Welcome to our dedicated page for Goldman Sachs Group SEC filings (Ticker: GS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Goldman Sachs Group, Inc. files regulatory documents that cover operating results, material events, capital structure and corporate governance. Its 8-K filings document earnings releases, Regulation FD disclosures, debt and subordinated debt issuances under shelf registration statements, and changes involving directors or executive officers.
The filing record also identifies Goldman Sachs’ NYSE-listed common stock, preferred depositary shares, capital securities and medium-term notes issued by GS Finance Corp. Proxy materials disclose annual meeting matters, board governance, executive compensation and shareholder voting items, while registration-related exhibits document securities offerings and related terms.
GS Finance Corp. is offering $2,020,000 aggregate face amount of medium-term, cash-settled notes linked to the S&P 500® Index with a stated maturity of March 25, 2031. For each $1,000 face amount, the cash payment at maturity equals either: (1) $1,000 plus $1,000× the 107% upside participation × the underlier return if the final level is above the initial level; (2) $1,000 if the final level is between 60% and 100% of the initial level; or (3) $1,000 plus $1,000×(final−initial)/initial if the final level is below 60% (i.e., losses pro rata, potentially eliminating principal). The notes pay no interest and are fully guaranteed by The Goldman Sachs Group, Inc. Investors remain exposed to issuer/guarantor credit risk, market/volatility effects on the S&P 500, and uncertain U.S. federal tax treatment.
GS Finance Corp. is offering Market Linked Securities—leveraged, buffered, equity‑index linked notes linked to the S&P 500® Index with a stated maturity date of March 23, 2028. Each security has a $1,000 face amount, an original offering price of $1,000 and an estimated value at pricing of approximately $969 per $1,000 face amount. At maturity holders receive: (1) if the ending level > starting level, the face amount plus 150% of the percentage increase subject to a maximum return of 20.25% (maximum payment $1,202.50); (2) if the ending level falls up to 10% (the buffer) you receive the face amount; (3) if the ending level falls by more than 10% you suffer 1‑for‑1 losses on the excess (you may lose up to 90% of face). Payments are unsecured and subject to issuer and guarantor credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc.. Pricing date: March 20, 2026; Calculation Day: March 20, 2028. The securities pay no interest or dividends and are designed to be held to maturity.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering structured, cash-settled notes linked to the S&P 500® Futures Excess Return Index with an aggregate face amount of $1,302,000. The notes pay no interest and mature on March 25, 2031. Investors receive for each $1,000 face amount either: (1) $1,000 plus 187.5% of the underlier return if the final level is at or above the initial level; (2) $1,000 plus the absolute underlier return if the final level declines but stays at or above 85% of the initial level (a 15% buffer); or (3) a reduced amount tied to the buffer rate if the final level is below the buffer level, exposing investors to substantial principal loss. The underlier tracks E-mini S&P 500 futures (Bloomberg: SPXFP Index); price examples and tax, market‑liquidity and credit risks are disclosed in the supplement.
GS Finance Corp. (guaranteed by The Goldman Sachs Group, Inc.) is offering $30,997,000 of S&P 500®-linked buffered notes. The notes pay no interest and mature on April 7, 2027 with a determination date of April 2, 2027. For each $1,000 face amount, holders receive a capped payment of up to $1,085 if the final underlier level is greater than or equal to the buffer level (85% of the initial level). If the final underlier level is below the buffer level, losses are magnified by a buffer rate of approximately 117.65%, causing investors to lose about 1.1765% of face amount for every 1% decline below the buffer; investors could lose their entire principal. Trade date: March 20, 2026; original issue date: March 25, 2026. Underlier: S&P 500® Index. Original issue price: 100% of face amount; underwriting discount: 1%; net proceeds: 99% of face amount.
GS Finance Corp. priced a $12,000,000 offering of Contingent Income Buffered Auto-Callable Securities linked to the common stock of Freeport-McMoRan Inc.
The securities, unsecured notes guaranteed by The Goldman Sachs Group, Inc., mature on March 25, 2027 and pay a contingent monthly coupon only when the underlying stock closes at or above a buffer price equal to 70.00% of the initial share price. The initial share price is stated as $53.62 (closing price on March 19, 2026), and the contingent coupon calculation uses a stated multiplier of $18.309 per $1,000 principal across coupon observation dates.
