Welcome to our dedicated page for Goldman Sachs Group SEC filings (Ticker: GS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Goldman Sachs Group, Inc. files regulatory documents that cover operating results, material events, capital structure and corporate governance. Its 8-K filings document earnings releases, Regulation FD disclosures, debt and subordinated debt issuances under shelf registration statements, and changes involving directors or executive officers.
The filing record also identifies Goldman Sachs’ NYSE-listed common stock, preferred depositary shares, capital securities and medium-term notes issued by GS Finance Corp. Proxy materials disclose annual meeting matters, board governance, executive compensation and shareholder voting items, while registration-related exhibits document securities offerings and related terms.
GS Finance Corp. issues an index supplement dated March 25, 2026 for its Medium-Term Notes, Series F, describing the S&P 500® Futures Excess Return Index (Bloomberg: SPXFP). The supplement defines the index methodology, shows comparative annualized returns (e.g., 11.51% one-year for SPXFP versus 15.57% for the S&P 500®), and lists historical volatility metrics and launch/history dates. It summarizes notable risks for securities linked to the index, including credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc., negative roll yield on futures, absence of dividend capture, and market‑disruption risks. The supplement states the index data sources, sponsor (S&P Dow Jones Indices LLC), calculation agent, and that past performance is not indicative of future results.
Goldman Sachs is using the BlackRock® Dynamic Factor Index as the reference for the offered notes. The addendum describes an index that combines an equity ETF basket, a fixed income ETF basket and a cash constituent and measures their performance less the sum of the return on SOFR plus 0.26161% and an additional 0.65% per annum fee (accruing daily).
The index allocates among equities, fixed income and cash to target a volatility cap of 5%, rebalances equity positions monthly and fixed income daily, and in the recent past allocated up to 85.5% to cash. The index discontinued use of 3-month USD LIBOR and replaced it with SOFR+0.26161% on December 28, 2021. Historical performance since January 1, 2021 shows an annualized index return of -2.31% with realized volatility of 4.91%, versus the S&P 500 ETF annualized return of 14.38%.
GS Finance Corp. is offering medium-term notes (Series F) whose payments are linked to the BlackRock® Dynamic Factor Index. The index combines an equity ETF basket (five ETFs), a fixed income ETF basket (three ETFs) and a cash constituent and measures outperformance versus SOFR plus 0.26161% plus an additional 0.65% per annum fee (accruing daily). The index dynamically reweights components to target a 5% volatility limit and has allocated up to 85.5% to its cash constituent in the recent past, increasing the ETFs' hurdle to drive index gains. The index replaced 3-month USD LIBOR with SOFR on December 28, 2021, and limited post-LIBOR performance history is available. The notes will be fully guaranteed by The Goldman Sachs Group, Inc.; specific economic terms, pricing and settlement will appear in the applicable pricing supplement and any applicable product supplement. The supplement highlights ETF-specific risks, liquidity and tracking differences, and hedging and distribution practices by GS affiliates.
GS Finance Corp. and Goldman Sachs & Co. LLC published a Nasdaq-100 Technology Sector Index Supplement dated March 25, 2026 describing the Nasdaq-100 Technology Sector Index (Bloomberg: NDXT) as the underlier for certain medium-term notes and warrants.
The supplement presents index characteristics (equal-weighted, price return, base date February 22, 2006), historical performance through March 2, 2026 and annualized returns of 17.78% (1 year), 22.67% (3 years), 9.07% (5 years) and 10.12% (since January 4, 2021). It also compares the index to the Nasdaq-100 and the S&P 500 and lists selected risk factors, including issuer and guarantor credit risk, concentration in the technology sector, and sponsor discretion.
GS Finance Corp. offers structured notes and warrants linked to one or more indices (the “underliers”), as described in Underlier Supplement No. 48 dated March 24, 2026. The supplement warns that the estimated value on the trade date (per GS&Co.’s pricing models) is less than the original issue price, and secondary-market values may differ materially. Payments on the securities are subject to the credit risk of GS Finance Corp. (issuer) and The Goldman Sachs Group, Inc. (guarantor). The document lists many investor risks: market volatility, lack of shareholder or dividend rights, currency and foreign-market risks, limited operating histories for certain indices, index‑methodology and sponsor discretion, futures roll/financing costs, SOFR replacement effects, and the mechanics/risks of risk‑control and leveraged (Volatility Plus) indices.
