Welcome to our dedicated page for Goldman Sachs Group SEC filings (Ticker: GS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Goldman Sachs Group, Inc. files regulatory documents that cover operating results, material events, capital structure and corporate governance. Its 8-K filings document earnings releases, Regulation FD disclosures, debt and subordinated debt issuances under shelf registration statements, and changes involving directors or executive officers.
The filing record also identifies Goldman Sachs’ NYSE-listed common stock, preferred depositary shares, capital securities and medium-term notes issued by GS Finance Corp. Proxy materials disclose annual meeting matters, board governance, executive compensation and shareholder voting items, while registration-related exhibits document securities offerings and related terms.
GS Finance Corp. offers contingent‑coupon notes linked to UnitedHealth Group common stock (UNH). Each $1,000 note pays a monthly contingent coupon of $11.292 if the underlier closes at or above 68% of the initial level on the observation date, and will be automatically called if UNH closes at or above the initial level on a call observation date. If not called, maturity settlement on May 5, 2027 depends on the final underlier level: investors receive $1,000 if the final level is ≥68% (including up to full principal if ≥100%), but will suffer proportional losses if the final level is below 68%, including a potential total loss of principal. The notes are senior unsecured obligations of GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., issued at 100% of face amount with a 2.15% underwriting discount. Trade date: March 31, 2026; initial underlier level: $270.59.
GS Finance Corp. priced an Auto-Callable Trigger PLUS linked to the Russell 2000® Index. The aggregate original stated principal amount is $3,271,000 and the securities pay a fixed $1,142 per $1,000 if automatically called on the call observation date. If not called, maturity payoffs depend on the final index value: upside participation equals 125.00% of any positive index return, full principal is preserved down to an 80.00% downside threshold (1,997.0992 initial-index-equivalent), and below that investors suffer pro rata losses. The estimated value at pricing was approximately $954 per $1,000 and the original issue price equals 100.00% of principal. These are unsecured notes of GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., and carry issuer/guarantor credit risk.
GS Finance Corp. is offering Market Linked Securities — Auto-Callable with Fixed Percentage Buffered Downside linked to the State Street® SPDR® S&P® Biotech ETF due April 5, 2029. The securities have a face amount of $1,000 per security and were priced at $1,000 with an estimated model value of approximately $955 per $1,000 face amount on the pricing date. The notes are automatically callable on specified call dates if the fund closing price is at or above a threshold equal to 85.00% of the starting price, providing fixed call premiums (8.00% to 24.00% by the final call) but only a 15.00% downside buffer; investors have 1-to-1 downside beyond the buffer and may lose up to 85.00% of principal. All payments are subject to issuer and guarantor credit risk.
GS Finance Corp. is offering structured, autocallable notes linked to the common stocks of Palantir Technologies Inc., NVIDIA Corporation and Oracle Corporation. The notes have an expected trade date of April 9, 2026, an expected original issue date of April 14, 2026, and an expected stated maturity date of April 13, 2028. Coupons may pay monthly if each index stock meets a 50% threshold on monthly observation dates; the monthly coupon increment is $15.042 per $1,000 face amount (about 1.5042% monthly, or ~18.05% per annum potential). The notes are automatically called if, on a call observation date, each index stock is greater than or equal to its initial price. At maturity, if a "trigger event" (all final prices below initial prices) occurs, the cash settlement is linked to the lesser performing stock return and could result in a loss of principal. The estimated value on the trade date is expected to be between $925 and $955 per $1,000 face amount.
GS Finance Corp. is offering leveraged, buffered, STOXX® Europe 600 index-linked notes due April 10, 2031, guaranteed by The Goldman Sachs Group, Inc. The notes pay no interest and return at maturity depends on the STOXX Europe 600 performance from the trade date (expected April 7, 2026) to the determination date (expected April 7, 2031). For each $1,000 face amount, investors receive $1,000 at maturity if the underlier declines up to 20%; above the initial level they receive 1.689 times the index return; below the 80% buffer they lose 1.25% of face for every 1% decline below 80%. Estimated value at pricing is $850–$880 per $1,000 face amount. The notes are unsecured obligations subject to issuer and guarantor credit risk and complex tax treatment.
GS Finance Corp. offers 5-year indexed notes linked to the S&P 500® Futures Excess Return Index, with a 157% upside participation rate and a 30% buffer (70% buffer level). The notes pay no interest and settle in cash at maturity based on the underlier return from the trade date to the determination date. For each $1,000 face amount, if the final underlier level exceeds the initial level, you receive $1,000 plus participation of 157% of the underlier return. If the final level is between 100% and 70% of the initial level you receive the face amount. If the final level is below 70% you bear losses equal to 1% of face for each 1% the final level is below the buffer level; substantial principal loss is possible. Trade date: March 31, 2026; stated maturity date: April 3, 2031. Aggregate face amount initially offered: $4,012,000. Original issue price: 100% of face; underwriting discount 1.125%.
GS Finance Corp. is offering callable S&P 500® Index‑linked notes due April 7, 2031, guaranteed by The Goldman Sachs Group, Inc. The notes pay no interest, have an initial underlier level of 6,528.52, a 150% upside participation rate and an 85% buffer level. Holders receive either a leveraged upside, face amount protection if the final index is ≥85% of the initial level, or a reduced cash payment if the final index is below 85%. The issuer may redeem the notes on specified monthly call dates beginning April 2027 at fixed call premium amounts. The estimated value on the trade date was approximately $958 per $1,000 face amount; original issue price is 100%.
GS Finance Corp. offers callable S&P 500® Futures Excess Return Index-linked notes due April 7, 2031 guaranteed by The Goldman Sachs Group, Inc. The aggregate face amount on the original issue date is $3,789,000 with an original issue price of 100% of face amount.
Key terms: trade date March 31, 2026, initial underlier level 527.35, upside participation rate 200%, trigger buffer level 60%, determination date March 24, 2031, estimated value ≈ $971 per $1,000 face amount.
GS Finance Corp. offers principal-protected, index-linked notes linked to the EURO STOXX 50® Index, guaranteed by The Goldman Sachs Group, Inc. Each $1,000 note pays no periodic interest and matures on April 3, 2031 (determination date March 31, 2031). If the final index level is greater than the initial level, the cash payment at maturity equals $1,000 + ($1,000 × 127% × index return); if the final level is equal to or less than the initial level, you receive the $1,000 face amount. The offering size listed is $1,512,000 aggregate face amount; original issue price is 100% of face, underwriting discount 1.125%, net proceeds 98.875%. The notes are treated as contingent payment debt instruments for U.S. federal income tax purposes; the issuer’s comparable yield is 4.7687% and the issuer’s projected payment at maturity is $1,269.48 per $1,000 for tax accruals.
GS Finance Corp. is offering medium-term notes linked to the S&P 500® Index that mature in April 2031 and are fully guaranteed by The Goldman Sachs Group, Inc. Each note has a $1,000 face amount; holders receive either the face amount at maturity if the underlier return is zero or negative, or $1,000 plus the underlier return subject to a $1,440 maximum settlement amount. The notes pay no interest, are not bank deposits, and are subject to issuer and guarantor credit risk. The trade date is March 31, 2026, original issue date is April 6, 2026, and the determination date is March 31, 2031. The pricing shows an original issue price of 100% of face amount, an underwriting discount of 1.125%, and net proceeds to the issuer of 98.875%. The issuer reports a comparable yield for tax accrual purposes of 4.7687% per annum.