If the securities are automatically called on any call observation date when the underlying closes at or above the initial share price, holders receive the $1,000 principal per $1,000 plus the contingent coupon then due. If not called, a final payment at maturity pays $1,000 if the final share price is at or above the buffer price; if below the buffer price, holders suffer downside exposure equal to approximately 1.4286% of principal for every 1.00% decline beyond the buffer (the disclosed downside factor).
GS Finance Corp. is offering $228,000 face amount of notes linked to the S&P 500® Index. The notes trade on March 20, 2026, have an original issue date of March 25, 2026, a determination date of March 20, 2028 and a stated maturity date of March 23, 2028.
For each $1,000 face amount, the cash settlement will be: (1) $1,000 plus the underlier return if the final level is >= the initial level, capped at a maximum upside settlement amount of $1,295; (2) $1,000 plus the absolute underlier return if the final level declines ≤ the buffer of 10% (buffer level = 90%); or (3) an amount that produces a loss if the final level is below the buffer, where losses can be a substantial portion of principal. The notes pay no interest and are fully guaranteed by The Goldman Sachs Group, Inc.
GS Finance Corp. (guaranteed by The Goldman Sachs Group, Inc.) is offering equity‑linked notes tied to GOOGL, NVDA and MSFT with an aggregate face amount of $375,000 on the original issue date. The notes have a stated maturity of March 23, 2029 and an automatic call feature on the call observation date, March 22, 2027, if each index stock closes at or above its initial price. If automatically called, each $1,000 face amount pays $1,620 on the call payment date. If not called, the cash settlement at maturity is determined solely by the lesser performing index stock: positive linkage with a 300% upside participation rate when all final prices exceed initial prices; an absolute positive payoff when all final prices are ≥60% of initial prices; and downside exposure to the full negative return of the lesser performing stock if any final price is below 60% of its initial price.
GS Finance Corp. priced $2,377,000 of Dual Directional Buffered PLUS tied to the EURO STOXX 50® Index. The notes mature on March 23, 2028 and provide 150% leveraged upside of any positive index return (leverage factor 150%), subject to a maximum payment of $1,293.00 per $1,000 and a 10.00% buffer. If the final index value declines by ≤10.00% from the initial index value, holders receive principal plus the absolute index return (capped at +10.00%); declines beyond 10.00% produce a 1:1 loss, subject to a $100 minimum payment. Pricing date was March 20, 2026, original issue date March 25, 2026, and valuation date March 20, 2028. The estimated value at issuance was approximately $958 per $1,000, below the issue price; payments are subject to the credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc.
GS Finance Corp. (guaranteed by The Goldman Sachs Group, Inc.) is offering contingent automatic-call notes linked to the Russell 2000® Index, the EURO STOXX 50® Index and the State Street® Utilities Select Sector SPDR® ETF (XLU). The notes mature on March 27, 2031 but may be automatically called beginning on March 22, 2027 if each underlier closes at or above its initial level on a call observation date; call premiums rise across sixteen scheduled call dates (first call premium 17.45%, later up to 82.8875%).
At maturity, if not called, payoff depends on the lesser performing underlier: full face amount plus a 87.25% maturity premium if all underliers finish at or above initial levels; return of $1,000 if all finish at or above 70% of initial levels but any is below initial; otherwise repayment depends on the lesser performing underlier return (losses possible, including complete loss). The trade date initial levels and key terms are specified, estimated value at pricing was approximately $935 per $1,000 face amount, original issue price 100%, underwriting discount 4.125%, net proceeds 95.875%. Credit risk of the issuer and guarantor applies.
GS Finance Corp. is offering structured, cash‑settled notes guaranteed by The Goldman Sachs Group, Inc. with an aggregate face amount of $2,654,000. The notes pay a contingent monthly coupon of 0.5834% per month (up to ~7.00% per annum) when each underlier is at or above a 60% coupon trigger on observation dates and are subject to an automatic call if all underliers are at or above their initial levels on any call observation date.
Payments at maturity depend on the lesser performing underlier (Nasdaq‑100, Russell 2000, S&P 500). If the lesser performing underlier ends below its 50% trigger buffer level, principal can be reduced proportionally — investors could lose their entire investment. Trade date: March 20, 2026; original issue date: March 25, 2026; stated maturity: March 27, 2029.