GS Finance Corp. is offering Autocallable Contingent Coupon Equity-Linked Notes due May 12, 2027 (guaranteed by The Goldman Sachs Group, Inc.) linked to the common stock of Eli Lilly and Company (Bloomberg: LLY UN). The notes pay a contingent monthly coupon of $8.50 per $1,000 (0.85% monthly; up to 10.20% per annum) if the underlier is at or above the coupon trigger level (60% of the initial underlier level) on each coupon observation date. The notes are automatically called if the underlier's closing level on a call observation date is greater than or equal to the initial underlier level; in that case holders receive $1,000 plus any coupon then due. At maturity (determination date May 7, 2027), if not called, cash settlement per $1,000 face amount equals $1,000 if the final underlier level is at or above the trigger buffer level (60%), or equals $1,000 × the underlier return if below that level. The prospectus warns investors they could lose their entire investment if the final underlier level is sufficiently low. Terms and fees are set on the trade date (April 7, 2026; original issue date April 10, 2026), and the notes are subject to issuer and guarantor credit risk and limited secondary-market liquidity.
GS Finance Corp. offers leveraged S&P 500® Futures Excess Return Index-Linked Notes due 2032, guaranteed by The Goldman Sachs Group, Inc. The notes pay at maturity based on the S&P 500 Futures Excess Return Index performance with an upside participation rate of 213.5%, a 30% trigger buffer (trigger buffer level 70%), no interest payments, and cash settlement per $1,000 face amount. The trade date is April 1, 2026 and stated maturity is April 6, 2032; final payment depends on the determination date level and is subject to adjustments and the issuer/guarantor credit risk.
The Goldman Sachs Group, Inc. is offering fixed-rate senior notes maturing in 2033 under its Medium-Term Notes, Series N program. The notes carry a stated interest rate of 5.00% per annum, pay interest semiannually on April 2 and October 2 (with maturity-date payment on April 4, 2033), and will be issued in book-entry form through DTC.
Key commercial details (principal amount and original issue price) will be set on the trade date; the pricing supplement notes the original issue price may vary for certain fee-based advisory accounts. The notes will not be listed on an exchange, use a 30/360 (ISDA) day‑count convention for interest, are subject to FATCA withholding, and the underwriting is led by Goldman Sachs & Co. LLC, an affiliate with a disclosed conflict of interest.
GS Finance Corp. offers structured notes linked to the S&P 500® Futures 40% VT Adaptive Response 6% Decrement Index (USD) ER. The notes pay a monthly coupon of $12.375 per $1,000 (1.2375% monthly; potential up to 14.85% per annum) only if the index on an observation date is at least 50% of the initial underlier level. The initial underlier level is 394.46 (trade date March 20, 2026). Observation dates occur monthly from April 2026 through March 2031. Notes mature on March 25, 2031 unless automatically called on any call observation date from March 2027 through February 2031 when the index closing level is greater than or equal to 394.46, in which case holders receive the face amount plus the coupon on the subsequent payment date. The index applies a fixed daily decrement of 6.0% per annum, may employ up to 500% leverage with a maximum daily leverage change of 100%, and may be significantly uninvested on given days. The estimated value at pricing was approximately $966 per $1,000 face amount. Aggregate original face amount was $660,000. Payments are subject to issuer and guarantor credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., offers autocallable index-linked notes tied to the S&P 500, Dow Jones Industrial Average and Russell 2000. Trade date and initial levels are expected on April 14, 2026, with an original issue date expected on April 17, 2026 and a stated maturity date expected on April 21, 2031.
If a call observation date (first expected April 14, 2027) shows each index ≥ 90% of its initial level, the notes are automatically redeemed and pay the face amount plus the applicable call premium (call premiums rise over time; first call premium 8.6%). If not called, the maturity payoff depends on the lesser performing underlier: full face amount if the lesser underlier ≥ 70%, capped upside at 143% of face amount, and downside exposure to the lesser underlier below 70% (investors may lose a substantial portion or all of principal). The pricing supplement shows an estimated value of $885 to $935 per $1,000 face amount on the trade date and a maturity premium amount of 43%.