocallable S&P 500® Index‑linked notes guaranteed by The Goldman Sachs Group, Inc. The notes have an expected trade date of March 27, 2026, an expected call observation date of April 9, 2027 (automatic call pays $1,117.50 per $1,000 face amount) and an expected stated maturity date of March 30, 2028.
The notes pay no interest, have an upside participation rate of 150%, and a trigger buffer level equal to 80% of the initial index level. If not called, the cash payment at maturity depends on the S&P 500® performance from the initial level to the determination date: positive returns pay 150% of the index return, declines up to 20% pay the absolute value of the decline, and declines greater than 20% produce a negative return (investors can lose up to or all of invested principal). The estimated value at the terms' setting is between $900 and $930 per $1,000 face amount.
GS Finance Corp. is offering structured, S&P 500®-linked notes due March 27, 2031, fully guaranteed by The Goldman Sachs Group, Inc. The pricing supplement states an aggregate face amount of $431,000 with an original issue price of 100% of face and a net proceed of 98.875% of face.
Amount payable at maturity depends on the S&P 500 closing level on the March 24, 2031 determination date: holders get the face amount if the final level is ≥80% of the initial level, upside participation of 105% subject to a $1,900 maximum if the index rises, or a pro rata loss below the 80% buffer (losses measured by the buffer rate of 100% and buffer amount of 20%). The notes pay no interest and are senior unsecured obligations of GS Finance Corp., guaranteed by Goldman Sachs.
GS Finance Corp. offers principal-at-risk, non-interest bearing notes linked to the S&P 500® Futures 40% VT Adaptive Response 6% Decrement Index (USD) ER. The notes have an original issue date of March 26, 2026, a trade date of March 23, 2026, and a stated maturity date of March 31, 2031. The issuer may automatically redeem the notes on specified call observation dates beginning September 23, 2026 if the underlier closes at or above 90% of the initial underlier level of 407.42, paying the face amount plus a call premium. If not called, the maximum cash at maturity is $1,915 per $1,000 face amount; downside exposure can result in loss of principal, including total loss if the final underlier level is sufficiently low. The aggregate face amount at original issue was $747,000. The estimated value on pricing was approximately $929 per $1,000 face amount and the original issue price equals 100% of face amount with an underwriting discount of 4.3%.