Welcome to our dedicated page for Goldman Sachs Group SEC filings (Ticker: GS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Goldman Sachs Group, Inc. files regulatory documents that cover operating results, material events, capital structure and corporate governance. Its 8-K filings document earnings releases, Regulation FD disclosures, debt and subordinated debt issuances under shelf registration statements, and changes involving directors or executive officers.
The filing record also identifies Goldman Sachs’ NYSE-listed common stock, preferred depositary shares, capital securities and medium-term notes issued by GS Finance Corp. Proxy materials disclose annual meeting matters, board governance, executive compensation and shareholder voting items, while registration-related exhibits document securities offerings and related terms.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering non‑interest bearing notes linked to the lesser performing common stock of Micron Technology, Inc., NVIDIA Corporation and Sandisk Corporation. The notes mature on October 5, 2028 (determination date October 2, 2028) and pay, per $1,000 face amount, either $1,000 plus a positive payout equal to the lesser performing index stock return times a 500% upside participation rate, or, if any index stock return is zero or negative, $1,000 plus the lesser performing index stock return times $1,000. The initial index stock prices are set as of March 27, 2026. The estimated value on the trade date is approximately $917 per $1,000 face amount. The issue price is 100% with underwriting discount of 1.05% plus a structuring fee up to 0.7%. Payments are subject to the credit risk of GS Finance Corp. and its guarantor. The calculation agent, Goldman Sachs & Co. LLC, has broad discretion over pricing, determination dates, anti‑dilution adjustments and treatment of market disruption events. Investors could lose their entire investment.
GS Finance Corp. is offering callable, contingent-coupon notes linked to the VanEck Semiconductor ETF (SMH) that mature on January 8, 2029 unless redeemed. Each $1,000 note can pay a quarterly coupon of $36.25 if the ETF closes at or above 80% of the initial level (383.40) on the coupon observation date. The issuer may redeem the notes on quarterly coupon dates from October 2026 through October 2028 at 100% of principal plus any coupon then due. At maturity, if the final ETF level is below 80% of the initial level, investors suffer losses according to the disclosed buffer (the first 20% of loss is absorbed); if the final level is at or above 80%, principal is returned plus any final coupon. The pricing supplement states the estimated value at issuance is approximately $967 per $1,000 face amount and the original issue price is 100% with an underwriting discount of 1%.
The pricing supplement describes GS Finance Corp. medium-term notes linked to the S&P 500® Index with an aggregate face amount of $1,500,000. For each $1,000 face amount, the cash settlement at maturity on April 3, 2031 depends on the index return versus the initial level of 6,528.52. If the final level exceeds the initial level, holders receive $1,000 plus 100.8% of the index return. If the final level is between the initial level and the buffer level of 80%, holders receive the $1,000 face amount. If the final level is below the buffer level, holders incur a pro rata loss tied to the shortfall, exposing them to substantial principal loss. The notes pay no interest, are guaranteed by The Goldman Sachs Group, Inc., were issued at 100% of face amount with a 1.125% underwriting discount, and may have limited secondary-market liquidity.
GS Finance Corp. offers callable, equity-linked notes tied to the Class A common stock of Ares Management Corporation, Inc. The notes reference an initial index stock price of $105.80 (set April 1, 2026), pay a quarterly coupon of $71.5 per $1,000 (7.15% quarterly) only if the index stock closes at or above 65% of that initial price on each coupon observation date, and may be automatically called beginning July 2026. If the final index stock price is less than 65% of the initial price, principal at maturity is reduced pro rata by the index stock return; estimated value at pricing was $945 to $975 per $1,000 face amount. Credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc., limited anti-dilution protection, calculation-agent discretion, and potential illiquidity are key risks.
The Goldman Sachs Group, Inc. is offering $4,331,000 aggregate principal of fixed rate senior notes due April 4, 2033 under its Medium-Term Notes, Series N program. The notes bear interest at 5.00% per annum, payable April 2 and October 2 each year, and will be issued at 100% of principal on the original issue date of April 2, 2026. Underwriting discount is 0.55% of principal and net proceeds to the issuer are 99.45% of principal. The notes will be issued in book-entry form through DTC, will not be listed, and are subject to standard U.S. federal income tax and FATCA withholding rules. The offering is restricted in several jurisdictions and includes standard defeasance rights and a 30/360 (ISDA) day count convention.
The Goldman Sachs Group, Inc. is offering $43,000,000 principal of Callable Fixed Rate Notes due April 2, 2031, issued April 2, 2026, carrying a fixed interest rate of 5.00% per annum paid semiannually on April 2 and October 2. The notes are callable in whole on each quarterly redemption date on or after April 2, 2027 at 100% plus accrued interest, with at least five business days' prior notice. The initial public price is 100% of principal; underwriting discount is 0.927% (totaling $398,610), with estimated issuer offering expenses of approximately $15,000.
The Goldman Sachs Group, Inc. is offering fixed rate senior notes with a principal amount of $4,818,000 under its Medium‑Term Notes, Series N program. The notes pay interest at 4.50% per annum, accrue from the original issue date of April 2, 2026, and mature on April 2, 2029. Interest is payable each April 2 and October 2, commencing October 2, 2026, and the notes will be issued in book‑entry form through DTC.
The original issue price is 100% of principal with an underwriting discount of 0.35% (net proceeds to issuer: 99.65%). The notes are unsecured senior debt issued under the senior debt indenture and will not be listed on any exchange.
The Goldman Sachs Group, Inc. is offering $3,716,000 principal amount of fixed rate medium‑term notes due April 2, 2031 under its Series N program. The notes carry a 4.75% per annum fixed interest rate, pay semiannually on April 2 and October 2, and accrue from the original issue date of April 2, 2026.
Notes are issued in denominations of $1,000, will not be listed, are issued at 100% of principal (underwriting discount 0.5%, net proceeds 99.5%), and will be represented by a DTC master global note.
GS Finance Corp. priced callable, multi‑underlier notes linked to the Russell 2000®, EURO STOXX 50® and the State Street® Utilities Select Sector SPDR® ETF. The notes pay a quarterly coupon of $22.50 per $1,000 (2.25% quarterly; up to 9% per annum) if each underlier is at or above 65% of its initial level on a coupon observation date. The notes may be automatically called beginning April 2027 and mature expectedly April 29, 2031. At maturity, if any underlier is below 65% of its initial level, repayment is based on the lesser performing underlier and can result in a principal loss, potentially substantially below face amount. The estimated value on the trade date is $885 to $925 per $1,000 face amount.
GS Finance Corp. offers autocallable S&P 500® Index-Linked Notes due 2029, guaranteed by The Goldman Sachs Group, Inc. The notes pay no interest, may be automatically called early with a capped call payment of $1,120 per $1,000 face amount, and provide upside participation of 165% subject to a 15% buffer (buffer level 85%). The cash settlement at maturity depends on the final index level: full face value for returns above the buffer, scaled upside when the final level exceeds the initial level, and a reduced cash payment if the final level is below the buffer, which could result in a substantial loss of principal.